0001035267-17-000149.txt : 20171025 0001035267-17-000149.hdr.sgml : 20171025 20171025153529 ACCESSION NUMBER: 0001035267-17-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171024 FILED AS OF DATE: 20171025 DATE AS OF CHANGE: 20171025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samath Jamie CENTRAL INDEX KEY: 0001330269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30713 FILM NUMBER: 171153030 MAIL ADDRESS: STREET 1: NATIONAL SEMICONDUCTOR STREET 2: 2900 SEMICONDUCTOR DR, M/S C1-640 CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTUITIVE SURGICAL INC CENTRAL INDEX KEY: 0001035267 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770416458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085232100 MAIL ADDRESS: STREET 1: 1020 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-10-24 0 0001035267 INTUITIVE SURGICAL INC ISRG 0001330269 Samath Jamie 1020 KIFER ROAD SUNNYVALE CA 94086 0 1 0 0 VP & Principal Accounting Offi Common Stock 2017-10-24 4 M 0 474 238.9133 A 474 D Common Stock 2017-10-24 4 S 0 474 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 104 230.9967 A 104 D Common Stock 2017-10-24 4 S 0 104 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 108 178.3867 A 108 D Common Stock 2017-10-24 4 S 0 108 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 145 177.6833 A 145 D Common Stock 2017-10-24 4 S 0 145 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 148 171.3333 A 148 D Common Stock 2017-10-24 4 S 0 148 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 292 153.0467 A 292 D Common Stock 2017-10-24 4 S 0 292 371.1863 D 0 D Common Stock 2017-10-24 4 M 0 293 148.03 A 293 D Common Stock 2017-10-24 4 S 0 293 371.1863 D 0 D Non-Qualified Stock Option (right to buy) 148.03 2017-10-24 4 M 0 293 0.0 D 2024-02-18 Common Stock 293 391 D Non-Qualified Stock Option (right to buy) 153.0467 2017-10-24 4 M 0 292 0.0 D 2024-08-15 Common Stock 292 392 D Non-Qualified Stock Option (right to buy) 171.3333 2017-10-24 4 M 0 148 0.0 D 2025-02-17 Common Stock 148 788 D Non-Qualified Stock Option (right to buy) 177.6833 2017-10-24 4 M 0 145 0.0 D 2025-08-17 Common Stock 145 788 D Non-Qualified Stock Option (right to buy) 178.3867 2017-10-24 4 M 0 108 0.0 D 2026-02-16 Common Stock 108 984 D Non-Qualified Stock Option (right to buy) 230.9967 2017-10-24 4 M 0 104 0.0 D 2026-08-15 Common Stock 104 985 D Non-Qualified Stock Option (right to buy) 238.9133 2017-10-24 4 M 0 474 0.0 D 2027-02-15 Common Stock 474 2376 D On October 6, 2017, the common stock and equity grants of Intuitive Surgical split 3-for-1, resulting in the reporting person's ownership of the company's stock and equity grants to increase (for every one share owned or granted, 2 additional shares were issued) and the exercise price of stock option grants to decrease to 1/3rd of the original grant price. These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on May 5, 2017. Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter. Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter. Jamie Samath 2017-10-24