X0306 4 2012-12-19 0 0001527349 Chart Acquisition Corp. CACGU 0001035157 WRIGHT JOSEPH R JR C/O THE CHART GROUP L.P. 75 ROCKEFELLER PLAZA, 14TH FLOOR NEW YORK, NY 10019 1 1 0 0 Chief Executive Officer Common Stock 2012-11-01 2012-12-19 4 P 0 12500 A 237500 D Warrants 11.50 2012-11-01 2012-12-19 4 P 0 12500 A Common Stock 12500 D Reported securities acquired pursuant to that certain Second Amended and Restated Unit Subscription Agreement dated as of November 1, 2012 by and among the reporting person and the Issuer. The reported securities are included within 12,500 Units purchased by the reporting person for $10.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.Such shares and warrants, respectively, are identical to the shares of Common Stock and warrants, respectively, included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on December 14, 2012. Such shares and warrants, respectively, are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption. Each warrant is exercisable to purchase one share of Common Stock at an exercise price of $11.50 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Company's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination. /s/ Joseph R. Wright 2012-12-21