-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ezn3p7QaZRx0FKrqp0Wuis3DtcRpSRU4TYWFYFZAm/FdlMzlbrakcdchnlLlcrnw K5y69RZR7X2qN3oUQZ1N9w== 0001034626-06-000001.txt : 20060215 0001034626-06-000001.hdr.sgml : 20060215 20060215113613 ACCESSION NUMBER: 0001034626-06-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 EFFECTIVENESS DATE: 20060215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TQA INVESTORS L L C /NY CENTRAL INDEX KEY: 0001034626 IRS NUMBER: 133862304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06206 FILM NUMBER: 06620446 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10194 BUSINESS PHONE: 2125994200 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10174 13F-HR 1 dec.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TQA Investors, LLC Address: 333 Ludlow Street 1st Floor Stamford, CT 06902 13F File Number: 28-06206 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered intergral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bartholomew C. Tesoriero Title: CFO Phone: 203-653-3000 Signature, Place, and Date of Signing: Bartholomew C. Tesoriero Stamford, Ct FEBRUARY 15, 2005 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 147 Form 13F Information Table Value Total: $649,627,433.16 List of Other Included Managers: None No. 13F File Number Name 01 02 03 Name of Reporting Manager: TQA Investors, L.L.C. FORM 13f INFORMATION TABLE Voting Authority (Shares) Name of Issuer Title of Class CUSIP Value Shares/ sh/ Put Investment Other a) Sole b) Share c) None (x 1000) Princpal Prn Cal Discretion Managers ABGENIX INC STOCK 00339B107 215 10000 CS SOLE 10000 ADMINISTAFF STOCK 007094105 309 7360 CS SOLE 7360 ALAMOSA HOLDINGS STOCK 011589108 2140 115000 CS SOLE 115000 ALEXION PHARMACEUTICALS INC STOCK 015351109 203 10000 CS SOLE 10000 ALKERMES INC 2.5% 9/1/23 DEBT 01642TAE8 5632 4000000 CVB SOLE 4000000 ALLIANT TECHSYSTEMS STOCK 018804104 6002 78800 CS SOLE 78800 ALPHARMA STOCK 020813101 279 9800 CS SOLE 9800 ALPHARMA 3% 06/01/06 DEBT 020813AD3 665 500000 CVB SOLE 500000 AMERADA HESS 7% 12/01/06 PREF STOCK 023551401 10808 100000 CVP SOLE 100000 AMERICREDIT 1.75% 11/15/23 DEBT 03060RAM3 10019 7000000 CVB SOLE 7000000 AMR 4.25% 9/23/23 DEBT 001765BA3 8437 6000000 CVB SOLE 6000000 ANIMAS CORP STOCK 03525Y105 604 25000 CS SOLE 25000 ANTEON INTERNATIONAL CORP STOCK 03674E108 815 15000 CS SOLE 15000 APRIA HEALTH 3.375% 9/1/33 DEBT 037933AB4 7717 7945000 CVB SOLE 7945000 AQUANTIVE INC STOCK 03839G105 307 12150 CS SOLE 12150 ARMOR HOLDINGS INC STOCK 042260109 6363 149200 CS SOLE 149200 AVNET 2% 3/15/34 DEBT 053807AL7 2023 2100000 CVB SOLE 2100000 BAXTER 7% 2/16/06 PREF STOCK 071813406 12191 226800 CVP SOLE 226800 BEARZER HOMES 4.625% 6/15/24 DEBT 07556QAL9 3037 1974000 CVB SOLE 1974000 BINDVIEW DEVELOPMENT CORP STOCK 090327107 988 248346 CS SOLE 248346 BLUE COAT SYSTEMS STOCK 09534T508 290 6350 CS SOLE 6350 BURLINGTON RESOURCES, INC. STOCK 122014103 776 9000 CS SOLE 9000 CAPITALSOURCE 1.25% 3/15/34 DEBT 14055XAB8 33957 36318000CVB SOLE 36318000 CAPITALSOURCE 3.50% 7/15/34 DEBT 14055XAD4 2163 2250000 CVB SOLE 2250000 CAPTIVA SOFTWARE STOCK 14073T109 1691 76000 CS SOLE 76000 CENTERPOINT PROPERTIES STOCK 151895109 2177 44000 CS SOLE 44000 CENTURYTEL INC STOCK 156700106 696 21000 CS SOLE 21000 CEPHALON, INC. STOCK 156708109 7277 112400 CS SOLE 112400 CERADYNE INC 2.875% 12/15/35 DEBT 156710AA3 3592 3500000 CVB SOLE 3500000 CHARTER COMMUNICATIONS INC STOCK 16117M107 255 209143 CS SOLE 209143 CHENIERE ENERGY 2.25% 8/1/12 DEBT 16411RAE9 2184 1805000 CVB SOLE 1805000 CHESAPEAKE 4.5% 12/31/49 PREF STOCK 165167842 1288 13500 CVP SOLE 13500 CHIRON CORP STOCK 170040109 2311 52000 CS SOLE 52000 CINERGY CORP STOCK 172474108 2038 48000 CS SOLE 48000 CONCEPTUS STOCK 206016107 252 20000 CS SOLE 20000 CONSECO 5.5% 5/15/07 PREF STOCK 208464867 14120 500000 CVP SOLE 500000 CONTINENTAL AIR 5% 6/15/23 DEBT 210795PJ3 2180 1708000 CVB SOLE 1708000 CORNING INC STOCK 219350105 295 15000 CS SOLE 15000 CRUCELL NV STOCK 228769105 255 9960 CS SOLE 9960 CYBERGUARD CORP STOCK 231910100 2257 255600 CS SOLE 255600 CYPRESS SEMI 1.25% 6/15/08 DEBT 232806AH2 9993 8785000 CVB SOLE 8785000 DICKS SPORT 1.6061% 2/18/24 DEBT 253393AB8 4888 7000000 CVB SOLE 7000000 DISNEY 2.125% 4/15/23 DEBT 254687AU0 2254 2250000 CVB SOLE 2250000 EL PASO 4.75% CVP PREF STOCK 283678209 6419 190295 CVP SOLE 190295 ELECTRONIC DATA STOCK 285661104 240 10000 CS SOLE 10000 EMCOR CORP 5% 5/15/11 DEBT 290846AC8 2197 2100000 CVB SOLE 2100000 EOG RESOURCES INC STOCK 26875P101 256 3490 CS SOLE 3490 EQUINIX INC 2.5% 2/15/24 DEBT 29444UAE6 7484 6587000 CVB SOLE 6587000 FIDELITY NATIONAL FINL INC STOCK 316326107 736 20000 CS SOLE 20000 FORD TRST II 6.5% 1/15/32 CVP PREF STOCK 345395206 9081 330200 CVP SOLE 330200 FOUR SEASONS 1.875% 7/30/24 DEBT 35100EAE4 2096 2150000 CVB SOLE 2150000 FRONTIER AIRLINE 5% 12/15/25 DEBT 359065AA7 1085 1000000 CVB SOLE 1000000 GATEWAY INC 1.5% 12/21/09 DEBT 367626AB4 3477 4750000 CVB SOLE 4750000 GATX 5% 8/15/23 DEBT 361448AE3 18814 12217000CVB SOLE 12217000 GENERAL MOTORS 6.25% 7/15/33 C PREF STOCK 370442717 3712 235670 CVP SOLE 235670 GM 4.5% 3/6/32 SERIES A PREF STOCK 370442741 19306 925480 CVP SOLE 925480 GM 5.25% 3/6/32 SERIES B PREF STOCK 370442733 893 59940 CVP SOLE 59940 GOLD BANC CORP STOCK 379907108 3061 168000 CS SOLE 168000 GOOGLE STOCK 38259P508 431 1040 CS SOLE 1040 GUIDANT CORP STOCK 401698105 1295 20000 CS SOLE 20000 HASBRO 2.75% 12/01/21 DEBT 418056AN7 16721 15682000CVB SOLE 15682000 HEALTH MGMT 1.5% 8/1/23 DEBT 421933AF9 1807 1800000 CVB SOLE 1800000 HOLLY CORP STOCK 435758305 243 4120 CS SOLE 4120 HOLOGIC INC STOCK 436440101 476 12560 CS SOLE 12560 HORNBECK OFFSHORE STOCK 440543106 327 10000 CS SOLE 10000 HUDSON UNITED BANCORP STOCK 444165104 2626 63000 CS SOLE 63000 HUMAN GENOME 2.25% 8/15/12 DEBT 444903AM0 3675 5000000 CVB SOLE 5000000 I2 TECHNOLOGY 5.25% 12/15/06 DEBT 465754AF6 388 390000 CVB SOLE 390000 IDX SYSTEMS CORP STOCK 449491109 1757 40000 CS SOLE 40000 INTELLISYNC STOCK 458176104 1992 386100 CS SOLE 386100 INTERPOOL 9.25% 12/27/22 CVB DEBT 46062RAL2 2632 104240 CVB SOLE 104240 INTL GAME TECH 0% 1/29/33 DEBT 459902AL6 23026 34445000CVB SOLE 34445000 IPC HOLDINGS 7.25% 11/15/08 PREF STOCK USG4933P1197 6809 250000 CVP SOLE 250000 ITRON STOCK 465741106 277 6910 CS SOLE 6910 JAKKS PACIFIC 4.625% 6/15/23 DEBT 47012EAB2 3694 3000000 CVB SOLE 3000000 JUNIPER NETWORKS INC STOCK 48203R104 2823 126600 CS SOLE 126600 KELLWOOD 3.5% 6/15/34 DEBT 488044AF5 4574 5700000 CVB SOLE 5700000 KOPIN CORP. STOCK 500600101 54 10000 CS SOLE 10000 KOS PHARMACEUTICALS STOCK 500648100 208 4020 CS SOLE 4020 LA QUINTA CORP-PAIRED STOCK 50419U202 668 60000 CS SOLE 60000 LAMAR ADVERTISING STOCK 512815101 2652 57500 CS SOLE 57500 LIBERTY CORP STOCK 530370105 1123 24000 CS SOLE 24000 LIBERTY MEDIA 4% 11/15/29 DEBT 530715AG6 4163 7000000 CVB SOLE 7000000 LSI LOGIC 4% 5/15/10 DEBT 502161AJ1 4811 5008000 CVB SOLE 5008000 MAYTAG CORP STOCK 578592107 753 40000 CS SOLE 40000 MBNA CORP STOCK 55262L100 1528 56100 CS SOLE 56100 MCI INC STOCK 552691107 3551 180000 CS SOLE 180000 MICROMUSE INC STOCK 595094103 593 60000 CS SOLE 60000 MICRON TECH 2.5% 2/1/10 DEBT 595112AG8 30225 26000000CVB SOLE 26000000 MUELLER GROUP WARRANT 624990768 0 3000 WAR SOLE 3000 MULITMEDIA GAMES STOCK 625453105 93 10000 CS SOLE 10000 NAVISTAR FINL 4.75% 4/01/09 DEBT 638902AM8 1814 2000000 CVB SOLE 2000000 NCO GROUP 4.75% 4/6 CVB DEBT 628858AB8 3341 3358000 CVB SOLE 3358000 NDCHEALTH CORP STOCK 639480102 408 21200 CS SOLE 21200 NEKTAR STOCK 640268108 1656 100600 CS SOLE 100600 NEXTEL PARTNERS STOCK 65333F107 908 32500 CS SOLE 32500 NY COMM CAP TR 6% 11/01/51 PREF STOCK 64944P307 1868 40000 CVP SOLE 40000 ODYSSEY RE 4.375% 6/15/22 DEBT 67612WAB4 10632 9010000 CVB SOLE 9010000 OSI PHARM 3.25% 9/8/23 DEBT 671040AD5 16411 17050000CVB SOLE 17050000 PANAMSAT HOLDING CORP STOCK 69831Y105 1002 40900 CS SOLE 40900 PARKER DRILLING STOCK 701081101 292 26970 CS SOLE 26970 PEABODY ENERGY CORP STOCK 704549104 204 2480 CS SOLE 2480 PG&E 9.5% 6/30/10 DEBT 69331CAD0 13657 4843000 CVB SOLE 4843000 PHARM RESORCES 2.875% 9/30/10 DEBT 717125AC2 6166 7400000 CVB SOLE 7400000 PLACER DOME INC STOCK 725906101 855 37309 CS SOLE 37309 PMA CAP 6.50% 09/30/22 REG D DEBT 693419AD5 6878 6260000 CVB SOLE 6260000 PMI GROUP 2.5% 7/15/21 DEBT 69344MAE1 2205 2150000 CVB SOLE 2150000 PRENTISS PROPERTIES TRUST STOCK 740706106 3865 95000 CS SOLE 95000 PRG SCHULTZ 4.75% 11/26/06 DEBT 69357CAA5 980 1462000 CVB SOLE 1462000 PROTEIN DESIGN 2% 2/15/12 DEBT 74369LAF0 14644 11000000CVB SOLE 11000000 PSS WORLD 2.25% 3/15/24 DEBT 69366AAB6 1989 2000000 CVB SOLE 2000000 RED HAT .5% 1/15/24 DEBT 756577AB8 29185 25000000CVB SOLE 25000000 REGENERON 5.5% 10/17/08 DEBT 75886FAB3 2754 2876000 CVB SOLE 2876000 REINSURANCE GRP 5.75% 12/15/50 PREF STOCK 759351307 25610 422849 CVP SOLE 422849 RENAL CARE GROUP INC STOCK 759930100 1892 40000 CS SOLE 40000 RF MICRODEVICES INC STOCK 749941100 4601 850400 CS SOLE 850400 ROANOKE ELECTRIC STEEL STOCK 769841107 1798 76200 CS SOLE 76200 ROBBINS & MYERS 8% 1/31/08 DEBT 770196AB9 4183 4116000 CVB SOLE 4116000 SCHLUMBERGER 1.5% 6/01/23 DEBT 806857AC2 20700 15000000CVB SOLE 15000000 SCHOOL SPECIALTY 3.75% 8/1/23 DEBT 807863AE5 8280 8000000 CVB SOLE 8000000 SCOTTISH ANNUITY 4.5% 12/1/22 DEBT 81013RAC9 3483 2918000 CVB SOLE 2918000 SEPRACOR 0% 10/15/24 DEBT 817315AW4 3315 3500000 CVB SOLE 3500000 SEPRACOR 0% 12/15/08 DEBT 817315AT1 3299 2018000 CVB SOLE 2018000 SHURGARD STORAGE CENTERS STOCK 82567D104 737 13000 CS SOLE 13000 SIEBEL SYSTEMS, INC STOCK 826170102 1607 152000 CS SOLE 152000 SILICON GRAPHICS STOCK 827056102 7 19400 CS SOLE 19400 SINCLAIR BROAD 6% 9/15/12 DEBT 829226AV1 3208 3620000 CVB SOLE 3620000 SMITH AND WESSON HOLDING STOCK 831756101 68 17200 CS SOLE 17200 SPACEHAB 5.5% 10/15/10 DEBT 846243AD5 494 600000 CVB SOLE 600000 ST JUDE MEDICAL 2.8% 12/15/35 DEBT 790849AB9 17021 17000000CVB SOLE 17000000 SUNOCO 6.75% 6/15.12 DEBT 866762AG2 6722 1750000 CVB SOLE 1750000 SYKES ENTERPRISES STOCK 871237103 291 21800 CS SOLE 21800 TELEWEST GLOBAL STOCK 87956T107 2785 116912 CS SOLE 116912 TERREMARK 9% 6/15/09 DEBT 881448AC8 1744 2035000 CVB SOLE 2035000 TESORO PETROLEUM STOCK 881609101 241 3910 CS SOLE 3910 TIME WARNER TELECOM STOCK 887319101 353 35800 CS SOLE 35800 TRAVELERS PPTY 4.5% 4/15/32 PREF STOCK 89420G307 8464 341740 CVP SOLE 341740 TXU CORP. STOCK 873168108 374 7460 CS SOLE 7460 USG CORP STOCK 903293405 375 5770 CS SOLE 5770 VECTOR GR 6.25% 7/15/08 DEBT 92240MAC2 10555 10729000CVB SOLE 10729000 VINTAGE PETROLEUM CORP. STOCK 927460105 1067 20000 CS SOLE 20000 VIROPHARMA INC. 6% 3/1/07 DEBT 928241AC2 2915 2900000 CVB SOLE 2900000 VORNADO REALTY 3.875% 4/15/25 DEBT 929043AC1 2255 2150000 CVB SOLE 2150000 VORNADO REALTY 6.5% SER.A PRFD PREF STOCK 929042208 4384 37960 CVP SOLE 37960 WATSON PHARM 1.75% 3/15/23 DEBT 942683AC7 2154 2250000 CVB SOLE 2250000 WFS FINANCIAL INC STOCK 92923B106 1675 22000 CS SOLE 22000 XCYTE THERAPIES 6% PREF STOCK 98389F408 458 123385 CVP SOLE 123385 TOTAL 649627
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