-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxqG6Z3cpGQ+X0yQSvXE0O4cVD7RMUUuYtzePe7MbSpU3FR9+Y0LnON65DpLg7tD 3bvFaZAWCqJ1NqfKGriXIQ== 0001019718-02-000013.txt : 20020415 0001019718-02-000013.hdr.sgml : 20020415 ACCESSION NUMBER: 0001019718-02-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020402 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALERO ENERGY CORP/TX CENTRAL INDEX KEY: 0001035002 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 741828067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13175 FILM NUMBER: 02600121 BUSINESS ADDRESS: STREET 1: ONE VALERO PLACE CITY: SAN ANTONIO STATE: TX ZIP: 78212 BUSINESS PHONE: 2103702000 MAIL ADDRESS: STREET 1: ONE VALERO PLACE CITY: SAN ANTONIO STATE: TX ZIP: 78230 COMPANY DATA: COMPANY CONFORMED NAME: KLESSE WILLIAM R CENTRAL INDEX KEY: 0001019718 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78269-6000 BUSINESS PHONE: 2106418750 MAIL ADDRESS: STREET 1: PO BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78269-6000 4 1 edgar.txt FORM 4 - 12/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Klesse, William R. One Valero Place San Antonio, TX 78212 USA 2. Issuer Name and Ticker or Trading Symbol Valero Energy Corporation VLO 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/01 5. If Amendment, Date of Original (Month/Year) 01/09/02 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President - Refining and Commercial Operations 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, $.01 par valu|12/31/|A |V|20,000 |A |(1) |20,000 |D | | e |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par valu|12/31/|A |V|40,252 |A |(4) |60,252 |D | | e |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (right to|$38.475 |12/31|A |V|50,000 |A |(2) |12/31|Common Stock|50,000 | |50,000 |D | | buy) | |/01 | | | | | |/11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$16.86 |12/31|A |V|62,330 |A |12/31|02/07|Common Stock|62,330 |(3) |62,330 |D | | buy) | |/01 | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$23.66 |12/31|A |V|150,289 |A |12/31|02/06|Common Stock|150,289|(3) |150,289 |D | | buy) | |/01 | | | | |/01 |/11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$37.20 |12/31|A |V|4,925 |A |12/31|01/31|Common Stock|4,925 |(3) |4,925 |D | | buy) | |/01 | | | | |/01 |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$37.20 |12/31|A |V|1,742 |A |12/31|02/06|Common Stock|1,742 |(3) |1,742 |D | | buy) | |/01 | | | | |/01 |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$37.20 |12/31|A |V|3,409 |A |12/31|07/31|Common Stock|3,409 |(3) |3,409 |D | | buy) | |/01 | | | | |/01 |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$37.20 |12/31|A |V|11,117 |A |12/31|02/05|Common Stock|11,117 |(3) |11,117 |D | | buy) | |/01 | | | | |/01 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$37.20 |12/31|A |V|30,464 |A |12/31|12/19|Common Stock|30,464 |(3) |30,464 |D | | buy) | |/01 | | | | |/01 |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$36.60 |12/31|A |V|18,422 |A |12/31|12/19|Common Stock|18,422 |(3) |18,422 |D | | buy) | |/01 | | | | |/01 |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$36.60 |12/31|A |V|71,200 |A |12/31|12/01|Common Stock|71,200 |(3) |71,200 |D | | buy) | |/01 | | | | |/01 |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Grant of restricted stock; shares vest in equal annual installments beginning December 31, 2002. (2) The option vests in three equal annual installments beginning on December 31, 2002. (3) Received in the merger of Ultramar Diamond Shamrock Corporation ("UDSC") into Valero Energy Corporation ("VEC") on December 31, 2001 (the "Merger") upon conversion of the reporting person's option to buy UDSC common stock into an option to buy VEC common stock. (4) Received in exchange for shares of UDSC common stock in the Merger. SIGNATURE OF REPORTING PERSON J. Stephen Gilbert, as Atty-in-Fact for William R. Klesse DATE 04/02/02 -----END PRIVACY-ENHANCED MESSAGE-----