The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN INCOME CREDIT STRATEGIES | COM | 003057106 | 1,664 | 149,883 | SH | SOLE | 149,883 | 0 | 0 | ||
ISHARES MSCI ACWI EX US INDEX | MSCI ACWI EX US | 464288240 | 1,325 | 23,043 | SH | SOLE | 23,043 | 0 | 0 | ||
BLDRS EMERGING MARKETS 50 ADR | EMGRING MKTS50 | 46090C305 | 1,759 | 30,278 | SH | SOLE | 30,278 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FUND | COM | 006212104 | 5,574 | 282,068 | SH | SOLE | 282,068 | 0 | 0 | ||
ABERDEEN EMERGING MARKETS EQUI | COM | 00301W105 | 140,053 | 15,492,589 | SH | SOLE | 15,492,589 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATIONAL MUNI | COM | 01864U106 | 1,008 | 66,142 | SH | SOLE | 66,142 | 0 | 0 | ||
ISHARES MSCI ARGENTINA AND GLO | MSCI ARGENTINA | 46435G276 | 265 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE | COM | 92838Y100 | 1,193 | 43,106 | SH | SOLE | 43,106 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | 4,203 | 413,096 | SH | SOLE | 413,096 | 0 | 0 | ||
GLOBAL X FTSE ARGENTINA 20 ETF | GB MSCI AR ETF | 37950E259 | 1,548 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ASA GOLD AND PRECIOUS METALS LTD | SHS | G3156P103 | 6,268 | 291,038 | SH | SOLE | 291,038 | 0 | 0 | ||
LIBERTY ALL-STAR GROWTH FUND | COM | 529900102 | 1,607 | 180,616 | SH | SOLE | 180,616 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | COM | 09251A104 | 884 | 87,313 | SH | SOLE | 87,313 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL | COM SH BEN INT | 09248E102 | 1,066 | 71,205 | SH | SOLE | 71,205 | 0 | 0 | ||
BLACKROCK ENHANCED INTERNATIONAL | COM BENE INTER | 092524107 | 605 | 92,340 | SH | SOLE | 92,340 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCES TRUST II | COM SHS | 09260E105 | 3,589 | 124,311 | SH | SOLE | 124,311 | 0 | 0 | ||
SABA CAPITAL INCOME AND OPPORTUNITIES | SHARES | 78518H103 | 20,341 | 4,323,283 | SH | SOLE | 4,323,283 | 0 | 0 | ||
BLACKROCK SCIENCE AND TECHNOLOGY | SHS | 09258G104 | 832 | 13,992 | SH | SOLE | 13,992 | 0 | 0 | ||
BLACKROCK SCIENCE AND TECHNOLOGY RIGHTS | RIGHT 07/14/2021 | 09258G112 | 10 | 13,992 | SH | SOLE | 13,992 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLOGY TUST II | SHS BEN INT | 09260K101 | 529 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
BLACKROCK MUNICIPAL TARGET TERM TRUST | COM SHS BEN INT | 09257P105 | 1,650 | 62,944 | SH | SOLE | 62,944 | 0 | 0 | ||
BRANDYWINE GLOBAL GLOBAL INCOME | COM | 10537L104 | 6,772 | 536,821 | SH | SOLE | 536,821 | 0 | 0 | ||
THE BLACKSTONE GROUP INC | COM CL A | 09260D107 | 5,939 | 61,121 | SH | SOLE | 61,121 | 0 | 0 | ||
BLACKROCK MUNICIPAL INCOME QUA | COM | 092479104 | 726 | 46,280 | SH | SOLE | 46,280 | 0 | 0 | ||
MS CHINA A SHARE | COM | 617468103 | 107,464 | 4,697,859 | SH | SOLE | 4,697,859 | 0 | 0 | ||
CENTRAL AND EASTERN EUROPE FUND | COM | 153436100 | 46,059 | 1,635,615 | SH | SOLE | 1,635,615 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 1,450 | 34,436 | SH | SOLE | 34,436 | 0 | 0 | ||
THE CARLYLE GROUP INC | COM | 14316J108 | 5,673 | 122,045 | SH | SOLE | 122,045 | 0 | 0 | ||
CHINA FUND INC. | COM | 169373107 | 108,756 | 3,562,259 | SH | SOLE | 3,562,259 | 0 | 0 | ||
CALAMOS LONG/SHORT EQUITY & DYNAMIC | COM | 12812C106 | 2,645 | 127,254 | SH | SOLE | 127,254 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FUND | COM | 42804T106 | 956 | 153,185 | SH | SOLE | 153,185 | 0 | 0 | ||
MORGAN STANLEY EMERGING MARKETS DOMESTIC | COM | 617477104 | 1,693 | 276,235 | SH | SOLE | 276,235 | 0 | 0 | ||
EATON VANCE SENIOR FLOATING-RATE FUND | COM | 27828Q105 | 6,539 | 461,934 | SH | SOLE | 461,934 | 0 | 0 | ||
EATON VANCE MUNICIPAL BOND FUND | COM | 27827X101 | 1,918 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
TEMPLETON EMERGING MARKETS FD | COM | 880191101 | 45,939 | 2,319,586 | SH | SOLE | 2,319,586 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | COM | 18469P209 | 597 | 25,912 | SH | SOLE | 25,912 | 0 | 0 | ||
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | COM | 27828S101 | 1,072 | 51,052 | SH | SOLE | 51,052 | 0 | 0 | ||
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | COM | 27828U106 | 546 | 18,591 | SH | SOLE | 18,591 | 0 | 0 | ||
EATON VANCE SHORT DURATION DIVERSIFIED I | COM | 27828V104 | 209 | 15,735 | SH | SOLE | 15,735 | 0 | 0 | ||
EATON VANCE CALIFORNIA MUNICIPAL | COM | 27828A100 | 666 | 55,599 | SH | SOLE | 55,599 | 0 | 0 | ||
EATON VANCE MUNICIPAL INCOME TRUST | COM | 27826U108 | 562 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ISHARES MSCI MALAYSIA | MSCI MLY ETF NEW | 46434G814 | 16,037 | 628,541 | SH | SOLE | 628,541 | 0 | 0 | ||
ISHARES MSCI TAIWAN | MSCI TAIWAN ETF | 46434G772 | 52,203 | 816,119 | SH | SOLE | 816,119 | 0 | 0 | ||
ISHARES MSCI KOREA | MSCI STH KOR ETF | 464286772 | 37,245 | 399,692 | SH | SOLE | 399,692 | 0 | 0 | ||
ISHARES MSCI BRAZIL- US | MSCI BRAZIL ETF | 464286400 | 525 | 12,941 | SH | SOLE | 12,941 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 135 | 13,230 | SH | SOLE | 13,230 | 0 | 0 | ||
I-SHARES MSCI SOUTH AFRICA | MSCI STH AFR ETF | 464286780 | 47,134 | 965,664 | SH | SOLE | 965,664 | 0 | 0 | ||
FIRST TRUST DYNAMIC EUROPE EQUITY INC | COM SHS | 33740D107 | 23,754 | 1,770,705 | SH | SOLE | 1,770,705 | 0 | 0 | ||
FIRST TRUST SENIOR FLOATING RA | COM SHS | 33740K101 | 408 | 42,836 | SH | SOLE | 42,836 | 0 | 0 | ||
FIRST TRUST HIGH INCOME LONG/SHORT FUND | COM | 33738E109 | 4,237 | 268,733 | SH | SOLE | 268,733 | 0 | 0 | ||
SPROTT FOCUS TRUST | COM | 85208J109 | 4,033 | 474,133 | SH | SOLE | 474,133 | 0 | 0 | ||
ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | CHINA LG CAP ETF | 464287184 | 99,420 | 2,147,532 | SH | SOLE | 2,147,532 | 0 | 0 | ||
GABELLI EQUITY TRUST | COM | 362397101 | 1,435 | 208,175 | SH | SOLE | 208,175 | 0 | 0 | ||
GABELLI EQUITY TRUST RIGHTS | RIGHT 07/14/2021 | 362397218 | 25 | 213,548 | SH | SOLE | 213,548 | 0 | 0 | ||
GENERAL AMERICAN INVESTORS | COM | 368802104 | 587 | 13,486 | SH | SOLE | 13,486 | 0 | 0 | ||
WESTERN ASSET GLOBAL CORPORATE | COM | 95790C107 | 3,358 | 181,491 | SH | SOLE | 181,491 | 0 | 0 | ||
GABELLI DIV & INCOME TRUST | COM | 36242H104 | 375 | 14,246 | SH | SOLE | 14,246 | 0 | 0 | ||
NEW GERMANY | COM | 644465106 | 17,335 | 856,055 | SH | SOLE | 856,055 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FUND | COM | 69346J106 | 6,402 | 401,989 | SH | SOLE | 401,989 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 7,991 | 1,425,723 | SH | SOLE | 1,425,723 | 0 | 0 | ||
GUGGENHEIM ENHANCED EQUITY INCOME FUND | COM | 40167B100 | 166 | 19,205 | SH | SOLE | 19,205 | 0 | 0 | ||
GABELLI HEALTHCARE AND WELLNESSRX TRUST | SHS | 36246K103 | 385 | 28,496 | SH | SOLE | 28,496 | 0 | 0 | ||
MILLER/HOWARD HIGH DIVIDEND FUND | COM SHS BEN IN | 600379101 | 4,533 | 432,574 | SH | SOLE | 432,574 | 0 | 0 | ||
TEKLA HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | 2,959 | 114,990 | SH | SOLE | 114,990 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEFINED OPPORTU | COM | 95768B107 | 1,842 | 118,316 | SH | SOLE | 118,316 | 0 | 0 | ||
VOYA ASIA PACIFIC HIGH DIV FUND | COM | 92912J102 | 5,854 | 603,856 | SH | SOLE | 603,856 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 378 | 5,638 | SH | SOLE | 5,638 | 0 | 0 | ||
INDIA FUND INC | COM | 454089103 | 41,887 | 1,908,729 | SH | SOLE | 1,908,729 | 0 | 0 | ||
VOYA GLOBAL EQUITY DIVIDEND | COM | 92912T100 | 103 | 17,191 | SH | SOLE | 17,191 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL ESTATE INCOME F | COM | 12504G100 | 12,540 | 1,422,571 | SH | SOLE | 1,422,571 | 0 | 0 | ||
MS INDIA INVESTMENT | COM | 61745C105 | 96,477 | 3,913,889 | SH | SOLE | 3,913,889 | 0 | 0 | ||
ISHARES MSCI INDIA ETF | MSCI INDIA ETF | 46429B598 | 3,001 | 67,847 | SH | SOLE | 67,847 | 0 | 0 | ||
INVESCO QUALITY MUNICIPAL INCOME TRUST | COM | 46133G107 | 1,108 | 81,858 | SH | SOLE | 81,858 | 0 | 0 | ||
IRSA INVERSIONES Y REPRESENTAC ADR | GLOBAL DEP RCPT | 450047204 | 1,296 | 348,923 | SH | SOLE | 348,923 | 0 | 0 | ||
IRSA INVERSIONES Y REPRESENTAC WARRANT | *W EXP 05/25/202 | P5880C134 | 78 | 482,370 | SH | SOLE | 482,370 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND INC | COM | 69346H100 | 5,126 | 314,976 | SH | SOLE | 314,976 | 0 | 0 | ||
ISHARES GLOBAL HEALTHCARE ETF | GLOB HLTHCRE ETF | 464287325 | 813 | 9,777 | SH | SOLE | 9,777 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | COM | 6706EP105 | 359 | 34,581 | SH | SOLE | 34,581 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FUND INC | COM | 00306J109 | 9,084 | 1,031,663 | SH | SOLE | 1,031,663 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FUND | SHS | 67075G103 | 409 | 25,164 | SH | SOLE | 25,164 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION FUND, INC | COM | 47109U104 | 30,421 | 3,370,761 | SH | SOLE | 3,370,761 | 0 | 0 | ||
NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | COM | 67090H102 | 520 | 44,562 | SH | SOLE | 44,562 | 0 | 0 | ||
KOREA FUND | COM NEW | 500634209 | 86,463 | 1,862,825 | SH | SOLE | 1,862,825 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 6,655 | 112,345 | SH | SOLE | 112,345 | 0 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 1,379 | 112,695 | SH | SOLE | 112,695 | 0 | 0 | ||
KRANESHARES CSI CHINA INTERNET | CSI CHI INTERNET | 500767306 | 85,732 | 1,228,694 | SH | SOLE | 1,228,694 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | COM | 09254N103 | 288 | 18,270 | SH | SOLE | 18,270 | 0 | 0 | ||
ISHARES MSCI CHINA ETF | MSCI CHINA ETF | 46429B671 | 118,666 | 1,439,157 | SH | SOLE | 1,439,157 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | COM | 09254P108 | 1,755 | 118,594 | SH | SOLE | 118,594 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | COM | 55608D101 | 2,564 | 111,061 | SH | SOLE | 111,061 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NEW YORK | COM | 09255C106 | 206 | 13,961 | SH | SOLE | 13,961 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNICIPALS FUND | COM | 95766M105 | 415 | 30,601 | SH | SOLE | 30,601 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA | COM | 09255G107 | 161 | 10,237 | SH | SOLE | 10,237 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALITY FUND II I | COM | 09254C107 | 185 | 13,111 | SH | SOLE | 13,111 | 0 | 0 | ||
BLACKROCK MUNI INTERMEDIATE DURATION FUN | COM | 09253X102 | 637 | 40,704 | SH | SOLE | 40,704 | 0 | 0 | ||
MEXICO EQUITY & INCOME FUND INC | COM | 592834105 | 953 | 78,913 | SH | SOLE | 78,913 | 0 | 0 | ||
MEXICO FUND | COM | 592835102 | 73,470 | 4,819,267 | SH | SOLE | 4,819,267 | 0 | 0 | ||
BLACKROCK MUNIYIELD FUND INC | COM | 09253W104 | 640 | 42,274 | SH | SOLE | 42,274 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY FUND III | COM | 09254E103 | 3,488 | 234,564 | SH | SOLE | 234,564 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QUAL | COM | 09255E102 | 214 | 15,198 | SH | SOLE | 15,198 | 0 | 0 | ||
NUVEEN CALIFORNIA QUALITY MUNI | COM | 67066Y105 | 1,030 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
NUVEEN QUALITY MUNICIPAL INCOME | COM | 67066V101 | 3,792 | 236,800 | SH | SOLE | 236,800 | 0 | 0 | ||
NUVEEN AMT-FREE MUNICIPAL INCOME FUND | COM | 670657105 | 5,400 | 344,039 | SH | SOLE | 344,039 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST | COM | 92840R101 | 1,015 | 67,298 | SH | SOLE | 67,298 | 0 | 0 | ||
GLOBAL X NIGERIA INDEX ETF | GBL X MSCI NGR | 37954Y665 | 789 | 62,874 | SH | SOLE | 62,874 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT FREE QUA | COM | 670651108 | 426 | 26,152 | SH | SOLE | 26,152 | 0 | 0 | ||
NEUBERGER BERMAN MLP AND ENERGY INCOME | COM | 64129H104 | 28,844 | 5,780,307 | SH | SOLE | 5,780,307 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QUALITY MUNI | COM | 670972108 | 349 | 23,164 | SH | SOLE | 23,164 | 0 | 0 | ||
NUVEEN NEW YORK AMT FREE QUALI | COM | 670656107 | 856 | 60,377 | SH | SOLE | 60,377 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INCOME | COM SH BEN INT | 67070X101 | 2,154 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
GLOBAL X MSCI PAKISTAN ETF | MSCI PAKISTAN | 37954Y335 | 728 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ADAMS NATURAL RESOURCES FUND I | COM | 00548F105 | 290 | 17,921 | SH | SOLE | 17,921 | 0 | 0 | ||
ROYCE VALUE TRUST | COM | 780910105 | 1,884 | 99,265 | SH | SOLE | 99,265 | 0 | 0 | ||
SWISS HELVETIA FUND INC | COM | 870875101 | 6,687 | 688,009 | SH | SOLE | 688,009 | 0 | 0 | ||
TEMPLETON DRAGON FUND | COM | 88018T101 | 237,724 | 10,015,774 | SH | SOLE | 10,015,774 | 0 | 0 | ||
TAIWAN FUND | COM | 874036106 | 99,977 | 2,855,261 | SH | SOLE | 2,855,261 | 0 | 0 | ||
VANGUARD FTSE ALL WORLD EX-US | ALLWRLD EX US | 922042775 | 13,703 | 216,182 | SH | SOLE | 216,182 | 0 | 0 | ||
INVESCO TRUST FOR INVESTMENT G | COM | 46131M106 | 631 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 618 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
INVESCO MUNICIPAL OPPORTUNITY TRUST | COM | 46132C107 | 495 | 36,366 | SH | SOLE | 36,366 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES | COM | 46132R104 | 12,522 | 1,056,262 | SH | SOLE | 1,056,262 | 0 | 0 | ||
VANGUARD EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 3,897 | 71,794 | SH | SOLE | 71,794 | 0 | 0 | ||
IPATH S&P 500 VIX S/T FU ETN | IPTH SR B S&P | 06747R477 | 11,922 | 404,548 | SH | SOLE | 404,548 | 0 | 0 | ||
WA/CLAY US INFLATION-LINKED OPP&INC | COM | 95766R104 | 10,562 | 803,781 | SH | SOLE | 803,781 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 206 | 3,829 | SH | SOLE | 3,829 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR | SBI MATERIALS | 81369Y803 | 210 | 1,425 | SH | SOLE | 1,425 | 0 | 0 |