0001127602-23-009160.txt : 20230306 0001127602-23-009160.hdr.sgml : 20230306 20230306202848 ACCESSION NUMBER: 0001127602-23-009160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Shannon C CENTRAL INDEX KEY: 0001629475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13883 FILM NUMBER: 23710734 MAIL ADDRESS: STREET 1: 1720 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA WATER SERVICE GROUP CENTRAL INDEX KEY: 0001035201 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770448994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 N FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 BUSINESS PHONE: 4083678200 MAIL ADDRESS: STREET 1: 1720 FIRST ST STREET 2: C/O CALIFORNIA WATER SERVICE CO CITY: SAN JOSE STATE: CA ZIP: 95112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-03-03 0001035201 CALIFORNIA WATER SERVICE GROUP CWT 0001629475 Dean Shannon C 1720 NORTH FIRST STREET SAN JOSE CA 95112 1 VP, Corp Comm & Comm Affairs Common Stock 2023-03-03 4 F 0 65 56.84 D 16215 D Common Stock 2023-03-03 4 A 0 2470 0 A 18685 D Common Stock 2023-03-03 4 F 0 1307 56.84 D 17378 D Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #520.. On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal. Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #535 /s/ Michelle Mortensen on behalf of Shannon Dean 2023-03-06