The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN EMERGING MARKETS EQUI | COM | 00301W105 | 130,547 | 15,109,612 | SH | SOLE | 15,109,612 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FUND INC | COM | 00306J109 | 8,388 | 929,422 | SH | SOLE | 929,422 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | 5,517 | 579,168 | SH | SOLE | 579,168 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FUND | COM | 006212104 | 5,133 | 281,568 | SH | SOLE | 281,568 | 0 | 0 | ||
ADAMS NATURAL RESOURCES FUND I | COM | 00548F105 | 264 | 17,921 | SH | SOLE | 17,921 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATIONAL MUNI | COM | 01864U106 | 1,637 | 114,946 | SH | SOLE | 114,946 | 0 | 0 | ||
ASA GOLD AND PRECIOUS METALS LTD | SHS | G3156P103 | 7,444 | 373,677 | SH | SOLE | 373,677 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. B-SHARES | CL B NEW | 084670702 | 1,116 | 4,363 | SH | SOLE | 4,363 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL | COM SH BEN INT | 09248E102 | 393 | 27,397 | SH | SOLE | 27,397 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | COM | 09251A104 | 901 | 95,313 | SH | SOLE | 95,313 | 0 | 0 | ||
BLACKROCK ENHANCED INTERNATIONAL | COM BENE INTER | 092524107 | 560 | 92,340 | SH | SOLE | 92,340 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCES TRUST II | COM SHS | 09260E105 | 2,631 | 100,211 | SH | SOLE | 100,211 | 0 | 0 | ||
BLACKROCK MUNI INTERMEDIATE DURATION FUN | COM | 09253X102 | 612 | 40,704 | SH | SOLE | 40,704 | 0 | 0 | ||
BLACKROCK MUNICIPAL INCOME QUA | COM | 092479104 | 700 | 46,280 | SH | SOLE | 46,280 | 0 | 0 | ||
BLACKROCK MUNICIPAL TARGET TERM TRUST | COM SHS BEN INT | 09257P105 | 1,348 | 53,082 | SH | SOLE | 53,082 | 0 | 0 | ||
BLACKROCK MUNIENHANCED FUND | COM | 09253Y100 | 286 | 24,245 | SH | SOLE | 24,245 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | COM | 09254P108 | 1,803 | 126,170 | SH | SOLE | 126,170 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NEW YORK | COM | 09255C106 | 533 | 37,846 | SH | SOLE | 37,846 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALITY FUND II I | COM | 09254C107 | 385 | 28,686 | SH | SOLE | 28,686 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | COM | 09254N103 | 588 | 39,986 | SH | SOLE | 39,986 | 0 | 0 | ||
BLACKROCK MUNIYIELD FUND INC | COM | 09253W104 | 606 | 42,274 | SH | SOLE | 42,274 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QUAL | COM | 09255E102 | 544 | 40,412 | SH | SOLE | 40,412 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA | COM | 09255G107 | 596 | 40,476 | SH | SOLE | 40,476 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY FUND III | COM | 09254E103 | 3,410 | 239,120 | SH | SOLE | 239,120 | 0 | 0 | ||
BLACKROCK RESOURCES AND COMMODITIES | SHS | 09257A108 | 383 | 43,089 | SH | SOLE | 43,089 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLOGY TUST II | SHS BEN INT | 09260K101 | 267 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
BRANDYWINE GLOBAL GLOBAL INCOME | COM | 10537L104 | 6,868 | 569,045 | SH | SOLE | 569,045 | 0 | 0 | ||
CALAMOS LONG/SHORT EQUITY & DYNAMIC | COM | 12812C106 | 7,406 | 367,613 | SH | SOLE | 367,613 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL ESTATE INCOME F | COM | 12504G100 | 15,838 | 2,030,479 | SH | SOLE | 2,030,479 | 0 | 0 | ||
CENTRAL AND EASTERN EUROPE FUND | COM | 153436100 | 39,756 | 1,638,407 | SH | SOLE | 1,638,407 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 1,346 | 35,518 | SH | SOLE | 35,518 | 0 | 0 | ||
CHINA FUND INC. | COM | 169373107 | 100,988 | 3,490,765 | SH | SOLE | 3,490,765 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | COM | 18469P209 | 483 | 25,912 | SH | SOLE | 25,912 | 0 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 1,663 | 142,900 | SH | SOLE | 142,900 | 0 | 0 | ||
EATON VANCE CALIFORNIA MUNICIPAL | COM | 27828A100 | 1,102 | 94,785 | SH | SOLE | 94,785 | 0 | 0 | ||
EATON VANCE FLOATING RATE INCOME PLUS | COM SHS BEN INT | 278284104 | 1,282 | 78,767 | SH | SOLE | 78,767 | 0 | 0 | ||
EATON VANCE MUNICIPAL BOND FUND | COM | 27827X101 | 1,861 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
EATON VANCE MUNICIPAL INCOME TRUST | COM | 27826U108 | 551 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
EATON VANCE SENIOR FLOATING-RATE FUND | COM | 27828Q105 | 6,993 | 506,352 | SH | SOLE | 506,352 | 0 | 0 | ||
EATON VANCE SHORT DURATION DIVERSIFIED I | COM | 27828V104 | 489 | 36,929 | SH | SOLE | 36,929 | 0 | 0 | ||
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | COM | 27828S101 | 862 | 45,172 | SH | SOLE | 45,172 | 0 | 0 | ||
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | COM | 27828U106 | 488 | 18,591 | SH | SOLE | 18,591 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 597 | 64,261 | SH | SOLE | 64,261 | 0 | 0 | ||
EATON VANCE TX-MANAGED GLOBAL BUY-WRITE | COM | 27829C105 | 1,137 | 110,078 | SH | SOLE | 110,078 | 0 | 0 | ||
FIRST TRUST DYNAMIC EUROPE EQUITY INC | COM SHS | 33740D107 | 22,853 | 1,796,605 | SH | SOLE | 1,796,605 | 0 | 0 | ||
FIRST TRUST HIGH INCOME LONG/SHORT FUND | COM | 33738E109 | 4,069 | 268,733 | SH | SOLE | 268,733 | 0 | 0 | ||
FIRST TRUST SENIOR FLOATING RA | COM SHS | 33740K101 | 449 | 47,836 | SH | SOLE | 47,836 | 0 | 0 | ||
FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | COM | 33731K102 | 830 | 57,220 | SH | SOLE | 57,220 | 0 | 0 | ||
GABELLI DIV & INCOME TRUST | COM | 36242H104 | 411 | 17,146 | SH | SOLE | 17,146 | 0 | 0 | ||
GABELLI HEALTHCARE AND WELLNESSRX TRUST | SHS | 36246K103 | 209 | 16,756 | SH | SOLE | 16,756 | 0 | 0 | ||
GENERAL AMERICAN INVESTORS | COM | 368802104 | 613 | 15,386 | SH | SOLE | 15,386 | 0 | 0 | ||
GLOBAL X FTSE ARGENTINA 20 ETF | GB MSCI AR ETF | 37950E259 | 1,441 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GLOBAL X MSCI PAKISTAN ETF | MSCI PAKISTAN | 37954Y335 | 392 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
GLOBAL X NIGERIA INDEX ETF | GBL X MSCI NGR | 37954Y665 | 749 | 62,874 | SH | SOLE | 62,874 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FUND | COM | 42804T106 | 899 | 153,185 | SH | SOLE | 153,185 | 0 | 0 | ||
INDIA FUND INC | COM | 454089103 | 48,329 | 2,254,138 | SH | SOLE | 2,254,138 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL INCOME | SHS BEN INT | 46132E103 | 1,901 | 160,597 | SH | SOLE | 160,597 | 0 | 0 | ||
INVESCO CALIFORNIA VALUE MUNICIPAL INCOM | COM | 46132H106 | 300 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES | COM | 46132R104 | 12,629 | 1,111,690 | SH | SOLE | 1,111,690 | 0 | 0 | ||
INVESCO MUNICIPAL OPPORTUNITY TRUST | COM | 46132C107 | 593 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 595 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
INVESCO QUALITY MUNICIPAL INCOME TRUST | COM | 46133G107 | 1,349 | 104,061 | SH | SOLE | 104,061 | 0 | 0 | ||
INVESCO TRUST FOR INVESTMENT G | COM | 46131M106 | 607 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
IRSA INVERSIONES Y REPRESENTAC ADR | GLOBAL DEP RCPT | 450047204 | 1,350 | 348,923 | SH | SOLE | 348,923 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 15,798 | 245,400 | SH | SOLE | 245,400 | 0 | 0 | ||
ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | CHINA LG CAP ETF | 464287184 | 87,689 | 1,880,722 | SH | SOLE | 1,880,722 | 0 | 0 | ||
ISHARES MSCI ARGENTINA AND GLO | MSCI ARGENTINA | 46435G276 | 247 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES MSCI BRAZIL- US | MSCI BRAZIL ETF | 464286400 | 7,081 | 211,671 | SH | SOLE | 211,671 | 0 | 0 | ||
ISHARES MSCI CHINA ETF | MSCI CHINA ETF | 46429B671 | 101,631 | 1,243,646 | SH | SOLE | 1,243,646 | 0 | 0 | ||
ISHARES MSCI INDIA ETF | MSCI INDIA ETF | 46429B598 | 45,510 | 1,080,364 | SH | SOLE | 1,080,364 | 0 | 0 | ||
ISHARES MSCI JAPAN INDEX FUND | CORE MSCI EMKT | 46434G822 | 261 | 3,808 | SH | SOLE | 3,808 | 0 | 0 | ||
ISHARES MSCI KOREA | MSCI STH KOR ETF | 464286772 | 27,928 | 311,612 | SH | SOLE | 311,612 | 0 | 0 | ||
ISHARES MSCI MALAYSIA | MSCI MLY ETF NEW | 46434G814 | 21,342 | 788,415 | SH | SOLE | 788,415 | 0 | 0 | ||
I-SHARES MSCI SOUTH AFRICA | MSCI STH AFR ETF | 464286780 | 52,716 | 1,068,104 | SH | SOLE | 1,068,104 | 0 | 0 | ||
ISHARES MSCI TAIWAN | MSCI TAIWAN ETF | 46434G772 | 70,863 | 1,182,927 | SH | SOLE | 1,182,927 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION FUND, INC | COM | 47109U104 | 29,865 | 3,204,358 | SH | SOLE | 3,204,358 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 5,491 | 112,345 | SH | SOLE | 112,345 | 0 | 0 | ||
KOREA FUND | COM NEW | 500634209 | 80,421 | 1,854,725 | SH | SOLE | 1,854,725 | 0 | 0 | ||
LIBERTY ALL-STAR GROWTH FUND | COM | 529900102 | 1,141 | 132,594 | SH | SOLE | 132,594 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | COM | 55608D101 | 2,183 | 99,666 | SH | SOLE | 99,666 | 0 | 0 | ||
MEXICO FUND | COM | 592835102 | 67,334 | 4,763,625 | SH | SOLE | 4,763,625 | 0 | 0 | ||
MILLER/HOWARD HIGH DIVIDEND FUND | COM SHS BEN IN | 600379101 | 4,189 | 436,574 | SH | SOLE | 436,574 | 0 | 0 | ||
MORGAN STANLEY EMERGING MARKETS DOMESTIC | COM | 617477104 | 4,500 | 748,185 | SH | SOLE | 748,185 | 0 | 0 | ||
MS CHINA A SHARE | COM | 617468103 | 90,186 | 3,998,475 | SH | SOLE | 3,998,475 | 0 | 0 | ||
MS INDIA INVESTMENT | COM | 61745C105 | 90,212 | 3,870,909 | SH | SOLE | 3,870,909 | 0 | 0 | ||
NEUBERGER BERMAN MLP AND ENERGY INCOME | COM | 64129H104 | 22,775 | 5,416,247 | SH | SOLE | 5,416,247 | 0 | 0 | ||
NEW GERMANY | COM | 644465106 | 17,204 | 874,655 | SH | SOLE | 874,655 | 0 | 0 | ||
NEW IRELAND FUND | COM | 645673104 | 732 | 64,792 | SH | SOLE | 64,792 | 0 | 0 | ||
NUVEEN AMT-FREE MUNICIPAL INCOME FUND | COM | 670657105 | 6,299 | 424,890 | SH | SOLE | 424,890 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT FREE QUA | COM | 670651108 | 404 | 26,152 | SH | SOLE | 26,152 | 0 | 0 | ||
NUVEEN CALIFORNIA QUALITY MUNI | COM | 67066Y105 | 966 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | COM | 6706EP105 | 432 | 45,581 | SH | SOLE | 45,581 | 0 | 0 | ||
NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT | COM | 67071L106 | 1,183 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FUND | SHS | 67075G103 | 390 | 25,164 | SH | SOLE | 25,164 | 0 | 0 | ||
NUVEEN MD QUAL INC FD | COM | 67061Q107 | 811 | 57,148 | SH | SOLE | 57,148 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INCOME | COM SH BEN INT | 67070X101 | 2,018 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NUVEEN NEW YORK AMT FREE QUALI | COM | 670656107 | 540 | 39,579 | SH | SOLE | 39,579 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QUALITY MUNI | COM | 670972108 | 778 | 54,207 | SH | SOLE | 54,207 | 0 | 0 | ||
NUVEEN QUALITY MUNICIPAL INCOME | COM | 67066V101 | 4,056 | 267,963 | SH | SOLE | 267,963 | 0 | 0 | ||
NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | COM | 67090H102 | 478 | 44,562 | SH | SOLE | 44,562 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FUND | COM | 69346J106 | 6,016 | 401,989 | SH | SOLE | 401,989 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND INC | COM | 69346H100 | 4,939 | 314,976 | SH | SOLE | 314,976 | 0 | 0 | ||
ROYCE VALUE TRUST | COM | 780910105 | 1,798 | 99,265 | SH | SOLE | 99,265 | 0 | 0 | ||
SPROTT FOCUS TRUST | COM | 85208J109 | 4,508 | 576,488 | SH | SOLE | 576,488 | 0 | 0 | ||
SWISS HELVETIA FUND INC | COM | 870875101 | 6,065 | 688,009 | SH | SOLE | 688,009 | 0 | 0 | ||
TAIWAN FUND | COM | 874036106 | 80,412 | 2,852,495 | SH | SOLE | 2,852,495 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR | SBI MATERIALS | 81369Y803 | 283 | 2,130 | SH | SOLE | 2,130 | 0 | 0 | ||
TEKLA HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | 4,892 | 200,590 | SH | SOLE | 200,590 | 0 | 0 | ||
TEMPLETON DRAGON FUND | COM | 88018T101 | 232,118 | 9,814,727 | SH | SOLE | 9,814,727 | 0 | 0 | ||
TEMPLETON EMERGING MARKETS FD | COM | 880191101 | 43,432 | 2,275,123 | SH | SOLE | 2,275,123 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 6,608 | 1,241,006 | SH | SOLE | 1,241,006 | 0 | 0 | ||
THE BLACKSTONE GROUP INC | COM CL A | 09260D107 | 4,557 | 61,121 | SH | SOLE | 61,121 | 0 | 0 | ||
THE CARLYLE GROUP INC | COM | 14316J108 | 4,486 | 122,045 | SH | SOLE | 122,045 | 0 | 0 | ||
TORTOISE MIDSTREAM ENERGY FUND INC | COM | 89148B200 | 267 | 10,431 | SH | SOLE | 10,431 | 0 | 0 | ||
VANECK VECTORS VIETNAM ETF | VIETNAM ETF | 92189F817 | 628 | 34,660 | SH | SOLE | 34,660 | 0 | 0 | ||
VANGUARD EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 1,737 | 33,394 | SH | SOLE | 33,394 | 0 | 0 | ||
VANGUARD FTSE ALL WORLD EX-US | ALLWRLD EX US | 922042775 | 16,324 | 269,135 | SH | SOLE | 269,135 | 0 | 0 | ||
VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE | COM | 92838Y100 | 1,202 | 45,306 | SH | SOLE | 45,306 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST | COM | 92840R101 | 1,021 | 74,098 | SH | SOLE | 74,098 | 0 | 0 | ||
VOYA ASIA PACIFIC HIGH DIV FUND | COM | 92912J102 | 13,919 | 1,498,244 | SH | SOLE | 1,498,244 | 0 | 0 | ||
VOYA EMERGING MARKETS HIGH INC | COM | 92912P108 | 2,649 | 331,394 | SH | SOLE | 331,394 | 0 | 0 | ||
VOYA GLOBAL EQUITY DIVIDEND | COM | 92912T100 | 3,474 | 608,436 | SH | SOLE | 608,436 | 0 | 0 | ||
VOYA PRIME RATE TRUST | SH BEN INT | 92913A100 | 13,886 | 2,986,204 | SH | SOLE | 2,986,204 | 0 | 0 | ||
WA/CLAY US INFLATION-LINKED OPP&INC | COM | 95766R104 | 10,761 | 884,253 | SH | SOLE | 884,253 | 0 | 0 | ||
WESTERN ASSET GLOBAL CORPORATE | COM | 95790C107 | 4,808 | 272,716 | SH | SOLE | 272,716 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEFINED OPPORTU | COM | 95768B107 | 4,972 | 323,046 | SH | SOLE | 323,046 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNICIPALS FUND | COM | 95766M105 | 659 | 50,776 | SH | SOLE | 50,776 | 0 | 0 | ||
WESTERN ASSET MUNICIPAL DEFINED OPP | COM | 95768A109 | 1,001 | 47,373 | SH | SOLE | 47,373 | 0 | 0 |