0001072613-21-000631.txt : 20211112 0001072613-21-000631.hdr.sgml : 20211112 20211112160202 ACCESSION NUMBER: 0001072613-21-000631 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 211403226 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 09-30-2021 09-30-2021 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch Street London X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 Y City of London Investment Management Company Limited (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns Karpus Management, Inc. ("KMI"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and KMI. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from KMI. Jocelyn Inger 610-380-2110 /s/ Jocelyn Inger Coatesville PA 11-12-2021 0 126 1672121 INFORMATION TABLE 2 infotable.xml BLDRS EMERGING MARKETS 50 ADR EMGRING MKTS50 46090C305 1446 30008 SH SOLE 30008 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 5222 263939 SH SOLE 263939 0 0 ABERDEEN EMERGING MARKETS EQUI COM 00301W105 130724 15730984 SH SOLE 15730984 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 923 61770 SH SOLE 61770 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 285 10000 SH SOLE 10000 0 0 VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE COM 92838Y100 1063 39873 SH SOLE 39873 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 253 26000 SH SOLE 26000 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 1666 50000 SH SOLE 50000 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 17102 906573 SH SOLE 906573 0 0 LIBERTY ALL-STAR GROWTH FUND COM 529900102 4748 549834 SH SOLE 549834 0 0 XTRACKERS HARVEST CSI 300 CHINA A SHARES XTRACK HRVST CSI 233051879 7015 184300 SH SOLE 184300 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 737 74987 SH SOLE 74987 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 1489 101157 SH SOLE 101157 0 0 BLACKSTON/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 1679 121129 SH SOLE 121129 0 0 BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 092524107 567 92340 SH SOLE 92340 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 2722 100933 SH SOLE 100933 0 0 SABA CAPITAL INCOME AND OPPORTUNITIES SHARES 78518H103 11134 2444239 SH SOLE 2444239 0 0 BLACKROCK SCIENCE AND TECHNOLOGY SHS 09258G104 4483 85947 SH SOLE 85947 0 0 BLACKROCK SCIENCE & TECHNOLOGY TUST II SHS BEN INT 09260K101 490 12700 SH SOLE 12700 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 2369 92521 SH SOLE 92521 0 0 BRANDYWINE GLOBAL GLOBAL INCOME COM 10537L104 6682 531550 SH SOLE 531550 0 0 THE BLACKSTONE GROUP INC COM CL A 09260D107 7111 61121 SH SOLE 61121 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 288 18780 SH SOLE 18780 0 0 MS CHINA A SHARE COM 617468103 117529 5607285 SH SOLE 5607285 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 47067 1632573 SH SOLE 1632573 0 0 CENTRAL SECS CORP COM 155123102 1460 34436 SH SOLE 34436 0 0 THE CARLYLE GROUP INC COM 14316J108 5770 122045 SH SOLE 122045 0 0 CHINA FUND INC. 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I-SHARES MSCI SOUTH AFRICA MSCI STH AFR ETF 464286780 28021 596134 SH SOLE 596134 0 0 FIRST TRUST DYNAMIC EUROPE EQUITY INC COM SHS 33740D107 22327 1736807 SH SOLE 1736807 0 0 ANGEL OAK FINANCIAL STRATEGIES COM BEN INT 03464A100 3995 234697 SH SOLE 234697 0 0 ANGEL OAK FINANCIAL STRATEGIES RTS RIGHT 10/14/2021 03464A118 52 240582 SH SOLE 240582 0 0 FIRST TRUST SENIOR FLOATING RA COM SHS 33740K101 1204 124879 SH SOLE 124879 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRONTIER 464286145 810 23889 SH SOLE 23889 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 4280 268733 SH SOLE 268733 0 0 FIRST TRUST HIGH YIELD OPPORTUNITY COM 33741Q107 632 30733 SH SOLE 30733 0 0 SPROTT FOCUS TRUST COM 85208J109 3769 455991 SH SOLE 455991 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 75679 1942737 SH SOLE 1942737 0 0 GABELLI EQUITY TRUST COM 362397101 159 23949 SH SOLE 23949 0 0 GENERAL AMERICAN INVESTORS COM 368802104 753 17496 SH SOLE 17496 0 0 WESTERN ASSET GLOBAL CORPORATE COM 95790C107 3037 166243 SH SOLE 166243 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 252 9794 SH SOLE 9794 0 0 NEW GERMANY COM 644465106 18085 917068 SH SOLE 917068 0 0 PGIM GLOBAL HIGH YIELD FUND COM 69346J106 6203 401989 SH SOLE 401989 0 0 TEMPLETON GLOBAL INCOME FUND COM 880198106 1544 286680 SH SOLE 286680 0 0 GUGGENHEIM ENHANCED EQUITY INCOME FUND COM 40167B100 178 19205 SH SOLE 19205 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 242 18240 SH SOLE 18240 0 0 MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 600379101 4805 490037 SH SOLE 490037 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 545 21300 SH SOLE 21300 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 297 18616 SH SOLE 18616 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 2719 316398 SH SOLE 316398 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 19822 320970 SH SOLE 320970 0 0 INDIA FUND INC COM 454089103 25765 1114628 SH SOLE 1114628 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 4743 566946 SH SOLE 566946 0 0 MS INDIA INVESTMENT COM 61745C105 107871 3901307 SH SOLE 3901307 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 1373 28200 SH SOLE 28200 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1080 81858 SH SOLE 81858 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1427 348923 SH SOLE 348923 0 0 IRSA INVERSIONES Y REPRESENTAC WARRANT *W EXP 05/25/202 P5880C134 111 482370 SH SOLE 482370 0 0 PGIM HIGH YIELD BOND FUND INC COM 69346H100 5122 314976 SH SOLE 314976 0 0 ISHARES GLOBAL ENERGY ETF GLOBAL ENERG ETF 464287341 18188 678157 SH SOLE 678157 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 188 18198 SH SOLE 18198 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 10189 1046052 SH SOLE 1046052 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 2120 131842 SH SOLE 131842 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 31102 3438544 SH SOLE 3438544 0 0 NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN COM 67090H102 494 44562 SH SOLE 44562 0 0 KOREA FUND COM NEW 500634209 75384 1843805 SH SOLE 1843805 0 0 KKR & CO INC CL A 48251W104 6840 112345 SH SOLE 112345 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 1342 112695 SH SOLE 112695 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 673 57873 SH SOLE 57873 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 290 18270 SH SOLE 18270 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 113470 1680042 SH SOLE 1680042 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 1818 124982 SH SOLE 124982 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 2516 107788 SH SOLE 107788 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 203 13961 SH SOLE 13961 0 0 WESTERN ASSET MANAGED MUNICIPALS FUND COM 95766M105 408 30601 SH SOLE 30601 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 164 10237 SH SOLE 10237 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 182 13111 SH SOLE 13111 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 622 40704 SH SOLE 40704 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 1084 100432 SH SOLE 100432 0 0 MEXICO FUND COM 592835102 74793 5016287 SH SOLE 5016287 0 0 BLACKROCK MUNIYIELD FUND INC COM 09253W104 631 42274 SH SOLE 42274 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 3684 250206 SH SOLE 250206 0 0 BLACKROCK MUNIYIELD NY QUAL COM 09255E102 210 15198 SH SOLE 15198 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 1019 65000 SH SOLE 65000 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 3602 230549 SH SOLE 230549 0 0 NEUBERGER BERMAN NEXT GEN COMMON STOCK 64133Q108 598 31416 SH SOLE 31416 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 3157 207935 SH SOLE 207935 0 0 VIRTUS DIVIDEND INTEREST COM 92840R101 837 56477 SH SOLE 56477 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 656 62874 SH SOLE 62874 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 429 26152 SH SOLE 26152 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 30709 6203756 SH SOLE 6203756 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 342 23164 SH SOLE 23164 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 836 60377 SH SOLE 60377 0 0 NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 67070X101 2094 125000 SH SOLE 125000 0 0 GLOBAL X MSCI PAKISTAN ETF MSCI PAKISTAN 37954Y335 610 25000 SH SOLE 25000 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 281 17921 SH SOLE 17921 0 0 PERSHING SQUARE TONTINE HOLDINGS COM CL A 71531R109 5194 263586 SH SOLE 263586 0 0 VANECK VECTORS RUSSIA ETF VANECK RUSSIA ET 92189F403 449 14800 SH SOLE 14800 0 0 ROYCE VALUE TRUST COM 780910105 1038 57535 SH SOLE 57535 0 0 PGIM SHORT DURATION HIGH YIELD COM 69355J104 2708 144370 SH SOLE 144370 0 0 SWISS HELVETIA FUND INC COM 870875101 6306 688009 SH SOLE 688009 0 0 TEMPLETON DRAGON FUND COM 88018T101 177807 9889179 SH SOLE 9889179 0 0 TAIWAN FUND COM 874036106 100245 2853532 SH SOLE 2853532 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 1477 172078 SH SOLE 172078 0 0 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