-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0erxq11ooKUDzuZsdwGuPkSGSITYKhi8gFfFGUxOLvcdJl6LjKv+9OQJzs7mCO8 BCJOPJd3mvypqUIVAg3SCQ== 0001209191-03-011083.txt : 20030708 0001209191-03-011083.hdr.sgml : 20030708 20030707195654 ACCESSION NUMBER: 0001209191-03-011083 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030626 FILED AS OF DATE: 20030708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III GMBH & CO CENTRAL INDEX KEY: 0001249133 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777659 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE STREET 2: 31ST FL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III LLC CENTRAL INDEX KEY: 0001249147 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777655 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE 31ST FL STREET 2: MPM CAPITAL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM ASSET MANAGEMENT INVESTORS 2003 BVIII LLC CENTRAL INDEX KEY: 0001249141 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777657 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE 31ST FL STREET 2: MPM CAPITAL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III GP LP CENTRAL INDEX KEY: 0001249143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777656 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE 31ST FL STREET 2: MPM CAPITAL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALAKATOS NICHOLAS CENTRAL INDEX KEY: 0001252522 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777654 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE 31ST FL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER KURT CENTRAL INDEX KEY: 0001252525 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777652 MAIL ADDRESS: STREET 1: 601 GATEWAY BLVD STREET 2: STE 350 CITY: SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III PARALLEL FUND CENTRAL INDEX KEY: 0001249063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777658 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE STREET 2: 31ST FL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEINMETZ MICHAEL CENTRAL INDEX KEY: 0001166285 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777653 MAIL ADDRESS: STREET 1: ARENA PHARMACEUTICALS INC STREET 2: 6166 NANCY RIDER DRIVER CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIGEL PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001034842 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943248524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1180 VETERANS BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 MAIL ADDRESS: STREET 1: 1180 VETERANS BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III QP LP CENTRAL INDEX KEY: 0001173409 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777661 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617 425 9200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MPM BIO VENTURES III LP CENTRAL INDEX KEY: 0001173408 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29889 FILM NUMBER: 03777660 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617 425 9200 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 31ST FL CITY: BOSTON STATE: MA ZIP: 02199 3 1 bsf91309_bsf4mb.xml MAIN DOCUMENT DESCRIPTION X0101 32003-06-26 0 0001034842 RIGEL PHARMACEUTICALS INC RIGL 0001173409 MPM BIO VENTURES III QP LP 0010 0001173408 MPM BIO VENTURES III LP 0010 0001249133 MPM BIO VENTURES III GMBH & CO 0010 0001249063 MPM BIO VENTURES III PARALLEL FUND 0010 0001249141 MPM ASSET MANAGEMENT INVESTORS 2003 BVIII LLC 0010 0001249143 MPM BIO VENTURES III GP LP 0010 0001249147 MPM BIO VENTURES III LLC 0010 0001252522 GALAKATOS NICHOLAS 0010 0001166285 STEINMETZ MICHAEL 0010 0001252525 WHEELER KURT 0010Common Stock3612947DCommon Stock900942ISee Footnote 2Common Stock Warrant0.642003-06-262008-06-26Common Stock722589DCommon Stock Warrant0.642003-06-262008-06-26Common Stock180188ISee Footnote 3See Form 3 filed for MPM BioEquities Master Fund, L.P. for additional members of the joint filing. The shares are held by MPM BioVentures III-QP, L.P. (???BV III QP???), who is under common control with MPM BioVentures III, L.P. (???BV III???), MPM Asset Management Investors 2003 BVIII, LLC (???BV AM III???), MPM BioVentures III Parallel Fund, L.P. (BV III PF), MPM BioVentures GmbH & Co. Beteiligungs KG (???BV III KG???), MPM BioEquities Master Fund, L.P. (???BE MF???). MPM BioVentures III GP, L.P. (???BV III GP???) and MPM BioVentures III LLC (???BV III LLC???) are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. MPM BioEquities GP, L.P. (???BE LP???) and MPM BioEquities GP, LLC (???BE LLC???) are the direct and indirect general partners of BE MF. Luke Evnin (???LE???), Ansbert Gadicke (?? ?AG???), Nicholas Galakatos (???NG???), Dennis Henner (???DH???), Michael Steinmetz (???MS???) and Kurt Wheeler (???KW???) are the members of BVIII LLLC. LE, AG, Robert Liptak and Kurt von Emster are members of BE LLC. LE, AG, NG, DH, Nicholas Simon, III, MS and KW are members of BV AM III. Each member of the group disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. The shares are held as follows: 242,925 shares by BV III, 69,952 shares by BV AM III, 109,115 shares by BV III PF, 305,339 shares by BV III KG and 173,611 shares by BE MF. The shares are held as follows: 48,585 shares by BV III, 13,990 shares by BV AM III, 21,823 shares by BV III PF, 61,068 shares by BV III KG and 34,772 shares by BE MF. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG.By Luke Evnin, member of MPM BioVentures III LLC, the general partner of MPM BioVentures III GP, L.P., the general partner of MPM BioVentures III-QP, L.P /s/ Luke Evnin2003-07-03By Luke Evnin, member of MPM BioVentures III LLC, the general partner of MPM BioVentures III GP, L.P., the general partner of MPM BioVentures III, L.P /s/ Luke Evnin2003-07-03By Luke Evnin, member of MPM BioVentures III LLC, the gp of MPM BioVentures III GP, L.P., the gpof MPM BioVentures III GmbH & Co. Beteiligungs KG /s/ Luke Evnin2003-07-03By Luke Evnin, member of MPM BioVentures III LLC, the general partner of MPM BioVentures III GP, L.P., the general partner of MPM BioVentures III Parallel Fund, L.P /s/ Luke Evnin2003-07-03By Luke Evnin, manager of MPM Asset Management Investors 2003 BVIII LLC /s/ Luke Evnin2003-07-03By Luke Evnin, member of MPM BioVentures III, LLC, the general partner of MPM BioVentures III GP, L.P. /s/ Luke Evnin2003-07-03By Luke Evnin, member of MPM BioVentures III, LLC /s/ Luke Evnin2003-07-03/s/ Nicholas Galakatos2003-07-03/s/ Michael Steinmetz2003-07-03/s/ Kurt Wheeler2003-07-03 -----END PRIVACY-ENHANCED MESSAGE-----