-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iis8YPBjIGD5nYCEGBDla9siTPGZCHgKFe1L6mjOdwmCbZwS12XeSiXuio959yH+ DK1NBiET1Tdec9dIM1hycA== 0000909518-09-000829.txt : 20091123 0000909518-09-000829.hdr.sgml : 20091123 20091123190318 ACCESSION NUMBER: 0000909518-09-000829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091119 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAMER GLENN M CENTRAL INDEX KEY: 0001084355 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALEM PAUL J CENTRAL INDEX KEY: 0001084356 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archipelago Learning, Inc. CENTRAL INDEX KEY: 0001470699 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 270767387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 BUSINESS PHONE: 800 419-3191 MAIL ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JONATHAN M CENTRAL INDEX KEY: 0001035233 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202922 MAIL ADDRESS: STREET 1: C/O WESTERN WIRELESS CORP STREET 2: 3650 131ST AVE SE #400 CITY: BELLEVUE STATE: WA ZIP: 98006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L P CENTRAL INDEX KEY: 0001304328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202927 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V-A L P CENTRAL INDEX KEY: 0001304329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202924 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP V L.P. CENTRAL INDEX KEY: 0001473584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202923 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L.L.C. CENTRAL INDEX KEY: 0001473585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34555 FILM NUMBER: 091202926 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 pep_form4ex.xml X0303 4 2009-11-19 0 0001470699 Archipelago Learning, Inc. ARCL 0001473585 Providence Equity Partners V L.L.C. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304328 Providence Equity Partners V L P C/O PROVIDENCE EQUITY PARTNERS 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001304329 Providence Equity Partners V-A L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001473584 Providence Equity GP V L.P. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001035233 NELSON JONATHAN M C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084355 CREAMER GLENN M C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084356 SALEM PAUL J C/O PROVIDENCE EQUITY PARTNERS, INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 Class A Shares of Archipelago Learning Holdings, LLC 2009-11-19 4 D 0 84545064 0 D 0 I See footnote Common Stock, par value $0.001 per share 2009-11-19 4 A 0 15409324 0 A 15409324 I See footnote Pursuant to a reorganization prior to the initial public offering of the Issuer, the holders of shares of Archipelago Learning Holdings, LLC exchanged such shares for shares of common stock of the Issuer. See Footnote 2 on Exhibit 99.1 See Exhibit 99.2 - Joint Filer Information /s/ Raymond Mathieu, Attorney-in-Fact 2009-11-23 EX-99 2 mm11-2309pep_form4e991.htm

Exhibit 99.1

 

(2) Providence Equity Partners V L.P. (“PEP V”) directly held 73,012,441 Class A Shares of Archipelago Learning Holdings, LLC, and Providence Equity Partners V-A, L.P. (“PEP V-A”) directly held 11,532,623 Class A Shares of Archipelago Learning Holdings, LLC. In connection with the Issuer’s corporate reorganization, PEP V and PEP V-A contributed their Class A Shares of Archipelago Learning Holdings, LLC in exchange for 13,307,369 shares of the Issuer’s common stock and 2,101,955 shares of the Issuer’s common stock, respectively.

 

Providence Equity GP V L.P. is the general partner of PEP V and PEP V-A and may be deemed to share beneficial ownership of shares owned by PEP V and PEP V-A. Providence Equity GP V L.P. disclaims this beneficial ownership, except to the extent of its pecuniary interest therein.

 

Providence Equity Partners V L.L.C. is the general partner of Providence Equity GP V L.P. and may be deemed to share beneficial ownership of shares owned by Providence Equity GP V L.P., PEP V and PEP V-A. Providence Equity Partners V L.L.C. disclaims this beneficial ownership except to the extent of its pecuniary interest therein.

 

Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are members of Providence Equity Partners V L.L.C. and partners of Providence Equity GP L.P. and may be deemed to share beneficial ownership of shares owned by Providence Equity Partners V L.L.C., Providence Equity GP V L.P., PEP V and PEP V-A. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of his pecuniary interest therein.

 

 

 

 EX-99 3 mm11-2309pep_form4e992.htm

Exhibit 99.2

 

Joint Filer Information

 

 

Name and Address of Reporting Person:

Providence Equity Partners V L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY PARTNERS V L.P.

 

By: Providence Equity GP V L.P., its sole general partner

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

Name and Address of Reporting Person:                Providence Equity GP V L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY GP V L.P.

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

 

 

 

 

 

 

2

 

Name and Address of Reporting Person:                Providence Equity Partners V-A L.P.

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

PROVIDENCE EQUITY PARTNERS V-A L.P.

 

By: Providence Equity GP V L.P., its sole general partner

 

By: Providence Equity Partners V L.L.C., its sole general partner

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

 

 

 

 

 

 

 

3

 

Name and Address of Reporting Person:                Jonathan M. Nelson

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

 

 

 

 

 

 

4

 

Name and Address of Reporting Person:                Glenn M. Creamer

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

 

 

 

 

 

 

5

 

Name and Address of Reporting Person:                Paul J. Salem

c/o Providence Equity Partners Inc.

50 Kennedy Plaza, 18th Floor

Providence, Rhode Island, 02903

 

Issuer Name and Ticker or Trading Symbol:

Archipelago Learning, Inc. (ARCL)

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Date of Event Requiring Statement:

11/19/2009

 

Designated Filer:

Providence Equity Partners V L.L.C.

 

 

 

 

/s/ Raymond Mathieu  
Name: Raymond Mathieu

Date: 11/23/2009
Title: Attorney-in-Fact


 

 

 

 

 

 

 

 

 

6

 

 

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