0001104659-23-002877.txt : 20230111 0001104659-23-002877.hdr.sgml : 20230111 20230111060118 ACCESSION NUMBER: 0001104659-23-002877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522493 MAIL ADDRESS: STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP STREET 2: 1601 WASHINGTON AVENUE, SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BSS SCG GP Holdings, LLC CENTRAL INDEX KEY: 0001814305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522494 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARWOOD CAPITAL GROUP GLOBAL II, L.P. CENTRAL INDEX KEY: 0001809797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522500 BUSINESS ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034227700 MAIL ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCGG II GP, L.L.C. CENTRAL INDEX KEY: 0001814296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522496 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Starwood Capital Group Holdings GP, L.L.C. CENTRAL INDEX KEY: 0001814302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522495 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SSF U.S. Investco S, L.P. CENTRAL INDEX KEY: 0001915524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522497 BUSINESS ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-422-7700 MAIL ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SSF U.S. Investco C, L.P. CENTRAL INDEX KEY: 0001830470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522501 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SSF U.S. Investco, L.P. CENTRAL INDEX KEY: 0001830606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522502 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SSF U.S. Investco K, L.P. CENTRAL INDEX KEY: 0001830607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522498 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAR Public Holdings II, L.L.C. CENTRAL INDEX KEY: 0001915319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 23522499 BUSINESS ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-422-7700 MAIL ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 4 1 tm231643-10_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-01-06 1 0001055160 MFA FINANCIAL, INC. MFA 0001809797 STARWOOD CAPITAL GROUP GLOBAL II, L.P. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001915319 SAR Public Holdings II, L.L.C. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001830606 SSF U.S. Investco, L.P. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001830470 SSF U.S. Investco C, L.P. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001830607 SSF U.S. Investco K, L.P. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001915524 SSF U.S. Investco S, L.P. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001814296 SCGG II GP, L.L.C. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001814302 Starwood Capital Group Holdings GP, L.L.C. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001814305 BSS SCG GP Holdings, LLC 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001034657 STERNLICHT BARRY S 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock 2023-01-06 4 S 0 450000 10.4957 D 10188539 I See Footnote Common Stock 2023-01-09 4 S 0 10188539 10.0733 D 0 I See Footnote The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco"). [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management. [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively. [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II. [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein. STARWOOD CAPITAL GROUP GLOBAL II, L.P. By: SCGG II GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SAR PUBLIC HOLDINGS II, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SSF U.S. INVESTCO C, L.P. By: Starwood SSF U.S. Holdco C GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SSF U.S. INVESTCO K, L.P. By: Starwood SSF U.S. Holdco K GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SSF U.S. INVESTCO S, L.P. By: Starwood SSF U.S. Holdco S GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SSF U.S. INVESTCO, L.P. By: SSF U.S. Holdco GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 SCGG II GP, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory 2023-01-10 BSS SCG GP HOLDINGS, LLC By: /s/ Barry S. Sternlicht, Authorized Signatory 2023-01-10 /s/ Barry S. Sternlicht 2023-01-10