0001209191-21-014435.txt : 20210225
0001209191-21-014435.hdr.sgml : 20210225
20210225181505
ACCESSION NUMBER: 0001209191-21-014435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0001034569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682394
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6735
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: TA ASSOCIATES INC
DATE OF NAME CHANGE: 19990331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA Atlantic & Pacific VII-A L.P.
CENTRAL INDEX KEY: 0001548681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682391
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA INVESTORS IV, L.P.
CENTRAL INDEX KEY: 0001578035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682390
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA XI DO AIV, L.P.
CENTRAL INDEX KEY: 0001609536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682393
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6175746700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA XI DO Feeder, L.P.
CENTRAL INDEX KEY: 0001609539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682385
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6175746700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA XI DO AIV II, L.P.
CENTRAL INDEX KEY: 0001812606
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682388
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA SDF III DO Feeder, L.P.
CENTRAL INDEX KEY: 0001609557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682386
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6175746700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA SDF III DO AIV, L.P.
CENTRAL INDEX KEY: 0001609553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682392
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6175746700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET FLOOR 56
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA AP VII-B DO Subsidiary Partnership, L.P.
CENTRAL INDEX KEY: 0001812579
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682387
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TA SDF III DO AIV II, L.P.
CENTRAL INDEX KEY: 0001812605
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39310
FILM NUMBER: 21682389
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-574-6700
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 56TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZoomInfo Technologies Inc.
CENTRAL INDEX KEY: 0001794515
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 843721253
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 805 BROADWAY ST
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
BUSINESS PHONE: 800-914-1220
MAIL ADDRESS:
STREET 1: 805 BROADWAY ST
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-23
0
0001794515
ZoomInfo Technologies Inc.
ZI
0001034569
TA ASSOCIATES, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001609536
TA XI DO AIV, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001609553
TA SDF III DO AIV, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001548681
TA Atlantic & Pacific VII-A L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001578035
TA INVESTORS IV, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001812605
TA SDF III DO AIV II, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001812606
TA XI DO AIV II, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001812579
TA AP VII-B DO Subsidiary Partnership, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001609557
TA SDF III DO Feeder, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
0001609539
TA XI DO Feeder, L.P.
200 CLARENDON STREET
56TH FLOOR
BOSTON
MA
02116
1
0
1
0
Class A Common Stock
2021-02-23
4
C
0
405347
A
405347
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
10464
A
10464
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
70003
A
70003
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
15055
A
15055
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
500
A
500
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
26508
A
26508
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
23782
A
23782
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
2000
A
2000
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
106031
A
106031
I
See Footnotes
Class A Common Stock
2021-02-23
4
C
0
95128
A
95128
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
405347
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
10464
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
70003
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
15055
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
500
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
26508
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
23782
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
2000
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
106031
58.901
D
0
I
See Footnotes
Class A Common Stock
2021-02-23
4
S
0
95128
58.901
D
0
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
405347
0.00
D
Class A Common Stock
405347
55376065
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
10464
0.00
D
Class A Common Stock
10464
1429553
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
70003
0.00
D
Class A Common Stock
70003
9563394
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
15055
0.00
D
Class A Common Stock
15055
2056642
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
500
0.00
D
Class A Common Stock
500
68287
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
26508
0.00
D
Class A Common Stock
26508
3621301
I
See Footnotes
Units of ZoomInfo Holdings LLC
2021-02-23
4
C
0
23782
0.00
D
Class A Common Stock
23782
3248925
I
See Footnotes
Class C Common Stock
2021-02-23
4
C
0
2000
0.00
D
Class A Common Stock
2000
273155
I
See Footnotes
Class C Common Stock
2021-02-23
4
C
0
106031
0.00
D
Class A Common Stock
106031
14485209
I
See Footnotes
Class C Common Stock
2021-02-23
4
C
0
95128
0.00
D
Class A Common Stock
95128
12995707
I
See Footnotes
Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").
TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any.
Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").
Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").
Securities are held by TA Investors IV, L.P. ("Investors IV").
Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").
Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").
Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").
Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").
Securities are held by TA XI DO Feeder, L.P ("XI DO").
Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").
The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020.
Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $58.00 to $60.25. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.
Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.
The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.
TA Associates, L.P., by Jeffrey C. Hadden, its, General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA XI DO AIV, L.P., by TA Associates XI GP, L.P., its General Partner, by TA Associates, L.P., its General, Partner, by Jeffrey C. Hadden, its General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA SDF III DO AIV, L.P., by TA Associates, SDF III GP L.P., its General Partner, by TA Associates, L.P., its General Partner, by Jeffrey C. Hadden, its, General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA Atlantic & Pacific VII-A L.P., by TA Associates AP, VII GP L.P., its General Partner, by TA Associates, L.P., its General Partner, by Jeffrey C. Hadden, its, General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA Investors IV, L.P., by TA Associates, L.P., its General Partner, by Jeffrey C. Hadden, its, General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA SDF III DO AIV II, L.P., by TA Associates SDF, III GP, L.P., its General Partner, by TA Associates, L.P., its General Partner, by Jeffrey C. Hadden, its General, Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA XI DO AIV II, L.P., by TA Associates XI GP, L.P, its General Partner, by TA Associates, L.P., its General, Partner, by Jeffrey C. Hadden, its General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA Associates AP VII-B DO Subsidiary Partnership, L.P., by TA Associates AP VII GP L.P., its General Partner, by TA Associates, L.P., its General Partner, by Jeffrey C., Hadden, its General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA SDF III DO Feeder, L.P., by TA Associates SDF III GP L.P., its General Partner, by TA Associates, L.P., its General Partner, by Jeffrey C., Hadden, its General Counsel, /s/ Jeffrey C. Hadden
2021-02-25
TA XI DO Feeder, L.P., by TA Associates XI GP L.P., its General Partner, by TA Associates, L.P., its General Partner, Jeffrey C. Hadden, its, General Counsel, /s/ Jeffrey C. Hadden
2021-02-25