0001214659-20-002186.txt : 20200303 0001214659-20-002186.hdr.sgml : 20200303 20200303194133 ACCESSION NUMBER: 0001214659-20-002186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Shannon C CENTRAL INDEX KEY: 0001629475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13883 FILM NUMBER: 20685086 MAIL ADDRESS: STREET 1: 1720 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA WATER SERVICE GROUP CENTRAL INDEX KEY: 0001035201 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770448994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 N FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 BUSINESS PHONE: 4083678200 MAIL ADDRESS: STREET 1: 1720 FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 4 1 marketforms-47944.xml PRIMARY DOCUMENT X0306 4 2020-02-28 0001035201 CALIFORNIA WATER SERVICE GROUP CWT 0001629475 Dean Shannon C 1720 NORTH FIRST STREET SAN JOSE CA 95112 false true false false VP, Corp Comm & Comm Affairs Common Stock 2020-02-28 4 F false 106 47.96 D 10780.94 D Common Stock 2020-02-28 4 A false 3060 0.00 A 13840.94 D Common Stock 2020-02-28 4 F false 1725 47.96 D 12115.94 D Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #393. On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal. Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #406. /s/ Michelle Mortensen on behalf of Shannon Dean 2020-03-03