-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V0MFXtY9NVRLs8nXvBCG1qJKRPwNXeYh/tHWcpNS+atDzkYFFg6RgsfuO8Ogi2h0 n0GK3RTJEMuluULCahJKNQ== 0000919574-03-001877.txt : 20031002 0000919574-03-001877.hdr.sgml : 20031002 20031002161739 ACCESSION NUMBER: 0000919574-03-001877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERCED PARTNERS LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000876001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924604 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: STE 200 CITY: MINNETONKA STATE: MN ZIP: 55304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KALMIA INVESTORS LLC CENTRAL INDEX KEY: 0001255949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924600 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: STE 200 CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREY MICHAEL J CENTRAL INDEX KEY: 0001262774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924602 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: STE 200 CITY: MINNETONKA STATE: MN ZIP: 55304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDENBORG JOHN D CENTRAL INDEX KEY: 0001262938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924601 MAIL ADDRESS: STREET 1: 601 CARLSON PAREKWAY STREET 2: STE 200 CITY: MINNETONK STATE: MN ZIP: 55304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL CAPITAL MANAGEMENT INC/MN CENTRAL INDEX KEY: 0001034884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924603 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 200 CITY: MINNETONKA STATE: MN ZIP: 55305 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 200 CITY: MINNETONK STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTIN HOTELS LTD PARTNERSHIP CENTRAL INDEX KEY: 0000790549 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 911328985 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 2064435000 MAIL ADDRESS: STREET 1: 2001 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITHTOWN BAY LLC CENTRAL INDEX KEY: 0001057105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15097 FILM NUMBER: 03924605 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 200 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124767200 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 200 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 p432434_ex.xml X0201 4 2003-09-30 0 0000790549 WESTIN HOTELS LTD PARTNERSHIP YYNIA 0001255949 KALMIA INVESTORS LLC 601 CARLSON PARKWAY STE 200 MINNETONKA MN 55305 0 0 1 0 0001057105 SMITHTOWN BAY LLC 601 CARLSON PARKWAY SUITE 200 MINNETONKA MN 55305 0 0 1 0 0000876001 MERCED PARTNERS LIMITED PARTNERSHIP 601 CARLSON PARKWAY STE 200 MINNETONKA MN 55304 0 0 1 0 0001034884 GLOBAL CAPITAL MANAGEMENT INC/MN 601 CARLSON PARKWAY SUITE 200 MINNETONKA MN 55305 0 0 1 0 0001262774 FREY MICHAEL J 601 CARLSON PARKWAY STE 200 MINNETONKA MN 55304 0 0 1 0 0001262938 BRANDENBORG JOHN D 601 CARLSON PAREKWAY STE 200 MINNETONK MN 55304 0 0 1 0 Units of Limited Partnership Interests 2003-09-30 2003-09-30 4 J 0 249 0.00 D 17392 D The Reporting Persons reported the beneficial ownership of 17,641 Limited Partnership Units (the "Units") in a Form 3 filed on September 8, 2003. Of the 17,641 Units reported as being beneficially owned, 6,658 of such Units were deemed to be beneficially owned by virtue of agreements for the sale of such Units received pursuant to a tender offer by the Reporting Persons that expired on August 29, 2003 (the "Offer"). This Form 4 reports the beneficial ownership of 17,392 Units. The reduction in beneficial ownership of Units reported in this Form 4 results from the fact that the purchase of 249 of the 6,658 Units tendered as of the expiration of the Offer could not be completed because they were withdrawn or were otherwise incapable of being transferred. (+) Kalmia Investors, LLC is executing this report on behalf of Smithtown Bay, LLC, Merced Partners Limited Partnership, Global Capital Management, Inc., Michael J. Frey and John D. Brandenborg (collectively, the "Reporting Persons"). Smithtown Bay, LLC is the manager of Kalmia Investors,LLC. Global Capital Management, Inc. is the manager of Smithtown Bay LLC.Merced Partners Limited Partnership is the sole owner of all of the members of Kalmia Investors, LLC, including its manager Smithtown Bay,LLC.Michael J.Frey and John D.Brandenborg are the sole officers and directors of Global Capital Management,Inc. (++) Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.The Reporting Persons affirmatively disclaim being a "group"for the purposes of Section 16 of the Securities Exchange Act of 1934,as amended. Kalmia Investors, LLC (+)(++) By Smithtown Bay, LLC, Its Mgr By Global Capital Mgmnt, Inc, Its Mgr By: /s/ Michael J. Frey, CEO 2003-10-01 Smithtown Bay, LLC (+)(++) By: Global Capital Management, Inc. Its Manager By: /s/ Michael J. Frey... 2003-10-01 Merced Partners Limited Partnership (+)(++) By: /s/ Michael J. Frey, CEO 2003-10-01 Global Capital Management, Inc. (+)(++) By: /s/ Michael J. Frey, CEO 2003-10-01 /s/ Michael J. Frey (+) (++) 2003-10-01 /s/ John J. Brandenborg (+)(++) 2003-10-01 -----END PRIVACY-ENHANCED MESSAGE-----