-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIc17KSKPDMGM4C3sw03bptZxY0+Fkooishp9YANvp9ZjjqsJe10fgjLSxvDgh0Y 4y66of/VYsNPttum43HlTg== 0000950129-01-000834.txt : 20010223 0000950129-01-000834.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950129-01-000834 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRACITIES COM INC CENTRAL INDEX KEY: 0001034812 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 760438432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-22525 FILM NUMBER: 1539317 BUSINESS ADDRESS: STREET 1: CHASE TOWER SUITE 7050 STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132218822 MAIL ADDRESS: STREET 1: CHASE TOWER SUITE 7050 STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SIERRA FINANCIAL INC DATE OF NAME CHANGE: 19970227 COMPANY DATA: COMPANY CONFORMED NAME: DEPPING THOMAS J CENTRAL INDEX KEY: 0001055528 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 600 TRAVIS ST STREET 2: STE 7050 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132296800 MAIL ADDRESS: STREET 1: 600 TRAVIS ST STREET 2: STE 7050 CITY: HOUSTON STATE: TX ZIP: 77002 5 1 h84202ee5.txt THOMAS J. DEPPING FOR SIERRACITIES.COM INC. 1 -------------------------- OMB APPROVAL -------------------------- - ------ OMB Number: 3235-0362 FORM 5 Expires: December 31, 2001 - ------ Estimated average burden hours per response.... 1.0 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] CHECK BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE Filed pursuant to Section 16(a) of the Securities INSTRUCTION 1(b). Exchange Act of 1934, [ ] FORM 3 HOLDINGS Section 17(a) of the Public Utility REPORTED Holding Company Act of 1935 or Section 30(f) of [ ] FORM 4 the Investment Company Act TRANSACTIONS of 1940 REPORTED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Depping Thomas J. SierraCities.com Inc. ("BTOB") Issuer (Check all applicable) - ------------------------------------------- (formerly known as First Sierra Financial X Director 10% Owner (Last) (First) (Middle) Inc.) ---- --- 600 Travis Street, Suite 7050 --------------------------------------------- X Officer (give Other (specify - ------------------------------------------- 3. I.R.S. Identification 4. Statement for ---- title --- below) (Street) Number of Reporting Month/Year below) Houston Texas 77002 Person, if an entity December 2000 Chief Executive Officer and President - ------------------------------------------- (Voluntary) ------------------- ------------------------------------- (City) (State) (Zip) 5. If Amendment, Date of Original 7. Individual or Joint/Group Reporting (Month/Year) (Check applicable line) ------------------ X Form Filed by one --- Reporting Person Form Filed by More than --- One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Month/ (Instr. end of Issuer's Direct Benefi- Day/ 8) Fiscal Year (D) or cial Year) ---------------------------- (Instr. 3 and 4) Indirect Owner- Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount Security sion or action action Derivative cisable and of Underlying (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) Deriv- Day/ Disposed of (D) (Month/Day/ ative Year) (Instr. 3, 4, Year) Security and 5) ---------------------------------------------------- Date Expira- Amount or --------------- Exer- tion Number of (A) (D) cisable Date Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Option to purchase $16.8125 1/3/2000 A 101,067 Note 1 1/3/2010 SierraCitiers 101,067 SierraCities Common Common Stock Stock Par Value $.01 per share - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------- 1. Title of Derivative 8. Price of 9. Number of 10. Ownership 11. Nature of Security Derivative Derivative of Derivative Indirect (Instr. 3) Security Securities Security: Beneficial (Instr. 5) Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Option to purchase $16.8125 308,522 D SierraCities Common Stock - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: * Note 1. Shares are to be vested 20% per annum with the first 20% exercisable on 1/3/2001 /s/ THOMAS J. DEPPING 12 February 2001 ------------------------------- ---------------- Thomas J. Depping Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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