0001752724-24-002848.txt : 20240116
0001752724-24-002848.hdr.sgml : 20240116
20240116102114
ACCESSION NUMBER: 0001752724-24-002848
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20240116
DATE AS OF CHANGE: 20240116
EFFECTIVENESS DATE: 20240116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
CENTRAL INDEX KEY: 0001035018
ORGANIZATION NAME:
IRS NUMBER: 061483806
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08085
FILM NUMBER: 24534021
BUSINESS ADDRESS:
STREET 1: 655 BROAD STREET
STREET 2: 6TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: (973) 802-5032
MAIL ADDRESS:
STREET 1: 655 BROAD STREET
STREET 2: 6TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEGIC PARTNERS MUTUAL FUNDS, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN SKANDIA ADVISOR FUNDS INC
DATE OF NAME CHANGE: 19970305
0001035018
S000002179
PGIM QUANT SOLUTIONS MID-CAP VALUE FUND
C000005598
CLASS A
SPRAX
C000005600
CLASS C
NCBVX
C000060787
CLASS Z
SPVZX
C000095828
CLASS R6
PMVQX
C000150230
Class R
SDVRX
C000198542
Class R2
PMVEX
C000198543
Class R4
PMVFX
0001035018
S000002192
PGIM JENNISON GLOBAL EQUITY INCOME FUND
C000005675
CLASS A
SPQAX
C000005677
CLASS C
AGOCX
C000068069
CLASS Z
JDEZX
C000095829
CLASS R6
PJIQX
C000095830
CLASS R
PJERX
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001035018
XXXXXXXX
811-08085
false
false
false
N-1A
S000002179
C000005600
C000060787
C000150230
C000198542
C000005598
C000095828
C000198543
S000002192
C000005677
C000005675
C000068069
C000095829
C000095830
Prudential Investment Portfolios, Inc. 10
811-08085
0001035018
549300UGT0NFN75VSP85
655 Broad Street
Newark
07102-4077
US-NJ
US
1-800-225-1852
The Bank of New York Mellon
240 Greenwich Street
New York
10286
212-495-1784
Records related to its functions as custodian
Prudential Investment Portfolios, Inc. 10
655 Broad Street
Newark
07102-4077
1-800-225-1852
Records related to its functions as registrant.
PGIM Quantitative Solutions LLC
655 Broad Street
16th Floor
Newark
07102
866-748-0643
Records related to its functions as sub advisor
Jennison Associates LLC
466 Lexington Avenue
New York
10017-3151
212-421-1000
Records related to its functions as sub advisor
PGIM INVESTMENTS LLC
655 Broad Street
Newark
07102-4077
1-800-225-1852
Records related to its functions as advisor
N
N
N-1A
2
Y
Keith F. Hartstein
N/A
N
Ellen S. Alberding
N/A
N
Laurie Simon Hodrick
N/A
N
Linda W. Bynoe
N/A
N
Kevin J. Bannon
N/A
N
Grace C. Torres
N/A
N
Brian K. Reid
N/A
N
Scott E. Benjamin
004385999
Y
Stuart S. Parker
001767335
Y
Barry H. Evans
N/A
N
Andrew Donohue
N/A
c/o PGIM Investments LLC
655 Broad Street
Newark
07102-4077
XXXXXX
Y
N
N
N
N
N
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
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000018353
N/A
Y
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PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
PGIM Quant Solutions Mid-Cap Value Fund
S000002179
SJGVNMWMQDDPPFJMXL33
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9
0
0
N/A
N
N
Y
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N
Securities Finance Trust Company (eSecLending)
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N
N
Revenue sharing split
Cash collateral reinvestment fee
16918219.00000000
36636.00000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 22d-1 (17 CFR 270.22d-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
PGIM INVESTMENTS LLC
801-31104
000105670
549300FF2KD1XH54I851
N
PGIM Quantitative Solutions LLC
801-62692
000129752
5493005W4V54W55C4K03
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
Y
Prudential Mutual Fund Services LLC
084-05681
N/A
Y
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
S&P Global Market Intelligence
Y6X4K52KMJMZE7I7MY94
N
Bloomberg Finance L.P.
5493001KJTIIGC8Y1R12
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Depository Trust Company
549300HBJLRO8YFMI370
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Federal Reserve Bank of New York
254900Y8NKGV541U8Q32
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
Prudential Mutual Fund Services LLC
084-05681
SEC File number
Y
N
N
PGIM INVESTMENTS LLC
549300FF2KD1XH54I851
Y
N
N
PRUCO SECURITIES LLC
008-16402
000005685
N/A
0.00000000
Prudential Investment Management Services LLC
008-36540
000018353
N/A
0.00000000
Prudential Annuities Distributors, Inc.
008-39058
000021570
N/A
0.00000000
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
910.00000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
4526.00000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1598.00000000
JONESTRADING
008-26089
000006888
2138008JJ5PA8H5UIL69
809.00000000
SMBC NIKKO SECURITIES AMERICA, INC.
008-43852
000028602
6PJDTY319315T5LR2241
3058.00000000
SCOTIA CAPITAL (USA) INC.
008-03716
000002739
549300BLWPABP1VNME36
1492.00000000
DREXEL HAMILTON LLC
008-67576
000143570
254900MVVWQEFWE3M609
1950.00000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
1449.00000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
1191.00000000
MISCHLER FINANCIAL GROUP, INC.
008-48067
000037818
2549004IPXPSM9EJFC92
1068.00000000
20808.00000000
0.00000000
N
194926445.00000000
0.00000000
Committed
1200000000.00000000
N
N
N
PGIM Jennison Global Equity Income Fund
S000002192
CAZ7BTKICMUOU9Q05H26
N
7
0
0
N/A
N
N
Y
N
N
Securities Finance Trust Company (eSecLending)
549300TG9E1QX4XYSB91
N
N
Cash collateral reinvestment fee
Revenue sharing split
10051222.00000000
21166.00000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Y
Y
Y
N
PGIM INVESTMENTS LLC
801-31104
000105670
549300FF2KD1XH54I851
N
Jennison Associates LLC
801-05608
000107959
549300FH843OWV8IPG14
Y
N
Prudential Mutual Fund Services LLC
084-05681
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
Y
N
Bloomberg Finance L.P.
5493001KJTIIGC8Y1R12
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
S&P Global Market Intelligence
Y6X4K52KMJMZE7I7MY94
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Depository Trust Company
549300HBJLRO8YFMI370
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Citibanamex
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV (Belgium)
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust S.A., Bogota
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon, SA/NV (Netherlands)
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
TMX GROUP LIMITED
549300N65GFVKSHGJW59
CA
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank AG, Seoul Branch
529900BSQ2VSODGMGR72
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Federal Reserve Bank of New York
254900Y8NKGV541U8Q32
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG (Indonesia)
529900BYFVEGGOM24P36
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon (United Kingdom)
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company (Canada)
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank N.A., Brazilian Branch
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque Nationale de Belgique SA/NV
CGYP50QBGGR6NCHTSN68
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Skandinaviska Enskilda Banken AB, Helsinki Branch
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (Taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
5299008ORSGF0TGLSC98
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG (India)
529900XJG4R4MYZD2W75
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC NOMINEES (NEW ZEALAND) LIMITED
213800NHDWIZKO5KIH05
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon, SA/NV (Italy)
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Switzerland) Ltd.
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S. (Turkey)
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki S.A.
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC (Portugal)
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear France
54930060MY6S68NEUP16
FR
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation (Hong Kong)
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank SA/NV (Belgium)
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
STANDARD CHARTERED BANK (SINGAPORE) LIMITED
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
Prudential Mutual Fund Services LLC
084-05681
SEC File number
Y
N
N
PGIM INVESTMENTS LLC
549300FF2KD1XH54I851
Y
N
N
PRUCO SECURITIES LLC
008-16402
000005685
N/A
0.00000000
Prudential Investment Management Services LLC
008-36540
000018353
N/A
0.00000000
Prudential Annuities Distributors, Inc.
008-39058
000021570
N/A
0.00000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
14835.00000000
REDBURN (USA) LLC
008-67320
000140564
213800TYRTQILMQQLV79
3758.00000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
15789.00000000
EVERCORE GROUP LLC
008-49830
000042405
5493008F0LRLS5N8LZ81
8637.00000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
7031.00000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
7486.00000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
10873.00000000
KEPLER CAPITAL MARKETS, INC.
008-67194
000139148
254900VCHS9DMDUVZN16
3786.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
8172.00000000
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
4786.00000000
99806.00000000
0.00000000
N
781195990.00000000
0.00000000
Committed
1200000000.00000000
N
N
N
false
false
true
false
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false
INTERNAL CONTROL RPT
2
pip10.htm
PDFtoHTML Conversion Output
Report of Independent Registered Public Accounting Firm
To the Board of Directors of Prudential Investment Portfolios, Inc. 10 and Shareholders of PGIM Jennison Global Equity Income Fund and PGIM Quant Solutions Mid-Cap Value Fund
In planning and performing our audits of the financial statements of PGIM Jennison Global Equity Income Fund and PGIM Quant Solutions Mid-Cap Value Fund (constituting Prudential Investment Portfolios, Inc. 10, hereafter collectively referred to as the "Funds") as of and for the year ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the consolidated financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of consolidated financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of consolidated financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the consolidated financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim consolidated financial statements will not be prevented or detected on a timely basis.
Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB.
However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2023.
This report is intended solely for the information and use of the Board of Directors of Prudential Investment Portfolios, Inc. 10 and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
New York, New York
December 18, 2023
PricewaterhouseCoopers LLP, PricewaterhouseCoopers Center, 300 Madison Avenue, New York, NY 10017 T: (646) 471 3000, www.pwc. com/us