0001072613-21-000417.txt : 20210514 0001072613-21-000417.hdr.sgml : 20210514 20210514162459 ACCESSION NUMBER: 0001072613-21-000417 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 21925034 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 03-31-2021 03-31-2021 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch Street London X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 Y City of London Investment Management Company Limited (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns Karpus Management, Inc. ("KMI"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and KMI. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from KMI. Jocelyn Inger 610-380-2110 /s/ Jocelyn Inger Coatesville PA 05-14-2021 0 128 1809945 INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MARKETS EQUI COM 00301W105 130547 15109612 SH SOLE 15109612 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 8388 929422 SH SOLE 929422 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 5517 579168 SH SOLE 579168 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 5133 281568 SH SOLE 281568 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 264 17921 SH SOLE 17921 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 1637 114946 SH SOLE 114946 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 7444 373677 SH SOLE 373677 0 0 BERKSHIRE HATHAWAY INC. B-SHARES CL B NEW 084670702 1116 4363 SH SOLE 4363 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 393 27397 SH SOLE 27397 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 901 95313 SH SOLE 95313 0 0 BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 092524107 560 92340 SH SOLE 92340 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 2631 100211 SH SOLE 100211 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 612 40704 SH SOLE 40704 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 700 46280 SH SOLE 46280 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 1348 53082 SH SOLE 53082 0 0 BLACKROCK MUNIENHANCED FUND COM 09253Y100 286 24245 SH SOLE 24245 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 1803 126170 SH SOLE 126170 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 533 37846 SH SOLE 37846 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 385 28686 SH SOLE 28686 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 588 39986 SH SOLE 39986 0 0 BLACKROCK MUNIYIELD FUND INC COM 09253W104 606 42274 SH SOLE 42274 0 0 BLACKROCK MUNIYIELD NY QUAL COM 09255E102 544 40412 SH SOLE 40412 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 596 40476 SH SOLE 40476 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 3410 239120 SH SOLE 239120 0 0 BLACKROCK RESOURCES AND COMMODITIES SHS 09257A108 383 43089 SH SOLE 43089 0 0 BLACKROCK SCIENCE & TECHNOLOGY TUST II SHS BEN INT 09260K101 267 7500 SH SOLE 7500 0 0 BRANDYWINE GLOBAL GLOBAL INCOME COM 10537L104 6868 569045 SH SOLE 569045 0 0 CALAMOS LONG/SHORT EQUITY & DYNAMIC COM 12812C106 7406 367613 SH SOLE 367613 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 15838 2030479 SH SOLE 2030479 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 39756 1638407 SH SOLE 1638407 0 0 CENTRAL SECS CORP COM 155123102 1346 35518 SH SOLE 35518 0 0 CHINA FUND INC. COM 169373107 100988 3490765 SH SOLE 3490765 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P209 483 25912 SH SOLE 25912 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 1663 142900 SH SOLE 142900 0 0 EATON VANCE CALIFORNIA MUNICIPAL COM 27828A100 1102 94785 SH SOLE 94785 0 0 EATON VANCE FLOATING RATE INCOME PLUS COM SHS BEN INT 278284104 1282 78767 SH SOLE 78767 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 1861 140000 SH SOLE 140000 0 0 EATON VANCE MUNICIPAL INCOME TRUST COM 27826U108 551 40000 SH SOLE 40000 0 0 EATON VANCE SENIOR FLOATING-RATE FUND COM 27828Q105 6993 506352 SH SOLE 506352 0 0 EATON VANCE SHORT DURATION DIVERSIFIED I COM 27828V104 489 36929 SH SOLE 36929 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 862 45172 SH SOLE 45172 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828U106 488 18591 SH SOLE 18591 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 597 64261 SH SOLE 64261 0 0 EATON VANCE TX-MANAGED GLOBAL BUY-WRITE COM 27829C105 1137 110078 SH SOLE 110078 0 0 FIRST TRUST DYNAMIC EUROPE EQUITY INC COM SHS 33740D107 22853 1796605 SH SOLE 1796605 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 4069 268733 SH SOLE 268733 0 0 FIRST TRUST SENIOR FLOATING RA COM SHS 33740K101 449 47836 SH SOLE 47836 0 0 FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND COM 33731K102 830 57220 SH SOLE 57220 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 411 17146 SH SOLE 17146 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 209 16756 SH SOLE 16756 0 0 GENERAL AMERICAN INVESTORS COM 368802104 613 15386 SH SOLE 15386 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 1441 50000 SH SOLE 50000 0 0 GLOBAL X MSCI PAKISTAN ETF MSCI PAKISTAN 37954Y335 392 13000 SH SOLE 13000 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 749 62874 SH SOLE 62874 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 899 153185 SH SOLE 153185 0 0 INDIA FUND INC COM 454089103 48329 2254138 SH SOLE 2254138 0 0 INVESCO ADVANTAGE MUNICIPAL INCOME SHS BEN INT 46132E103 1901 160597 SH SOLE 160597 0 0 INVESCO CALIFORNIA VALUE MUNICIPAL INCOM COM 46132H106 300 23500 SH SOLE 23500 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES COM 46132R104 12629 1111690 SH SOLE 1111690 0 0 INVESCO MUNICIPAL OPPORTUNITY TRUST COM 46132C107 593 45000 SH SOLE 45000 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 595 45000 SH SOLE 45000 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1349 104061 SH SOLE 104061 0 0 INVESCO TRUST FOR INVESTMENT G COM 46131M106 607 45000 SH SOLE 45000 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1350 348923 SH SOLE 348923 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 15798 245400 SH SOLE 245400 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 87689 1880722 SH SOLE 1880722 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 247 10000 SH SOLE 10000 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 7081 211671 SH SOLE 211671 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 101631 1243646 SH SOLE 1243646 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 45510 1080364 SH SOLE 1080364 0 0 ISHARES MSCI JAPAN INDEX FUND CORE MSCI EMKT 46434G822 261 3808 SH SOLE 3808 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 27928 311612 SH SOLE 311612 0 0 ISHARES MSCI MALAYSIA MSCI MLY ETF NEW 46434G814 21342 788415 SH SOLE 788415 0 0 I-SHARES MSCI SOUTH AFRICA MSCI STH AFR ETF 464286780 52716 1068104 SH SOLE 1068104 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 70863 1182927 SH SOLE 1182927 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 29865 3204358 SH SOLE 3204358 0 0 KKR & CO INC CL A 48251W104 5491 112345 SH SOLE 112345 0 0 KOREA FUND COM NEW 500634209 80421 1854725 SH SOLE 1854725 0 0 LIBERTY ALL-STAR GROWTH FUND COM 529900102 1141 132594 SH SOLE 132594 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 2183 99666 SH SOLE 99666 0 0 MEXICO FUND COM 592835102 67334 4763625 SH SOLE 4763625 0 0 MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 600379101 4189 436574 SH SOLE 436574 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC COM 617477104 4500 748185 SH SOLE 748185 0 0 MS CHINA A SHARE COM 617468103 90186 3998475 SH SOLE 3998475 0 0 MS INDIA INVESTMENT COM 61745C105 90212 3870909 SH SOLE 3870909 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 22775 5416247 SH SOLE 5416247 0 0 NEW GERMANY COM 644465106 17204 874655 SH SOLE 874655 0 0 NEW IRELAND FUND COM 645673104 732 64792 SH SOLE 64792 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 6299 424890 SH SOLE 424890 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 404 26152 SH SOLE 26152 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 966 65000 SH SOLE 65000 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 432 45581 SH SOLE 45581 0 0 NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT COM 67071L106 1183 70000 SH SOLE 70000 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 390 25164 SH SOLE 25164 0 0 NUVEEN MD QUAL INC FD COM 67061Q107 811 57148 SH SOLE 57148 0 0 NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 67070X101 2018 125000 SH SOLE 125000 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 540 39579 SH SOLE 39579 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 778 54207 SH SOLE 54207 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 4056 267963 SH SOLE 267963 0 0 NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN COM 67090H102 478 44562 SH SOLE 44562 0 0 PGIM GLOBAL HIGH YIELD FUND COM 69346J106 6016 401989 SH SOLE 401989 0 0 PGIM HIGH YIELD BOND FUND INC COM 69346H100 4939 314976 SH SOLE 314976 0 0 ROYCE VALUE TRUST COM 780910105 1798 99265 SH SOLE 99265 0 0 SPROTT FOCUS TRUST COM 85208J109 4508 576488 SH SOLE 576488 0 0 SWISS HELVETIA FUND INC COM 870875101 6065 688009 SH SOLE 688009 0 0 TAIWAN FUND COM 874036106 80412 2852495 SH SOLE 2852495 0 0 TECHNOLOGY SELECT SECTOR SPDR SBI MATERIALS 81369Y803 283 2130 SH SOLE 2130 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 4892 200590 SH SOLE 200590 0 0 TEMPLETON DRAGON FUND COM 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