0001312109-20-000175.txt : 20201120
0001312109-20-000175.hdr.sgml : 20201120
20201120170621
ACCESSION NUMBER: 0001312109-20-000175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201119
FILED AS OF DATE: 20201120
DATE AS OF CHANGE: 20201120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIRCKS THOMAS C
CENTRAL INDEX KEY: 0001035123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 201333328
MAIL ADDRESS:
STREET 1: C/O CHARTERHOUSE GROUP INTERNATIONAL INC
STREET 2: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_160590996882358.xml
FORM 4
X0306
4
2020-11-19
0
0001312109
Silvergate Capital Corp
SI
0001035123
DIRCKS THOMAS C
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
0
0
0
Class A Common Stock
2020-11-19
4
M
0
2500
A
92247
D
Class A Common Stock
145900
I
By Charter Digital LLC
Restricted Stock Units
2020-11-19
4
M
0
2500
0
D
Class A Common Stock
2500.0
0
D
Restricted Stock Units
Class A Common Stock
2056.0
2056
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Includes 33,183 shares held by Thomas and Annette Dircks as joint tenants.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
/s/ John M. Bonino, as Attorney-in-Fact
2020-11-20