0001072613-22-000416.txt : 20220513 0001072613-22-000416.hdr.sgml : 20220513 20220513162157 ACCESSION NUMBER: 0001072613-22-000416 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 22923067 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 03-31-2022 03-31-2022 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch Street London X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 Y City of London Investment Management Company Limited (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns Karpus Management, Inc. ("KMI"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and KMI. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from KMI. Jocelyn Inger 610-380-2110 /s/ Jocelyn Inger Coatesville PA 05-13-2022 0 120 1583125 INFORMATION TABLE 2 infotable.xml APPLE INC COM 037833100 44609 255037 SH SOLE 255037 0 0 ISHARES MSCI ACWI INDEX FUND MSCI KLD400 SOC 464288257 210 2100 SH SOLE 2100 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 3840 208283 SH SOLE 208283 0 0 ABERDEEN EMERGING MARKETS EQUI COM 00301W105 102962 15141448 SH SOLE 15141448 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 972 77296 SH SOLE 77296 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 304 10000 SH SOLE 10000 0 0 VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE COM 92838Y100 586 26873 SH SOLE 26873 0 0 AMAZON.COM INC COM 023135106 13256 4061 SH SOLE 4061 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 1783 50000 SH SOLE 50000 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 14966 668860 SH SOLE 668860 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 741 74987 SH SOLE 74987 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 1241 101157 SH SOLE 101157 0 0 BLACKSTON/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 2114 162174 SH SOLE 162174 0 0 BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 092524107 531 92340 SH SOLE 92340 0 0 BLACKROCK INNOVATION & GROWTH SHS BEN INT 09260Q108 20430 1796792 SH SOLE 1796792 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 4376 218424 SH SOLE 218424 0 0 SABA CAPITAL INCOME AND OPPORTUNITIES SHARES 78518H103 7438 1654786 SH SOLE 1654786 0 0 BLACKROCK SCIENCE & TECHNOLOGY TUST II SHS BEN INT 09260K101 2053 69950 SH SOLE 69950 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 865 36632 SH SOLE 36632 0 0 BRANDYWINE GLOBAL GLOBAL INCOME COM 10537L104 3468 343382 SH SOLE 343382 0 0 THE BLACKSTONE GROUP INC COM CL A 09260D107 7759 61121 SH SOLE 61121 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 578 43780 SH SOLE 43780 0 0 MS CHINA A SHARE COM 617468103 104519 6378964 SH SOLE 6378964 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 9024 673702 SH SOLE 673702 0 0 SPROTT PHYSICAL GOLD AND SILVER TRUST TR UNIT 85208R101 3103 160257 SH SOLE 160257 0 0 CENTRAL SECS CORP COM 155123102 377 9100 SH SOLE 9100 0 0 THE CARLYLE GROUP INC COM 14316J108 5969 122045 SH SOLE 122045 0 0 CHINA FUND INC. COM 169373107 51256 3462096 SH SOLE 3462096 0 0 CALAMOS LONG/SHORT EQUITY & DYNAMIC COM 12812C106 419 20521 SH SOLE 20521 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 427 80841 SH SOLE 80841 0 0 DTF TAX FREE INCOME INC COM 23334J107 1678 129624 SH SOLE 129624 0 0 THE EUROPEAN EQUITY FUND INC COM 298768102 129 14200 SH SOLE 14200 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 1611 140000 SH SOLE 140000 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 41985 3048987 SH SOLE 3048987 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P209 719 25500 SH SOLE 25500 0 0 EATON VANCE CALIFORNIA MUNICIPAL COM 27828A100 677 67599 SH SOLE 67599 0 0 EATON VANCE MUNICIPAL INCOME TRUST COM 27826U108 473 40000 SH SOLE 40000 0 0 ISHARES MSCI MALAYSIA MSCI MLY ETF NEW 46434G814 4048 157887 SH SOLE 157887 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 38985 634825 SH SOLE 634825 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 5366 75299 SH SOLE 75299 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 98585 2604980 SH SOLE 2604980 0 0 I-SHARES MSCI SOUTH AFRICA MSCI STH AFR ETF 464286780 50210 903632 SH SOLE 903632 0 0 FIRST TRUST DYNAMIC EUROPE EQUITY INC COM SHS 33740D107 21133 1671926 SH SOLE 1671926 0 0 ANGEL OAK FINANCIAL STRATEGIES COM BEN INT 03464A100 5436 344408 SH SOLE 344408 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRONTIER 464286145 290 8911 SH SOLE 8911 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 325 24145 SH SOLE 24145 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 70528 2205719 SH SOLE 2205719 0 0 GENERAL AMERICAN INVESTORS COM 368802104 743 17496 SH SOLE 17496 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 241 9794 SH SOLE 9794 0 0 NEW GERMANY COM 644465106 14285 1246500 SH SOLE 1246500 0 0 PGIM GLOBAL HIGH YIELD FUND COM 69346J106 5365 401989 SH SOLE 401989 0 0 GUGGENHEIM STRATEGIC OPPORTUNITY COM SBI 40167F101 193 10138 SH SOLE 10138 0 0 ALPHABET INC CAP STK CL A 02079K305 9546 3432 SH SOLE 3432 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 310 24290 SH SOLE 24290 0 0 MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 600379101 9649 864964 SH SOLE 864964 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 2762 340327 SH SOLE 340327 0 0 INDIA FUND INC COM 454089103 2564 133036 SH SOLE 133036 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 3493 387010 SH SOLE 387010 0 0 INVESCO HIGH INCOME 2023 TARGET FUND COM 46135X108 2258 257892 SH SOLE 257892 0 0 MS INDIA INVESTMENT COM 61745C105 95561 3804942 SH SOLE 3804942 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 511 45000 SH SOLE 45000 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1738 348923 SH SOLE 348923 0 0 IRSA INVERSIONES Y REPRESENTAC WARRANT *W EXP 05/25/202 P5880C134 150 482370 SH SOLE 482370 0 0 PGIM HIGH YIELD BOND FUND INC COM 69346H100 4523 314976 SH SOLE 314976 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 8343 1209067 SH SOLE 1209067 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 1877 131842 SH SOLE 131842 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 31515 4401569 SH SOLE 4401569 0 0 NUVEEN PREFERRED & INCOME TERM FUND COM 67075A106 724 32924 SH SOLE 32924 0 0 KOREA FUND COM NEW 500634209 53170 1764972 SH SOLE 1764972 0 0 KKR & CO INC CL A 48251W104 6569 112345 SH SOLE 112345 0 0 ISHARES MSCI SAUDI ARABIA MSCI SAUDI ARBIA 46434V423 35230 741370 SH SOLE 741370 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 1367 130863 SH SOLE 130863 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 477 48558 SH SOLE 48558 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 240 18270 SH SOLE 18270 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 42291 799672 SH SOLE 799672 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 1534 124982 SH SOLE 124982 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 298 11600 SH SOLE 11600 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 179 13961 SH SOLE 13961 0 0 PIONEER MUNICIPAL HIGH INCOME COMMON STOCK 723760104 7556 513121 SH SOLE 513121 0 0 WESTERN ASSET MANAGED MUNICIPALS FUND COM 95766M105 355 30601 SH SOLE 30601 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 134 10237 SH SOLE 10237 0 0 MICROSOFT CORP COM 594918104 5755 18628 SH SOLE 18628 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 158 13111 SH SOLE 13111 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 535 40704 SH SOLE 40704 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 3179 348162 SH SOLE 348162 0 0 MEXICO FUND COM 592835102 86458 5222480 SH SOLE 5222480 0 0 BLACKROCK MUNIYIELD FUND INC COM 09253W104 528 42274 SH SOLE 42274 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 3267 260768 SH SOLE 260768 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 853 65000 SH SOLE 65000 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 3086 230549 SH SOLE 230549 0 0 NEUBERGER BERMAN NEXT GEN COMMON STOCK 64133Q108 43950 3155047 SH SOLE 3155047 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 5295 402797 SH SOLE 402797 0 0 NUVEEN ENHANCED MUNICIPAL VALUE FUND COM 67074M101 683 52484 SH SOLE 52484 0 0 VIRTUS DIVIDEND INTEREST COM 92840R101 813 56477 SH SOLE 56477 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 600 62874 SH SOLE 62874 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 354 26152 SH SOLE 26152 0 0 NUVEEN MULTI-ASSET INCOME FUND COM 670750108 625 38668 SH SOLE 38668 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 45784 7114835 SH SOLE 7114835 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 6130 407970 SH SOLE 407970 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 313 23164 SH SOLE 23164 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 733 60377 SH SOLE 60377 0 0 TORTOISE MIDSTREAM ENERGY FUND INC COM 89148B200 204 5381 SH SOLE 5381 0 0 NUVEEN MUNICIPAL VALUE FUND COM 670928100 1832 191130 SH SOLE 191130 0 0 NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 67070X101 1725 118000 SH SOLE 118000 0 0 GLOBAL X MSCI PAKISTAN ETF MSCI PAKISTAN 37954Y335 408 18318 SH SOLE 18318 0 0 PIMCO DYNAMIC INCOME OPPORTUNITY FUND COM BEN SHS 69355M107 5280 310859 SH SOLE 310859 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 231 11021 SH SOLE 11021 0 0 ROYCE MICRO-CAP TRUST COM 780915104 1239 117836 SH SOLE 117836 0 0 ROYCE VALUE TRUST COM 780910105 731 43035 SH SOLE 43035 0 0 PGIM SHORT DURATION HIGH YIELD COM 69355J104 3291 196623 SH SOLE 196623 0 0 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 3618 439399 SH SOLE 439399 0 0 SWISS HELVETIA FUND INC COM 870875101 6626 721393 SH SOLE 721393 0 0 TEMPLETON DRAGON FUND COM 88018T101 133283 9950200 SH SOLE 9950200 0 0 TAIWAN FUND COM 874036106 93383 2837955 SH SOLE 2837955 0 0 VANGUARD FTSE ALL WORLD EX-US ALLWRLD EX US 922042775 8472 147200 SH SOLE 147200 0 0 INVESCO TRUST FOR INVESTMENT G COM 46131M106 164 14150 SH SOLE 14150 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 296 25803 SH SOLE 25803 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 955 20700 SH SOLE 20700 0 0 WESTERN ASSET DIVERSIFIED INCOME FUND COM SHS BEN INT 95790K109 4053 250158 SH SOLE 250158 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 10134 845191 SH SOLE 845191 0 0