0001104659-24-030562.txt : 20240304 0001104659-24-030562.hdr.sgml : 20240304 20240304173214 ACCESSION NUMBER: 0001104659-24-030562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 ORGANIZATION NAME: CF FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 24716375 MAIL ADDRESS: STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP STREET 2: 1601 WASHINGTON AVENUE, SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 270247747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 tm247256-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-04 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chairman of Board 0 Common Stock 2342126 I By controlled entities Common Stock 13128023 D Restricted Stock Units 2024-03-04 4 A 0 1300000 0.00 A Common Stock 1300000 2175000 I By controlled entities Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including SPT Management, LLC, the issuer's external manager (the "Manager"), SFIP, LLC and JAWS Capital, LP. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. On March 4, 2024, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 1,300,000 restricted stock units (the "2024 RSUs"). The 2024 RSUs will vest ratably in quarterly installments through December 31, 2026, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. Represents the 1,500,000 restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs") and the 1,300,000 2024 RSUs granted to the Manager, less those 2022 RSUs that have already vested and been converted into shares of the issuer's common stock. /s/ Barry S. Sternlicht 2024-03-04