-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzAU/0uaiT76RBOH7CnbWua9JLhzywKidHObZprH0AbhJI56wkJdwCCLjdsO+5w1 ZeJ1pCEIlWyUj2tuNCnaDQ== 0000950172-02-000326.txt : 20020414 0000950172-02-000326.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950172-02-000326 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011201 FILED AS OF DATE: 20020215 COMPANY DATA: COMPANY CONFORMED NAME: STONE ROGER W CENTRAL INDEX KEY: 0001012346 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 150 NORTH MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60601 MAIL ADDRESS: STREET 1: 100 NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOLIV INC CENTRAL INDEX KEY: 0001034670 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 510378542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12933 FILM NUMBER: 02552215 BUSINESS ADDRESS: STREET 1: 3350 AIRPORT RD CITY: OGDEN STATE: UT ZIP: 84405 BUSINESS PHONE: 8016299800 MAIL ADDRESS: STREET 1: BOX 70381 STREET 2: SE 107 24 STOCKHOLM CITY: SWEDEN 5 1 stone.txt 5 FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | ANNUAL STATEMENT OF |_____________________| CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0362| |EXPIRES: | | PENDING | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE......1.0| Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 /__/ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). /__/ Form 3 Holdings Reported /__/ Form 4 Transaction Reported - ---------------------------------------------------------------------------- 1. Name and Address of Reporting Person STONE ROGER - ---------------------------------------------------------------------------- (Last) (First) (Middle) KLARABERGSVIADUKTEN 70, BOX 70381 - ---------------------------------------------------------------------------- (Street) STOCKHOLM SWEDEN SE 107 24 - ---------------------------------------------------------------------------- (City) (State) (Zip) - ---------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol AUTOLIV, INC. [ALV] - ---------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary) - ---------------------------------------------------------------------------- 4. Statement for Month/Year 12/01 - ---------------------------------------------------------------------------- 5. If amendment, Date of Original (Month/Year) - ---------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) _X_ Director ___ 10% Owner - ___ Officer (give title below) ___ Other (specify below) - ---------------------------------------------------------------------------- 7. Individual or Joint/Group Reporting (check applicable line) _X_Form Filed by One Reporting Person ___Form Filed by More than one Reporting Person ============================================================================ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ---------------------------------------------------------------------------- 1. Title of Security (Instr. 3) - ---------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) - ---------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) - ---------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) ---------------- ----------------- ----------------- Amount (A) or (D) Price - ---------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) - ---------------------------------------------------------------------------- 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) - ---------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - ----------------------------------------------------------------------------
[TYPE ENTRIES HERE] - --------------------------------------- -------------------- ------- -------------------------- ------------ ------ 1. 2. 3. 4. 5. 6. - --------------------------------------- -------------------- ------- -------------------------- ------------ ------ - --------------------------------------- -------------------- ------- -------------------------- ------------ ------ Common Stock, par value $1 per share 04/24/01 A 802 (A) $0 3,727 D - --------------------------------------- -------------------- ------- -------------------------- ------------ ------
============================================================================ TABLE II - Derivative Securities, Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ---------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) - ---------------------------------------------------------------------------- 2. Conversion of Exercise Price of Derivative Security - ---------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) - ---------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) - ---------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) ------------------ ------------------ (A) (D) - ---------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) ----------------------- --------------------------- Date Exercisable Expiration Date - ---------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) ------------------------------- ------------------------------- Title Amount or Number of Shares - ---------------------------------------------------------------------------- 8. Price of Derivative Security (Instr. 4) - ---------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Year (Instr. 4) - ---------------------------------------------------------------------------- 10. Ownership of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) - ---------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) - ---------------------------------------------------------------------------- [TYPE ENTRIES HERE] - ---------------------------------------------------------------------------- EXPLANATION OF RESPONSES: /S/ Roger Stone 2/12/02 ---------------------------------------- ------------ ** SIGNATURE OF REPORTING PERSON DATE - ----------------------------- ** Intentional misstatements or omissions of facts constitutE Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78FF(A). NOTE: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure Potential persons who are to respond to the collection of information contained in this form are nor required to respond unless the form displays a currently valid OMB number. ============================================================================= -----END PRIVACY-ENHANCED MESSAGE-----