0000899243-19-004211.txt : 20190220 0000899243-19-004211.hdr.sgml : 20190220 20190220134511 ACCESSION NUMBER: 0000899243-19-004211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mogefors Svante CENTRAL INDEX KEY: 0001321564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12933 FILM NUMBER: 19617787 MAIL ADDRESS: STREET 1: C/O AUTOLIV, INC. STREET 2: KLARABERGSVIADUKTEN 70, SECTION B7 CITY: STOCKHOLM STATE: V7 ZIP: SE-111 64 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOLIV INC CENTRAL INDEX KEY: 0001034670 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 510378542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 AIRPORT RD CITY: OGDEN STATE: UT ZIP: 84405 BUSINESS PHONE: 8016299800 MAIL ADDRESS: STREET 1: BOX 70381 STREET 2: SE 107 24 STOCKHOLM CITY: SWEDEN STATE: V7 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-15 0 0001034670 AUTOLIV INC ALV 0001321564 Mogefors Svante C/O AUTOLIV, INC. KLARABERGSVIADUKTEN 70, SECTION B7 STOCKHOLM V7 SE-111 64 SWEDEN 0 1 0 0 See Remarks Common Stock 2019-02-15 4 M 0 1226 0.00 A 11757 D Common Stock 2019-02-15 4 M 0 298 0.00 A 12055 D Common Stock 2019-02-20 4 S 0 1524 80.69 D 10531 D Restricted Stock Unit 2019-02-15 4 M 0 1226.6295 0.00 D 2019-02-15 2019-02-15 Common Stock 1226.6295 0 D Restricted Stock Unit 2019-02-15 4 M 0 298.215 0.00 D 2019-02-15 2019-02-15 Common Stock 298.215 0 D Restricted Stock Unit 2019-02-18 4 A 0 850 0.00 A 2022-02-18 2022-02-18 Common Stock 850 850 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 28, 2018. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv, Inc. employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $80.52 to $80.98. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects performance shares that converted to restricted stock units (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018. Each RSU represents a contingent right to receive one share of ALV common stock. Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited. The RSUs vest and convert to shares in one installment on the third anniversary of the grant date. The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment. Executive Vice President, Quality /s/ Brian Kelly as attorney-in-fact 2019-02-20