0001181431-13-010813.txt : 20130220 0001181431-13-010813.hdr.sgml : 20130220 20130220131831 ACCESSION NUMBER: 0001181431-13-010813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130218 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rode Steven CENTRAL INDEX KEY: 0001546040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12933 FILM NUMBER: 13626004 MAIL ADDRESS: STREET 1: C/O AUTOLIV, INC. STREET 2: VASAGATAN 11, 7TH FLOOR CITY: STOCKHOLM STATE: V7 ZIP: SE-111 20 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOLIV INC CENTRAL INDEX KEY: 0001034670 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 510378542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 AIRPORT RD CITY: OGDEN STATE: UT ZIP: 84405 BUSINESS PHONE: 8016299800 MAIL ADDRESS: STREET 1: BOX 70381 STREET 2: SE 107 24 STOCKHOLM CITY: SWEDEN STATE: V7 4 1 rrd371031.xml FORM 4 X0306 4 2013-02-18 0 0001034670 AUTOLIV INC ALV 0001546040 Rode Steven C/O AUTOLIV, INC. VASAGATAN 11, 7TH FLOOR STOCKHOLM V7 SE-111 20 SWEDEN 0 1 0 0 President Autoliv Electronics Common Stock 2013-02-18 4 M 0 1000 67.42 A 2829 D Common Stock 2013-02-20 4 S 0 500 69.61 D 2329 D Restricted Stock Unit 2013-02-18 4 M 0 1000 0 D 2013-02-18 2013-02-18 Common Stock 1000 0 D Restricted Stock Unit 2013-02-19 4 A 0 927 0 A 2016-02-19 2016-02-19 Common Stock 927 927 D Employee Stock Option (right to buy) 67.42 2013-02-19 4 A 0 2781 0 A 2014-02-19 2023-02-19 Common Stock 2781 2781 D Represents the closing price on February 15, 2013 (the last trading date prior to the vesting date of the restricted stock units (RSUs) from which these shares were converted). No consideration was or is payable by the reporting person. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 5, 2013. Each RSU represents a contingent right to receive one share of ALV common stock. The RSUs vest and convert to shares in one installment on the third anniversary of the grant date. The options vest in one installment on the first anniversary of the grant date. /s/ Steven Rode 2013-02-20