0001072613-21-000525.txt : 20210813 0001072613-21-000525.hdr.sgml : 20210813 20210813160439 ACCESSION NUMBER: 0001072613-21-000525 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 211172049 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 06-30-2021 06-30-2021 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch Street London X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 Y City of London Investment Management Company Limited (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns Karpus Management, Inc. ("KMI"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and KMI. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from KMI. Jocelyn Inger 610-380-2110 /s/ Jocelyn Inger Coatesville PA 08-13-2021 0 126 1914713 INFORMATION TABLE 2 infotable.xml ABERDEEN INCOME CREDIT STRATEGIES COM 003057106 1664 149883 SH SOLE 149883 0 0 ISHARES MSCI ACWI EX US INDEX MSCI ACWI EX US 464288240 1325 23043 SH SOLE 23043 0 0 BLDRS EMERGING MARKETS 50 ADR EMGRING MKTS50 46090C305 1759 30278 SH SOLE 30278 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 5574 282068 SH SOLE 282068 0 0 ABERDEEN EMERGING MARKETS EQUI COM 00301W105 140053 15492589 SH SOLE 15492589 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 1008 66142 SH SOLE 66142 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 265 10000 SH SOLE 10000 0 0 VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE COM 92838Y100 1193 43106 SH SOLE 43106 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 4203 413096 SH SOLE 413096 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 1548 50000 SH SOLE 50000 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 6268 291038 SH SOLE 291038 0 0 LIBERTY ALL-STAR GROWTH FUND COM 529900102 1607 180616 SH SOLE 180616 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 884 87313 SH SOLE 87313 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 1066 71205 SH SOLE 71205 0 0 BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 092524107 605 92340 SH SOLE 92340 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 3589 124311 SH SOLE 124311 0 0 SABA CAPITAL INCOME AND OPPORTUNITIES SHARES 78518H103 20341 4323283 SH SOLE 4323283 0 0 BLACKROCK SCIENCE AND TECHNOLOGY SHS 09258G104 832 13992 SH SOLE 13992 0 0 BLACKROCK SCIENCE AND TECHNOLOGY RIGHTS RIGHT 07/14/2021 09258G112 10 13992 SH SOLE 13992 0 0 BLACKROCK SCIENCE & TECHNOLOGY TUST II SHS BEN INT 09260K101 529 12700 SH SOLE 12700 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 1650 62944 SH SOLE 62944 0 0 BRANDYWINE GLOBAL GLOBAL INCOME COM 10537L104 6772 536821 SH SOLE 536821 0 0 THE BLACKSTONE GROUP INC COM CL A 09260D107 5939 61121 SH SOLE 61121 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 726 46280 SH SOLE 46280 0 0 MS CHINA A SHARE COM 617468103 107464 4697859 SH SOLE 4697859 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 46059 1635615 SH SOLE 1635615 0 0 CENTRAL SECS CORP COM 155123102 1450 34436 SH SOLE 34436 0 0 THE CARLYLE GROUP INC COM 14316J108 5673 122045 SH SOLE 122045 0 0 CHINA FUND INC. COM 169373107 108756 3562259 SH SOLE 3562259 0 0 CALAMOS LONG/SHORT EQUITY & DYNAMIC COM 12812C106 2645 127254 SH SOLE 127254 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 956 153185 SH SOLE 153185 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC COM 617477104 1693 276235 SH SOLE 276235 0 0 EATON VANCE SENIOR FLOATING-RATE FUND COM 27828Q105 6539 461934 SH SOLE 461934 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 1918 140000 SH SOLE 140000 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 45939 2319586 SH SOLE 2319586 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P209 597 25912 SH SOLE 25912 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 1072 51052 SH SOLE 51052 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828U106 546 18591 SH SOLE 18591 0 0 EATON VANCE SHORT DURATION DIVERSIFIED I COM 27828V104 209 15735 SH SOLE 15735 0 0 EATON VANCE CALIFORNIA MUNICIPAL COM 27828A100 666 55599 SH SOLE 55599 0 0 EATON VANCE MUNICIPAL INCOME TRUST COM 27826U108 562 40000 SH SOLE 40000 0 0 ISHARES MSCI MALAYSIA MSCI MLY ETF NEW 46434G814 16037 628541 SH SOLE 628541 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 52203 816119 SH SOLE 816119 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 37245 399692 SH SOLE 399692 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 525 12941 SH SOLE 12941 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 135 13230 SH SOLE 13230 0 0 I-SHARES MSCI SOUTH AFRICA MSCI STH AFR ETF 464286780 47134 965664 SH SOLE 965664 0 0 FIRST TRUST DYNAMIC EUROPE EQUITY INC COM SHS 33740D107 23754 1770705 SH SOLE 1770705 0 0 FIRST TRUST SENIOR FLOATING RA COM SHS 33740K101 408 42836 SH SOLE 42836 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 4237 268733 SH SOLE 268733 0 0 SPROTT FOCUS TRUST COM 85208J109 4033 474133 SH SOLE 474133 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 99420 2147532 SH SOLE 2147532 0 0 GABELLI EQUITY TRUST COM 362397101 1435 208175 SH SOLE 208175 0 0 GABELLI EQUITY TRUST RIGHTS RIGHT 07/14/2021 362397218 25 213548 SH SOLE 213548 0 0 GENERAL AMERICAN INVESTORS COM 368802104 587 13486 SH SOLE 13486 0 0 WESTERN ASSET GLOBAL CORPORATE COM 95790C107 3358 181491 SH SOLE 181491 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 375 14246 SH SOLE 14246 0 0 NEW GERMANY COM 644465106 17335 856055 SH SOLE 856055 0 0 PGIM GLOBAL HIGH YIELD FUND COM 69346J106 6402 401989 SH SOLE 401989 0 0 TEMPLETON GLOBAL INCOME FUND COM 880198106 7991 1425723 SH SOLE 1425723 0 0 GUGGENHEIM ENHANCED EQUITY INCOME FUND COM 40167B100 166 19205 SH SOLE 19205 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 385 28496 SH SOLE 28496 0 0 MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 600379101 4533 432574 SH SOLE 432574 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 2959 114990 SH SOLE 114990 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 1842 118316 SH SOLE 118316 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 5854 603856 SH SOLE 603856 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 378 5638 SH SOLE 5638 0 0 INDIA FUND INC COM 454089103 41887 1908729 SH SOLE 1908729 0 0 VOYA GLOBAL EQUITY DIVIDEND COM 92912T100 103 17191 SH SOLE 17191 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 12540 1422571 SH SOLE 1422571 0 0 MS INDIA INVESTMENT COM 61745C105 96477 3913889 SH SOLE 3913889 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 3001 67847 SH SOLE 67847 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1108 81858 SH SOLE 81858 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1296 348923 SH SOLE 348923 0 0 IRSA INVERSIONES Y REPRESENTAC WARRANT *W EXP 05/25/202 P5880C134 78 482370 SH SOLE 482370 0 0 PGIM HIGH YIELD BOND FUND INC COM 69346H100 5126 314976 SH SOLE 314976 0 0 ISHARES GLOBAL HEALTHCARE ETF GLOB HLTHCRE ETF 464287325 813 9777 SH SOLE 9777 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 359 34581 SH SOLE 34581 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 9084 1031663 SH SOLE 1031663 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 409 25164 SH SOLE 25164 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 30421 3370761 SH SOLE 3370761 0 0 NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN COM 67090H102 520 44562 SH SOLE 44562 0 0 KOREA FUND COM NEW 500634209 86463 1862825 SH SOLE 1862825 0 0 KKR & CO INC CL A 48251W104 6655 112345 SH SOLE 112345 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 1379 112695 SH SOLE 112695 0 0 KRANESHARES CSI CHINA INTERNET CSI CHI INTERNET 500767306 85732 1228694 SH SOLE 1228694 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 288 18270 SH SOLE 18270 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 118666 1439157 SH SOLE 1439157 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 1755 118594 SH SOLE 118594 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 2564 111061 SH SOLE 111061 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 206 13961 SH SOLE 13961 0 0 WESTERN ASSET MANAGED MUNICIPALS FUND COM 95766M105 415 30601 SH SOLE 30601 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 161 10237 SH SOLE 10237 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 185 13111 SH SOLE 13111 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 637 40704 SH SOLE 40704 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 953 78913 SH SOLE 78913 0 0 MEXICO FUND COM 592835102 73470 4819267 SH SOLE 4819267 0 0 BLACKROCK MUNIYIELD FUND INC COM 09253W104 640 42274 SH SOLE 42274 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 3488 234564 SH SOLE 234564 0 0 BLACKROCK MUNIYIELD NY QUAL COM 09255E102 214 15198 SH SOLE 15198 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 1030 65000 SH SOLE 65000 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 3792 236800 SH SOLE 236800 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 5400 344039 SH SOLE 344039 0 0 VIRTUS DIVIDEND INTEREST COM 92840R101 1015 67298 SH SOLE 67298 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 789 62874 SH SOLE 62874 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 426 26152 SH SOLE 26152 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 28844 5780307 SH SOLE 5780307 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 349 23164 SH SOLE 23164 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 856 60377 SH SOLE 60377 0 0 NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 67070X101 2154 125000 SH SOLE 125000 0 0 GLOBAL X MSCI PAKISTAN ETF MSCI PAKISTAN 37954Y335 728 25000 SH SOLE 25000 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 290 17921 SH SOLE 17921 0 0 ROYCE VALUE TRUST COM 780910105 1884 99265 SH SOLE 99265 0 0 SWISS HELVETIA FUND INC COM 870875101 6687 688009 SH SOLE 688009 0 0 TEMPLETON DRAGON FUND COM 88018T101 237724 10015774 SH SOLE 10015774 0 0 TAIWAN FUND COM 874036106 99977 2855261 SH SOLE 2855261 0 0 VANGUARD FTSE ALL WORLD EX-US ALLWRLD EX US 922042775 13703 216182 SH SOLE 216182 0 0 INVESCO TRUST FOR INVESTMENT G COM 46131M106 631 45000 SH SOLE 45000 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 618 45000 SH SOLE 45000 0 0 INVESCO MUNICIPAL OPPORTUNITY TRUST COM 46132C107 495 36366 SH SOLE 36366 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES COM 46132R104 12522 1056262 SH SOLE 1056262 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 3897 71794 SH SOLE 71794 0 0 IPATH S&P 500 VIX S/T FU ETN IPTH SR B S&P 06747R477 11922 404548 SH SOLE 404548 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 10562 803781 SH SOLE 803781 0 0 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 206 3829 SH SOLE 3829 0 0 TECHNOLOGY SELECT SECTOR SPDR SBI MATERIALS 81369Y803 210 1425 SH SOLE 1425 0 0