-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3CzdyWcTRZKnKP7UFN1mMLqqQauSHMmiAI9DoU0A425QFdXpufsjLSudPwNSPdi r9mKoXER9rGz0E0zRlX+iA== 0000950129-01-000829.txt : 20010223 0000950129-01-000829.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950129-01-000829 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRACITIES COM INC CENTRAL INDEX KEY: 0001034812 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 760438432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53097 FILM NUMBER: 1539307 BUSINESS ADDRESS: STREET 1: CHASE TOWER SUITE 7050 STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132218822 MAIL ADDRESS: STREET 1: CHASE TOWER SUITE 7050 STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SIERRA FINANCIAL INC DATE OF NAME CHANGE: 19970227 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEPPING THOMAS J CENTRAL INDEX KEY: 0001055528 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 600 TRAVIS ST STREET 2: STE 7050 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132296800 MAIL ADDRESS: STREET 1: 600 TRAVIS ST STREET 2: STE 7050 CITY: HOUSTON STATE: TX ZIP: 77002 SC 13G/A 1 h84202sc13ga.txt THOMAS J. DEPPING FOR SIERRACITIES.COM INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 SIERRACITIES.COM INC. (FORMERLY FIRST SIERRA FINANCIAL, INC.) (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 826521 10 6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ X ] Rule 13d-1 (d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be `filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 (`Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. 2 CUSIP NO. 826521 10 6 Page 2 of 6 - ------------------------------------------------------------------------------- NAME OF REPORTING PERSON THOMAS J. DEPPING S.S. OR I.R.S. IDENTIFICATION NO.OF ABOVE PERSON ###-##-#### - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- | | 5. SOLE VOTING POWER NUMBER OF | | 1,673,200 SHARES | | 6. SHARED VOTING POWER BENEFICIALLY | | -0- OWNED BY | | 7. SOLE DISPOSITIVE POWER EACH | | 1,673,200 REPORTING | | 8. SHARED DISPOSITIVE POWER PERSON | | -0- WITH | - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,673,200 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.80% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN 3 CUSIP NO. 826521 10 6 Page 3 of 6 - ------------------------------------------------------------------------------- Item 1(a) Name of Issuer: SIERRACITIES.COM INC. - ------------------------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 600 TRAVIS STREET, SUITE 7050 HOUSTON, TEXAS 77002 - ------------------------------------------------------------------------------- Item 2(a) Name of Person Filing: THOMAS J. DEPPING - ------------------------------------------------------------------------------- Item 2(b) Address of Principal Business Office: 600 TRAVIS STREET, SUITE 7050 HOUSTON, TEXAS 77002 - ------------------------------------------------------------------------------- Item 2 (c) Citizenship: U.S.A. - ------------------------------------------------------------------------------- Item 2(d) Title of Class of Securities: COMMON STOCK, $0.01 PAR VALUE - ------------------------------------------------------------------------------- Item 2 (e) CUSIP Number: 826521 10 6 - ------------------------------------------------------------------------------- Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. 4 CUSIP NO. 826521 10 6 Page 4 of 6 - ------------------------------------------------------------------------------- (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(D); (f) [ ] An employee benefit plan endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)()(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] - ------------------------------------------------------------------------------- Item 4(a) Amounts Beneficially Owned: 1,673,200 - ------------------------------------------------------------------------------- Item 4(b) Percent of Class: 8.80% - ------------------------------------------------------------------------------- Item 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,673,200 (ii) shared power to vote or to direct the vote: -0- 5 CUSIP NO. 826521 10 6 Page 5 of 6 - ------------------------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of: 1,673,200 (iv) shared power to dispose or to direct the disposition of: -0- - ------------------------------------------------------------------------------- Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] 6 CUSIP NO. 826521 10 6 Page 6 of 6 - ------------------------------------------------------------------------------- Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable - ------------------------------------------------------------------------------- Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable - ------------------------------------------------------------------------------- Item 8 Identification and Classification of Members of the Group: Not applicable - ------------------------------------------------------------------------------- Item 9 Notice of Dissolution of Group: Not applicable - ------------------------------------------------------------------------------- Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2001 /s/ THOMAS J. DEPPING --------------------- Thomas J. Depping Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations. (See 18 U.S.C. 10010) -----END PRIVACY-ENHANCED MESSAGE-----