-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxOdKLKBdiDs8G+he986KFhgmnYRNbtvidyLW3advCtqM2Mctn+4/GrjCI/fsxWS rwZJIWQQsBaG55LRvkRo6A== 0001034882-02-000001.txt : 20020414 0001034882-02-000001.hdr.sgml : 20020413 ACCESSION NUMBER: 0001034882-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARTIN CURRIE INVESTMENT MANAGEMENT LTD CENTRAL INDEX KEY: 0001034882 IRS NUMBER: 00000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06256 FILM NUMBER: 02514512 BUSINESS ADDRESS: STREET 1: SALTIRE COURT 20 CASTLE TERRACE STREET 2: EDINBURGH CITY: SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 441314795896 MAIL ADDRESS: STREET 1: SALTIRE COURT 20 CASTLE TERRACE STREET 2: EDINBURGH EH1 2ES CITY: SCOTLAND STATE: X0 ZIP: 00000 13F-HR 1 mcim311201.txt SUMMARY OF HOLDINGS Martin Currie Inv Management Form13F 31/12/2001 Country ISIN Issuer Security MC HOLDING Market Value Korea US50063P1030 Korea Telecom Corporation ADR (Rep 1/2 Ord) 99,300 20.33 2,018,769 Korea US7960508882 Samsung Electronics Co Ltd GDR Reg S (Rep 1/2 Ord) 550 115 63,250 Mexico US1512908898 Cemex SA ADR (Rep 5 CPO's) 4,900 24.7 121,030 Mexico US40049J2069 Grupo Televisa SA Spon ADR (Rep 20 CPO's) 3,000 43.18 129,540 Mexico US02364W1053 America Movil SA de C.V. ADR (Rep 20 Series 'L' Shares) 135,400 19.48 2,637,592 Mexico US8985925069 Tubos de Acero de Mexico SA ADR (Rep 5 Ordinary Shares) 5,000 8.94 44,700 Mexico US8794037809 Telefonos de Mexico ADR (Rep 20 Series L Shares) 23,500 35.02 822,970 Brazil US0384962041 Aracruz Celulose SA ADR (Rep 10 B Pref) 4,500 18.18 81,810 Brazil US90458E1073 Unibanco GDR (Rep 500 Units) 13,400 22.3 298,820 Brazil US8792461068 Tele Norte Leste Participacoes ADR (Rep 1000 Pref Shares) 21,809 15.63 340,875 Brazil US87923P1057 Tele Centro Oeste Celular Part ADR (Rep 3000 Pref) 21,500 7 150,500 Brazil US1055301097 Brasil Telecom Particip SA ADR (Rep 5000 Pref Shares) 4,300 41.48 178,364 Other Far East US0449011065 Asia Pacific Fund Inc Common Stock USD0.01 62,750 8.66 543,415 Indonesia US7156841063 PT Telekomunikasi Indonesia ADR (Rep 20 Ord) 20,000 5.8 116,000 India USY425311146 Jain Irrigation Systems Ltd EDR (Rep 1 Ord) 402,000 0.3847 154,649 India US40415F1012 HDFC Bank Ltd ADR (Rep 3 Ord Shares) 7,600 14.55 110,580 India US8040981016 Satyam Computer Services Ltd ADR (Rep 2 Ord Shares) 6,500 10.98 71,370 Greece US8598231061 Stet Hellas Telecom SA ADR (Rep 1 Ord) 14,900 6.15 91,635 Hungary USX607461166 OTP Bank GDR Reg S (Rep 1 Ord) 7,500 59.3 444,750 Hungary US5597761098 Matav RT Spon ADR (Rep 5 HUF100 Shs) 6,100 16.99 103,639 Poland US7316132049 Polski Koncern Naftowy GDR Reg S (Rep 2 Ord) 24,700 9.45 233,415 Poland US7393782062 Powszechny Bank Kredytowy GDR Reg S (Rep 1 Ord) 4,500 26.5 119,250 Czech Republic US1571392059 Ceske Radiokomunikace AS Reg S GDR (Rep 1 Ord) 7,000 10.375 72,625 Poland US87943D2071 Telekomunikacja Polska GDR Reg S (rep 1 ord) 26,000 3.5 91,000 Russia US98849W1080 Yukos Corporation ADR (Rep 15 Ord) 3,800 78.396 297,905 Russia US46626D1081 JSC MMC Norilsk Nickel ADR (Rep 1 Ord Share) 12,500 17 212,500 Russia US68370R1095 AO VimpelCom ADR (Rep 0.75 Ord Shares) 4,500 26.05 117,225 Russia US6778621044 Lukoil Holding ADR (Rep 4 Ord) 5,200 48.9936 254,767 Russia US8688612048 Surgutneftegaz ADR (Rep 50 Ord) 11,500 15.64 179,860 United Kingdom US5420731011 London Pacific Group Ltd Spon ADR (rep 1 ord shs) 13,500 3.96 53,460 United States of America US0857891057 Berry Petroleum Company Class A Common Stock USD0.01 34,200 15.7 536,940 United States of America US55972F2039 Magnum Hunter Resources Inc Common Stock USD0.002 94,300 8.3 782,690 United States of America US2193501051 Corning Inc Common Stock USD0.50 150 8.92 1,338 United States of America US92851S2041 Vivendi Universal SA Spon ADR (Rep 1 Ord) 960 53.79 51,638 United States of America US6085542008 Molex Inc Class A Non-Voting Ord shs 25p 585 27.05 15,824 United States of America US00808VAA35 Aether Systems Inc 6% Conv Bd 22/3/2005 75,000 0.586076 43,956 United States of America US2600031080 Dover Corporation Common Stock USD1 66,000 37.07 2,446,620 United States of America US4568661023 Ingersoll Rand Company Common Stock USD2 184,985 41.81 7,734,223 United States of America US98956P1021 Zimmer Holdings Inc Common Stock USD0.01 560 30.54 17,102 United States of America US4385161066 Honeywell International Inc Common Stock USD1 1,875 33.82 63,413 United States of America US6200761095 Motorola Inc Common Stock USD3 90,460 15.02 1,358,709 United States of America US2049121096 Computer Associates Intl Common Stock USD0.10 135,925 34.49 4,688,053 United States of America US4581401001 Intel Corporation Common Stock USD0.001 187,544 31.45 5,898,259 United States of America US5949181045 Microsoft Corp Common Stock USD0.0000125 188,625 66.25 12,496,406 United States of America US8825081040 Texas Instruments Inc Common Stock USD1 9,400 28 263,200 United States of America US71713U1025 Pharmacia Corporation Common Stock USD2 74,300 42.65 3,168,895 United States of America US00184A1051 AOL Time Warner Inc Common Stock USD0.01 196,764 32.1 6,316,124 United States of America US00209A1060 AT&T Wireless Services Inc Common Stock USD1 245,528 14.37 3,528,237 Luxembourg US1445003031 Carrier 1 International SA ADR (Rep 0.2 Ord Shares) 300 .2 60 Germany US2515661054 Deutsche Telekom ADR (Rep 1 Ord) 2,000 16.9 33,800 United States of America US52729N1000 Level 3 Communications Inc Common Stock USD0.01 127,500 5 637,500 United States of America US7475251036 Qualcomm Inc Common Stock USD0.0001 5,115 50.5 258,308 United States of America US2643991068 Duke Energy Corporation Common Stock npv 90,170 39.26 3,540,074 United States of America US6046751086 Mirant Corporation Common Stock USD0.01 795 16.02 12,736 United States of America US7172651025 Phelps Dodge Corporation Common Stock USD6.25 800 32.4 25,920 United States of America US1729671016 Citigroup Inc Common Stock USD0.01 92,666 50.48 4,677,780 United States of America US3390301089 FleetBoston Financial Corp Common Stock USD0.01 98,500 36.5 3,595,250 Korea US50049M1099 Kookmin Bank Spon ADR (Rep 1 Ord) 2,014 38.9 78,345 United States of America US8574771031 State Street Corporation Common Stock USD1 77,700 52.25 4,059,825 United States of America US7443201022 Prudential Financial Inc Common Stock USD0.01 10,500 33.19 348,495 United States of America US3688021043 General American Investors Co Common Stock USD1 73,435 33.47 2,457,869 United States of America US10532D1072 Brandywine Fund Income Shares npv 2,655 23.35 62,001 United States of America US83611Q1094 Soundview Technology Group Common Stock USD0.01 410,000 2.33 955,300 United States of America US9393221034 Washington Mutual Inc Common Stock npv 93,645 32.7 3,062,192 United States of America US00808V1052 Aether Systems Inc Common Stock USD0.01 1,000 9.2 9,200 United States of America US1113201073 Broadcom Corporation Class A Common Stock USD0.0001 1,000 40.87 40,870 United States of America US2328061096 Cypress Semiconductor Corp Common Stock USD0.01 1,000 19.93 19,930 United States of America US1251291068 CDW Computer Centers Common Stock USD0.01 2,000 53.71 107,420 United States of America US5800312010 McData Corporation Class A Common Stock USD0.01 1,114 24.5 27,293 United States of America US64120L1044 Network Appliance Inc Common stock npv 1,270 21.87 27,775 United States of America US5951121038 Micron Technology Inc Common Stock USD0.10 88,205 31 2,734,355 United States of America US9839191015 Xilinx Incorporated Common Stock USD0.01 500 39.05 19,525 United States of America US84764M1018 SpeechWorks International Inc Common Stock USD0.001 2,700 11.25 30,375 United States of America US6699671011 Nuance Inc Common Stock USD0.001 4,500 9.1 40,950 United States of America US4657541094 I2 Technologies Inc Common Stock USD0.00025 2,600 7.9 20,540 United States of America US4572771016 Inktomi Corporation Common Stock USD0.001 2,700 6.71 18,117 United States of America US68389X1054 Oracle Corporation Common Stock USD0.01 191,600 13.81 2,645,996 United States of America US6966421074 Palm Inc Common Stock USD0.001 2,200 3.88 8,536 United States of America US8270571008 Silicon Storage Technology Common Stock npv 1,110 9.64 10,700 United States of America US7497191004 RSA Security Inc Common Stock USD0.01 412 17.46 7,194 United States of America US8341821077 Solectron Corporation Common Stock USD0.001 390,050 11.28 4,399,764 United States of America US8685871068 Support.com Inc Common Stock npv 81,100 6.27 508,497 United States of America US1513131037 Cendant Corporation Common Stock USD0.01 450,150 19.61 8,827,442 United States of America US4370761029 The Home Depot Inc Common Stock USD0.05 600 51.01 30,606 United States of America US7134481081 Pepsico Inc Common Stock USD0.0166 9,000 48.69 438,210 United States of America US7427181091 Procter & Gamble Company Common Stock npv 400 79.13 31,652 United States of America US8031111037 Sara Lee Corporation Common Stock USD0.01 800 22.23 17,784 United States of America US8718291078 Sysco Corporation Common Stock USD1 216,195 26.22 5,668,633 United States of America US0266091075 American Home Products Corp Common Stock USD0.333 167,200 61.36 10,259,392 United States of America US1101221083 Bristol-Myers Squibb Company Common Stock USD0.10 63,015 51 3,213,765 United States of America US1941621039 Colgate-Palmolive Company Common Stock USD1 82,009 57.75 4,736,020 United States of America US3757661026 Gillette Company Common Stock USD1 2,000 33.4 66,800 United States of America US4781601046 Johnson & Johnson Common Stock USD1 4,000 59.1 236,400 United States of America US0718131099 Baxter International Inc Common Stock USD1 138,375 53.63 7,421,051 United States of America US7170811035 Pfizer Incorporated Common Stock USD0.05 312,276 39.85 12,444,199 United States of America US2546871060 Walt Disney Holding Co Common Stock USD0.01 6,723 20.72 139,301 United States of America US5801351017 McDonald's Corporation Common Stock USD0.01 3,600 26.47 95,292 United States of America US9255243084 Viacom Inc Common Stock Class 'B' USD0.01 159,689 44.15 7,050,269 United States of America US1845021021 Clear Channel Communication Common Stock USD0.10 49,332 50.91 2,511,492 United States of America US4943681035 Kimberly-Clark Corporation Common Stock USD1.25 3,200 59.8 191,360 United States of America US4601461035 International Paper Company Common Stock USD1 1,500 40.35 60,525 United States of America US87612E1064 Target Corporation Common Stock USD0.1667 222,300 41.05 9,125,415 United States of America US5777781031 May Department Stores Company Common Stock USD0.50 3,000 36.98 110,940 United States of America US9314221097 Walgreen Company Common Stock USD0.078125 6,800 33.66 228,888 United States of America US9311421039 Wal-Mart Stores Inc Common Stock USD0.10 116,764 57.55 6,719,768 United States of America US1266501006 CVS Corporation Common Stock USD0.01 193,002 29.6 5,712,859 United States of America US0091581068 Air Products & Chemicals Inc Common Stock USD1.00 120,000 46.91 5,629,200 United States of America US3732981085 Georgia-Pacific Corp Common Stock USD0.80 101,000 27.61 2,788,610 United States of America US4592001014 Int'l Business Machines Corp Common Stock USD0.50 41,059 120.96 4,966,497 United States of America US5893311077 Merck & Co Inc Common Stock USD0.01 54,440 58.8 3,201,072 United States of America US17275R1023 Cisco Systems Common Stock USD0.001 420,815 18.11 7,620,960 United States of America US6174464486 Morgan Stanley Dean Witter Common Stock USD0.01 208 55.94 11,636 United States of America US2686481027 EMC Corporation (Mass) Common Stock USD0.01 1,500 13.44 20,160 United States of America US1667641005 Chevrontexaco Corporation Common Stock USD0.75 73,035 89.61 6,544,666 United States of America US30231G1022 Exxon Mobil Corporation Capital Stock npv 100,360 39.3 3,944,148 United States of America US46625H1005 JP Morgan Chase & Co Common Stock USD1 201,846 36.35 7,337,102 United States of America US8910271043 Torchmark Corporation Common Stock USD2 4,500 39.33 176,985 United States of America US0268741073 American Int'l Group Inc Common Stock USD2.50 133,337 79.4 10,586,958 United States of America US5717481023 Marsh & McLennan Companies Inc Common Stock USD1 2,940 107.45 315,903 United States of America US3135861090 Fannie Mae Common Stock npv 39,000 79.5 3,100,500 United States of America US8425871071 Southern Co Common Stock USD5 143,000 25.35 3,625,050 United States of America US0019571092 AT&T Corporation Common Stock USD1 103,000 18.14 1,868,420 United States of America US92343V1044 Verizon Communications Common Stock USD0.10 2,098 47.46 99,571 United States of America US0605051046 Bank of America Corp Common Stock USD0.01 500 62.95 31,475 United States of America US14040H1059 Capital One Financial Corp Common Stock USD0.01 2,500 53.95 134,875 United States of America US9300591008 Waddell & Reed Fin. Inc Class A Common Stock USD0.01 2,037 32.2 65,591 United States of America US14149Y1082 Cardinal Health Inc Common Stock npv 932 64.66 60,263 Israel US8816242098 Teva Pharmaceutical ADR (Rep 1 Ord) 6,150 61.63 379,025 United States of America US30226D1063 Extreme Networks Inc Common Stock USD0.001 16,778 12.9 216,436 United States of America US7181541076 Philip Morris Cos Inc Common Stock USD0.3333 86,900 45.85 3,984,365 United States of America US2044931002 Compaq Computer Corp Common Stock USD0.01 330,000 9.76 3,220,800 United States of America US1116211087 Brocade Communication Sys Inc Common Stock USD0.001 200 33.12 6,624 United States of America US78387G1031 SBC Communications Inc Common Stock USD1 170,040 39.17 6,660,467 United States of America US1773761002 Citrix Systems Inc Common Stock USD0.001 1,100 22.66 24,926 United States of America US3696041033 General Electric Co Common Stock USD0.16 169,564 40.08 6,796,125 United States of America US5999031017 Millenium Chemicals Inc Common Stock USD0.01 157 12.6 1,978 United States of America US7487671007 Quintiles Transnational Corp Common Stock USD0.01 1,166 16.05 18,714 262,827,548 -----END PRIVACY-ENHANCED MESSAGE-----