0001213900-12-006962.txt : 20121221
0001213900-12-006962.hdr.sgml : 20121221
20121221200443
ACCESSION NUMBER: 0001213900-12-006962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121219
FILED AS OF DATE: 20121221
DATE AS OF CHANGE: 20121221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRIGHT JOSEPH R JR
CENTRAL INDEX KEY: 0001035157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35762
FILM NUMBER: 121283366
MAIL ADDRESS:
STREET 2: 599 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chart Acquisition Corp.
CENTRAL INDEX KEY: 0001527349
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 452853218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-350-8250
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
f4121912wright_chart.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-19
0
0001527349
Chart Acquisition Corp.
CACGU
0001035157
WRIGHT JOSEPH R JR
C/O THE CHART GROUP L.P.
75 ROCKEFELLER PLAZA, 14TH FLOOR
NEW YORK,
NY
10019
1
1
0
0
Chief Executive Officer
Common Stock
2012-11-01
2012-12-19
4
P
0
12500
A
237500
D
Warrants
11.50
2012-11-01
2012-12-19
4
P
0
12500
A
Common Stock
12500
D
Reported securities acquired pursuant to that certain Second Amended and Restated Unit Subscription Agreement dated as of November 1, 2012 by and among the reporting person and the Issuer.
The reported securities are included within 12,500 Units purchased by the reporting person for $10.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.Such shares and warrants, respectively, are identical to the shares of Common Stock and warrants, respectively, included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on December 14, 2012. Such shares and warrants, respectively, are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption.
Each warrant is exercisable to purchase one share of Common Stock at an exercise price of $11.50 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Company's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination.
/s/ Joseph R. Wright
2012-12-21