0001072613-21-000213.txt : 20210212 0001072613-21-000213.hdr.sgml : 20210212 20210212160942 ACCESSION NUMBER: 0001072613-21-000213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 21627343 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 12-31-2020 12-31-2020 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch Street London X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 Y City of London Investment Management Company Limited (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns Karpus Management, Inc. ("KMI"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and KMI. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from KMI. Jocelyn Inger 610-380-2110 /s/ Jocelyn Inger Coatesville PA 02-12-2021 0 123 1695858 INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MARKETS EQUI COM 00301W105 126564 15491331 SH SOLE 15491331 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 8555 903400 SH SOLE 903400 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 6352 718115 SH SOLE 718115 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 4870 281568 SH SOLE 281568 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 596 52260 SH SOLE 52260 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 2264 156946 SH SOLE 156946 0 0 ALLIANZGI ARTIFICIAL INTELLIGENCE & TECH COM 01883M101 2293 86859 SH SOLE 86859 0 0 ALLIANZGI DIVIDEND INTEREST COM 01883A107 997 74098 SH SOLE 74098 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 6705 306923 SH SOLE 306923 0 0 BERKSHIRE HATHAWAY INC. B-SHARES CL B NEW 084670702 1159 5000 SH SOLE 5000 0 0 BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 09248E102 1525 107222 SH SOLE 107222 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 806 95313 SH SOLE 95313 0 0 BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 092524107 542 92340 SH SOLE 92340 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 408 14207 SH SOLE 14207 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 814 53694 SH SOLE 53694 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 367 14300 SH SOLE 14300 0 0 BLACKROCK MUNIENHANCED FUND COM 09253Y100 800 66883 SH SOLE 66883 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT COM 09254P108 2297 163402 SH SOLE 163402 0 0 BLACKROCK MUNIHOLDINGS NEW YORK COM 09255C106 533 37846 SH SOLE 37846 0 0 BLACKROCK MUNIHOLDINGS QUALITY FUND II I COM 09254C107 391 28686 SH SOLE 28686 0 0 BLACKROCK MUNIYIELD CALIFORNIA FUND COM 09254M105 620 41844 SH SOLE 41844 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 771 51545 SH SOLE 51545 0 0 BLACKROCK MUNIYIELD NY QUAL COM 09255E102 537 40412 SH SOLE 40412 0 0 BLACKROCK MUNIYIELD PA COM 09255G107 602 40476 SH SOLE 40476 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 4140 286825 SH SOLE 286825 0 0 BLACKROCK RESOURCES AND COMMODITIES SHS 09257A108 356 48000 SH SOLE 48000 0 0 BLACKROCK SCIENCE & TECHNOLOGY TUST II SHS BEN INT 09260K101 226 6200 SH SOLE 6200 0 0 BOULDER GROWTH AND INCOME FUND COM 101507101 238 21382 SH SOLE 21382 0 0 BRANDYWINE GLOBAL GLOBAL INCOME COM 10537L104 8408 672917 SH SOLE 672917 0 0 CALAMOS LONG/SHORT EQUITY & DYNAMIC COM 12812C106 8272 473517 SH SOLE 473517 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 10169 1479078 SH SOLE 1479078 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 39265 1630607 SH SOLE 1630607 0 0 CENTRAL SECS CORP COM 155123102 1364 41900 SH SOLE 41900 0 0 CHINA FUND INC. COM 169373107 98438 3446702 SH SOLE 3446702 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P209 349 25912 SH SOLE 25912 0 0 COHEN & STEERS QUALITY INCOME REALTY FUN COM 19247L106 1094 88181 SH SOLE 88181 0 0 DTF TAX FREE INCOME INC COM 23334J107 535 35910 SH SOLE 35910 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 1260 108402 SH SOLE 108402 0 0 EATON VANCE CALIFORNIA MUNICIPAL COM 27828A100 737 62785 SH SOLE 62785 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 4469 356817 SH SOLE 356817 0 0 EATON VANCE SENIOR FLOATING-RATE FUND COM 27828Q105 2940 229949 SH SOLE 229949 0 0 EATON VANCE SHORT DURATION DIVERSIFIED I COM 27828V104 459 36929 SH SOLE 36929 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 3232 177219 SH SOLE 177219 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828U106 1520 60180 SH SOLE 60180 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 564 64261 SH SOLE 64261 0 0 EATON VANCE TX-MANAGED GLOBAL BUY-WRITE COM 27829C105 1252 129423 SH SOLE 129423 0 0 FIRST TRUST DYNAMIC EUROPEAN EQUITY INC COM SHS 33740D107 20224 1713160 SH SOLE 1713160 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 3022 205390 SH SOLE 205390 0 0 FIRST TRUST SENIOR FLOATING RA COM SHS 33740K101 1233 137328 SH SOLE 137328 0 0 FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND COM 33731K102 2686 188054 SH SOLE 188054 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 1567 72951 SH SOLE 72951 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 200 16756 SH SOLE 16756 0 0 GENERAL AMERICAN INVESTORS COM 368802104 573 15386 SH SOLE 15386 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 1523 50000 SH SOLE 50000 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 714 62874 SH SOLE 62874 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 899 175000 SH SOLE 175000 0 0 INDIA FUND INC COM 454089103 46839 2348423 SH SOLE 2348423 0 0 INVESCO ADVANTAGE MUNICIPAL INCOME SHS BEN INT 46132E103 2994 264246 SH SOLE 264246 0 0 INVESCO CALIFORNIA VALUE MUNICIPAL INCOM COM 46132H106 311 23500 SH SOLE 23500 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES COM 46132R104 9194 856497 SH SOLE 856497 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1175 90061 SH SOLE 90061 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1574 348923 SH SOLE 348923 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG CAP ETF 464287184 75486 1625623 SH SOLE 1625623 0 0 ISHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 40208 443400 SH SOLE 443400 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 260 10000 SH SOLE 10000 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 50831 1371781 SH SOLE 1371781 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 72325 893180 SH SOLE 893180 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 643 22655 SH SOLE 22655 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 104879 1217896 SH SOLE 1217896 0 0 ISHARES MSCI MALAYSIA MSCI MLYETF NEW 46434G814 25583 888605 SH SOLE 888605 0 0 ISHARES MSCI PHILIPPINES INVESTABLE MARK MSCI PHILIPS ETF 46429B408 320 9800 SH SOLE 9800 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 20939 394440 SH SOLE 394440 0 0 ISHARES MSCI THAILAND MSCI THAILND ETF 464286624 4517 58510 SH SOLE 58510 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 27130 2996178 SH SOLE 2996178 0 0 JOHN HANCOCK INVESTORS TRUST COM 410142103 510 29532 SH SOLE 29532 0 0 KKR & CO INC CL A 48251W104 4551 112345 SH SOLE 112345 0 0 KOREA FUND COM NEW 500634209 74432 1846502 SH SOLE 1846502 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 1175 57978 SH SOLE 57978 0 0 MADISON COVERED CALL & EQUITY FUND COM 557437100 529 77945 SH SOLE 77945 0 0 MEXICO FUND COM 592835102 64477 4689267 SH SOLE 4689267 0 0 MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 600379101 2632 339114 SH SOLE 339114 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC COM 617477104 5600 889529 SH SOLE 889529 0 0 MS CHINA A SHARE COM 617468103 73418 3312345 SH SOLE 3312345 0 0 MS INDIA INVESTMENT COM 61745C105 70331 3312789 SH SOLE 3312789 0 0 NEUBERGER BERMAN HIGH YIELD STRATEGIES F COM 64128C106 126 10788 SH SOLE 10788 0 0 NEUBERGER BERMAN MLP AND ENERGY INCOME COM 64129H104 16047 4733685 SH SOLE 4733685 0 0 NEW GERMANY COM 644465106 17986 943642 SH SOLE 943642 0 0 NEW IRELAND FUND COM 645673104 592 57092 SH SOLE 57092 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 8650 573235 SH SOLE 573235 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 400 45581 SH SOLE 45581 0 0 NUVEEN DOW 30SM DYNAMIC SHS 67075F105 256 16861 SH SOLE 16861 0 0 NUVEEN INTERMEDIATE DURATION MUNICIPAL T COM 670671106 307 22125 SH SOLE 22125 0 0 NUVEEN MD QUAL INC FD COM 67061Q107 806 57148 SH SOLE 57148 0 0 NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 67070X101 1027 63719 SH SOLE 63719 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 632 46729 SH SOLE 46729 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 782 54207 SH SOLE 54207 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 4903 319082 SH SOLE 319082 0 0 NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN COM 67090H102 420 44562 SH SOLE 44562 0 0 PGIM GLOBAL HIGH YIELD FUND COM 69346J106 4811 331989 SH SOLE 331989 0 0 PGIM HIGH YIELD BOND FUND INC COM 69346H100 3673 244976 SH SOLE 244976 0 0 PIMCO MUNICIPAL INCOME FUND III COM 72201A103 132 11080 SH SOLE 11080 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 634 50956 SH SOLE 50956 0 0 ROYCE VALUE TRUST COM 780910105 1801 111535 SH SOLE 111535 0 0 SPROTT FOCUS TRUST COM 85208J109 3848 558897 SH SOLE 558897 0 0 SWISS HELVETIA FUND INC COM 870875101 6147 688009 SH SOLE 688009 0 0 TAIWAN FUND COM 874036106 72769 2836995 SH SOLE 2836995 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 5984 251753 SH SOLE 251753 0 0 TEMPLETON DRAGON FUND COM 88018T101 232658 9957543 SH SOLE 9957543 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 44204 2363869 SH SOLE 2363869 0 0 TEMPLETON GLOBAL INCOME FUND COM 880198106 479 87001 SH SOLE 87001 0 0 THE BLACKSTONE GROUP INC COM CL A 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