-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JVbgSnhZZF4EaFfJn2eyLmq9SeI4EhvEZWq9uNDIoHWVuFtfiCzeWTsIIhN/K4RK aUsZSVCjtCzNrNseDYOLrA== 0000909518-09-000844.txt : 20091125 0000909518-09-000844.hdr.sgml : 20091125 20091125113319 ACCESSION NUMBER: 0000909518-09-000844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091125 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAMER GLENN M CENTRAL INDEX KEY: 0001084355 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206890 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALEM PAUL J CENTRAL INDEX KEY: 0001084356 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206896 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archipelago Learning, Inc. CENTRAL INDEX KEY: 0001470699 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 270767387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 BUSINESS PHONE: 800 419-3191 MAIL ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JONATHAN M CENTRAL INDEX KEY: 0001035233 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206891 MAIL ADDRESS: STREET 1: C/O WESTERN WIRELESS CORP STREET 2: 3650 131ST AVE SE #400 CITY: BELLEVUE STATE: WA ZIP: 98006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L P CENTRAL INDEX KEY: 0001304328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206894 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V-A L P CENTRAL INDEX KEY: 0001304329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206893 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP V L.P. CENTRAL INDEX KEY: 0001473584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206892 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L.L.C. CENTRAL INDEX KEY: 0001473585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091206895 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 pep_form4ex.xml X0303 4 2009-11-25 0 0001470699 Archipelago Learning, Inc. ARCL 0001473585 Providence Equity Partners V L.L.C. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304328 Providence Equity Partners V L P C/O PROVIDENCE EQUITY PARTNERS 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001304329 Providence Equity Partners V-A L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001473584 Providence Equity GP V L.P. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001035233 NELSON JONATHAN M C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084355 CREAMER GLENN M C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084356 SALEM PAUL J C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 Common Stock, par value $0.001 per share 2009-11-25 4 S 0 3135370 0 A 12273954 I See footnote See Footnote 1 on Exhibit 99.1 See Exhibit 99.2 - Joint Filer Information /s/ Raymond Mathieu, Attorney-in-Fact 2009-11-25 EX-99 2 mm11-2509pep991.htm

Exhibit 99.1

 

(1) Represents (i) 2,707,680 shares of common stock sold by Providence Equity Partners V L.P. (“PEP V”) and (ii) 427,690 shares of common stock sold by Providence Equity Partners V-A, L.P. (“PEP V-A”). Following the dispositions, PEP V directly holds 10,599,689 shares of common stock, and PEP V-A directly holds 1,674,265 shares of common stock.

 

Providence Equity GP V L.P. is the general partner of PEP V and PEP V-A and may be deemed to share beneficial ownership of shares owned by PEP V and PEP V-A. Providence Equity GP V L.P. disclaims this beneficial ownership, except to the extent of its pecuniary interest therein.

 

Providence Equity Partners V L.L.C. is the general partner of Providence Equity GP V L.P. and may be deemed to share beneficial ownership of shares owned by Providence Equity GP V L.P., PEP V and PEP V-A. Providence Equity Partners V L.L.C. disclaims this beneficial ownership except to the extent of its pecuniary interest therein.

 

Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are members of Providence Equity Partners V L.L.C. and partners of Providence Equity GP L.P. and may be deemed to share beneficial ownership of shares owned by Providence Equity Partners V L.L.C., Providence Equity GP V L.P., PEP V and PEP V-A. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of his pecuniary interest therein.

 

 

 EX-99 3 mm11-2509pep_form4e992.htm

Exhibit 99.2

 

Joint Filer Information

 

 

Name and Address of Reporting Person:

Providence Equity Partners V L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/25/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY PARTNERS V L.P.

 

By: Providence Equity GP V L.P., its sole general partner

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact



Name and Address of Reporting Person:                Providence Equity GP V L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/25/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY GP V L.P.

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact


 

 

2

 

Name and Address of Reporting Person:                Providence Equity Partners V-A L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/25/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY PARTNERS V-A L.P.

 

By: Providence Equity GP V L.P., its sole general partner

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact


 

3

 

Name and Address of Reporting Person:                Jonathan M. Nelson

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/25/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact


 

4

 

Name and Address of Reporting Person:                Glenn M. Creamer

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/25/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact


 

5

 

Name and Address of Reporting Person:                Paul J. Salem

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/25/2009
Title: Attorney-in-Fact


 

 

 

6

 

 

 -----END PRIVACY-ENHANCED MESSAGE-----