13F-HR 1 document.txt QUARTER ENDING 093001 UNITED STATES SECURITES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here is Amendment [ ]; Amendment Number. This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pittenger & Anderson, Inc. Address: 5533 S. 27th, Suite 201 Lincoln, NE 68512 13F File Number: 28-6252 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct adn complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James S. Pittenger, Jr. Title: President Phone: 402-328-8800 Signature, Place, and Date of Signing: James S. Pittenger, Jr. Lincoln, Nebraska October 30, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $428,677 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADC TELECOMMUNICATIONS COM 000886101 327 93690 SH SOLE 93690 ADOBE SYSTEMS INC COM 00724f101 1540 64240 SH SOLE 64240 AGILENT TECHNOLOGIES COM COM 495 25338 SH SOLE 25338 ALCOA INC COM 022249106 3444 111045 SH SOLE 111045 ALLTEL CORP COM 020039103 4779 82473 SH SOLE 82473 AMERICAN EXPRESS CO COM 025816109 1345 46280 SH SOLE 46280 AMGEN INC COM 031162100 1910 32505 SH SOLE 32505 ANHEUSER-BUSCH CO INC COM 035229103 3966 94709 SH SOLE 94709 APPLIED MATERIALS COM 038222105 1906 67020 SH SOLE 67020 ATMEL CORP COM 049513104 1873 280364 SH SOLE 280364 BANK ONE CORP COM 059438101 494 15694 SH SOLE 15694 BERKSHIRE HATHAWAY INC COM 084670108 5950 85 SH SOLE 85 BERKSHIRE HATHAWAY INC CL B COM 084670207 508 218 SH SOLE 218 BIOGEN INC COM COM 090597105 443 7975 SH SOLE 7975 BIOTECH HOLDR's TRUST COM 09067D201 699 6300 SH SOLE 6300 BP PLC COM 443 9008 SH SOLE 9008 BRISTOL MYERS SQUIBB COM 110122108 607 10934 SH SOLE 10934 CALPINE CORP COM 131347106 2224 97515 SH SOLE 97515 CHARLES SCHWAB & CO COM 808513105 244 21210 SH SOLE 21210 CHEVRON CORP COM 166751107 1527 18017 SH SOLE 18017 CHIRON CORP COM 229 5170 SH SOLE 5170 CISCO SYSTEMS INC COM 17275R102 2360 193753 SH SOLE 193753 CITIGROUP INC COM 172967101 7645 188764 SH SOLE 188764 COMPASS BANCSHARES INC COM 20449h109 3587 137805 SH SOLE 137805 CONAGRA INC COM 205887102 4572 203663 SH SOLE 203663 CORNING INC COM 219350105 477 54077 SH SOLE 54077 COSTCO WHOLESALE CORP COM 22160K105 3258 91626 SH SOLE 91626 DELL COMPUTER CORP COM 247025109 994 53660 SH SOLE 53660 DIGITAL INFO & VIRTUAL ACCESS COM 253853204 2 68000 SH SOLE 68000 DOMINION RESOURCES INC COM 771 12985 SH SOLE 12985 DUKE ENERGY CORP COM 264399106 2143 56630 SH SOLE 56630 E M C CORP COM 268648102 1899 161620 SH SOLE 161620 EMPYREAN BIOSCIENCE INC COM 2 20000 SH SOLE 20000 ENRON CORP COM 293561106 4031 148024 SH SOLE 148024 ENTREPORT CORPORATION COM 29382u100 1 10000 SH SOLE 10000 EXXON MOBIL CORP COM 30231G102 8632 219080 SH SOLE 219080 FISERV INC COM 337738108 227200 6643265 SH SOLE 6643265 FLEXTRONICS INTL LTD COM 1328 80268 SH SOLE 80268 FORD MOTOR CO COM 345370100 1563 90113 SH SOLE 90113 GANNETT INC COM 364730101 1278 21265 SH SOLE 21265 GATEWAY INC COM 367833100 420 77020 SH SOLE 77020 GENERAL ELECTRIC CO COM 369604103 9536 256344 SH SOLE 256344 GOLDMAN SACHS GROUP INC COM 38141g104 4449 62351 SH SOLE 62351 HARLEY DAVIDSON INC COM 412822108 2875 70995 SH SOLE 70995 HEWLETT-PACKARD CO COM 428236103 1254 77896 SH SOLE 77896 HOME DEPOT INC COM 437076102 3263 85049 SH SOLE 85049 HONEYWELL INC COM 438506107 210 7945 SH SOLE 7945 INTEL CORP COM 458140100 3411 166870 SH SOLE 166870 INTERNATIONAL BUSINESS MACHINE COM 459200101 4201 45516 SH SOLE 45516 INTUIT INC COM 1523 42545 SH SOLE 42545 J.P. MORGAN CHASE & CO COM 616880100 3848 112678 SH SOLE 112678 JOHNSON & JOHNSON COM 478160104 5618 101405 SH SOLE 101405 LEHMAN BROS HLDGS INC COM COM 779 13700 SH SOLE 13700 LEVEL 3 COMMUNICATIONS COM 52729N100 1033 273195 SH SOLE 273195 LINEAR TECHNOLOGY CORP COM 201 6140 SH SOLE 6140 MEDTRONIC INC COM 1685 38740 SH SOLE 38740 MERCK & CO INC COM 589331107 5537 83138 SH SOLE 83138 MERRILL LYNCH & CO COM 590188108 5027 123826 SH SOLE 123826 MICROSOFT CORP COM 594918104 747 14590 SH SOLE 14590 MORGAN STANLEY DEAN WITTER COM 617446448 11389 245710 SH SOLE 245710 NASDAQ 100 INDEX TRACKING STOC COM 631100104 1396 48159 SH SOLE 48159 NETWORK APPLIANCE INC COM 64120l104 108 15830 SH SOLE 15830 NOKIA CORP COM 585 37370 SH SOLE 37370 NORTEL NETWORKS COM 400 71338 SH SOLE 71338 OMNICOM GROUP COM 681919106 1317 20295 SH SOLE 20295 ORACLE CORP COM 68389x105 2677 212809 SH SOLE 212809 PAYCHEX INC COM 704326107 488 15500 SH SOLE 15500 PFIZER INC COM 717081103 4663 116273 SH SOLE 116273 QWEST COMMUNICATIONS COM 264 15832 SH SOLE 15832 S B C COMMUNICATIONS COM 78387G103 2494 52932 SH SOLE 52932 SCHERING PLOUGH CORP COM COM 806605101 3664 98750 SH SOLE 98750 SCICLONE PHARMACEUTICALS COM 268 80000 SH SOLE 80000 SOLECTRON CORP COM 834182107 2177 186869 SH SOLE 186869 SPRINT CORP COM 852061100 468 19504 SH SOLE 19504 SUN MICROSYSTEMS INC COM 866810104 1483 179285 SH SOLE 179285 TARGET CORP COM 87612e106 1231 38776 SH SOLE 38776 TEXAS INSTRUMENTS INC COM 882508104 2575 103091 SH SOLE 103091 THE WALT DISNEY CO COM 254687106 1166 62615 SH SOLE 62615 TYCO INTERNATIONAL COM 902124106 6853 150610 SH SOLE 150610 TYCOM LTD COM 389 49600 SH SOLE 49600 U.S. BANCORP COM 902973106 1049 47282 SH SOLE 47282 U.S. EXPLORATION INC COM 91182F303 2437 1282818 SH SOLE 1282818 UNITED TECHNOLOGIES COM 913017109 1302 27990 SH SOLE 27990 VIACOM INC CL B COM 925524308 642 18605 SH SOLE 18605 VULCAN MATERIALS CO COM 929160109 518 12000 SH SOLE 12000 WAL-MART STORES INC COM 931142103 5067 102360 SH SOLE 102360 WELLS FARGO CO COM 949746101 2631 59201 SH SOLE 59201 WORLDCOM INC COM 98157d106 1644 109327 SH SOLE 109327 AMERICAN CENTURY - 20TH INVS U MF 652 26664.182SH SOLE 26664.182 FIDELITY ADVISOR INST EQUITY G MF 850 19736.639SH SOLE 19736.639 FIDELITY ADVISOR MID CAP FUND- MF 204 12646.812SH SOLE 12646.812 JANUS ENTERPRISE FUND MF 200 7134.383 SH SOLE 7134.383 SCHWAB 1000 FUND MF 220 7620.525 SH SOLE 7620.525 SCHWAB 1000 FUND - SELECT MF 547 18893.166SH SOLE 18893.166 SCHWAB INTERNATIONAL INDEX FUN MF 399 33247.735SH SOLE 33247.735 SCHWAB SMALL CAP INDEX FUND - MF 798 52419.767SH SOLE 52419.767 SELECTED AMERICAN SHARES INC MF 822 29466.114SH SOLE 29466.114 VANGUARD INDEX TR 500 PORTFOLI MF 323 3360.532 SH SOLE 3360.532