0001567619-21-014785.txt : 20210809 0001567619-21-014785.hdr.sgml : 20210809 20210809185321 ACCESSION NUMBER: 0001567619-21-014785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210805 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosa David J. CENTRAL INDEX KEY: 0001519593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30713 FILM NUMBER: 211157869 MAIL ADDRESS: STREET 1: 1266 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTUITIVE SURGICAL INC CENTRAL INDEX KEY: 0001035267 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770416458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085232100 MAIL ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 doc1.xml FORM 4 X0306 4 2021-08-05 0 0001035267 INTUITIVE SURGICAL INC ISRG 0001519593 Rosa David J. 1020 KIFER ROAD SUNNYVALE CA 94086 0 1 0 0 EVP & Chief Business Officer Common Stock 2021-08-05 4 M 0 10500 172.4367 A 43212 D Common Stock 2021-08-05 4 S 0 8146 1007.2339 D 35066 D Common Stock 2021-08-06 4 M 0 10500 172.4367 A 45566 D Common Stock 2021-08-06 4 S 0 8065 1011.9004 D 37501 D Non-Qualified Stock Option (right to buy) 172.4367 2021-08-05 4 M 0 10500 0.00 D 2022-08-15 Common Stock 10500 10500 D Non-Qualified Stock Option (right to buy) 172.4367 2021-08-06 4 M 0 10500 0.00 D 2022-08-15 Common Stock 10500 0 D These shares were exercised and sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on May 13, 2022. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $997.81 to $1,009.99, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $1,007.24 to $1,020.59, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter. By: Donna Spinola For: David J Rosa 2021-08-09