0001072613-19-000028.txt : 20190208 0001072613-19-000028.hdr.sgml : 20190208 20190208160435 ACCESSION NUMBER: 0001072613-19-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 19579877 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 12-31-2018 12-31-2018 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 GRACECHURCH STREET LONDON X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 N Thomas W. Griffith 610-380-2110 /s/ Thomas W. Griffith Coatesville PA 02-08-2019 0 132 1251409 INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MARKETS EQUI COM 00301W105 96339 15135741 SH SOLE 15135741 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 3688 570898 SH SOLE 570898 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 6271 869093 SH SOLE 869093 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 524 41536 SH SOLE 41536 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 3476 238803 SH SOLE 238803 0 0 ALLIANCEBERNSTEIN NATIONAL MUNI COM 01864U106 673 55380 SH SOLE 55380 0 0 ALLIANZGI NFJ DIVIDEND INTEREST COM 01883A107 513 48021 SH SOLE 48021 0 0 APOLLO SENIOR FLOATING RATE FUND INC COM 037636107 453 31512 SH SOLE 31512 0 0 ARES DYNAMIC CREDIT ALLOCATION FUND COM 04014F102 2757 199608 SH SOLE 199608 0 0 ASIA PACIFIC FUND COM 044901106 35954 3144170 SH SOLE 3144170 0 0 BLACKROCK 2022 GLOBAL INCOME O COM 09258P104 1923 230103 SH SOLE 230103 0 0 BLACKROCK CALIFORNIA MUNICIPAL SH BEN INT 09248E102 654 54643 SH SOLE 54643 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 483 62246 SH SOLE 62246 0 0 BLACKROCK FLOATING RATE INCOME STRATEGY COM 09255X100 628 52764 SH SOLE 52764 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 4393 468632 SH SOLE 468632 0 0 BLACKROCK INTERNATIONAL GROWTH COM BENE INTER 092524107 5011 1005137 SH SOLE 1005137 0 0 BLACKROCK INVESTMENT QUALITY MUNICIPAL T COM 09247D105 655 49651 SH SOLE 49651 0 0 BLACKROCK MULTI-SECTOR INCOME TRUST COM 09258A107 433 28151 SH SOLE 28151 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 1161 91727 SH SOLE 91727 0 0 BLACKROCK MUNICIPAL INCOME QUA COM 092479104 655 52474 SH SOLE 52474 0 0 BLACKROCK MUNICIPAL INCOME TRUST SH BEN INT 09248F109 967 79192 SH SOLE 79192 0 0 BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 09257P105 1532 74935 SH SOLE 74935 0 0 BLACKROCK MUNIYIELD CALIFORNIA FUND COM 09254M105 681 52835 SH SOLE 52835 0 0 BLACKROCK MUNIYIELD CALIFORNIA QUALITY F COM 09254N103 2202 174592 SH SOLE 174592 0 0 BLACKROCK MUNIYIELD QUALITY FUND II INC COM 09254G108 333 29023 SH SOLE 29023 0 0 BLACKROCK MUNIYIELD QUALITY FUND III COM 09254E103 1192 98895 SH SOLE 98895 0 0 BLACKROCK MUNIYIELD QUALITY FUND INC COM 09254F100 653 50267 SH SOLE 50267 0 0 BLACKSTON/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 664 49211 SH SOLE 49211 0 0 BLACKSTONE/GSO SENIOR FLOATING RATE TERM COM 09256U105 5869 382317 SH SOLE 382317 0 0 BROOKFIELD GLOBAL LISTED INFRASTRUCTURE COM SHS 11273Q109 3311 326373 SH SOLE 326373 0 0 BROOKFIELD REAL ASSETS INCOME SHS BEN INT 112830104 5548 290762 SH SOLE 290762 0 0 CALAMOS STRAT TOT RETURN FD COM SH BEN INT 128125101 310 29300 SH SOLE 29300 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 239 38794 SH SOLE 38794 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 30501 1381678 SH SOLE 1381678 0 0 CHINA FUND INC. COM 169373107 73252 4335711 SH SOLE 4335711 0 0 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY COM 18469P100 2219 283753 SH SOLE 283753 0 0 COHEN & STEERS MLP INCOME & ENG OPP COM SHS 19249B106 7350 980615 SH SOLE 980615 0 0 CORNERSTONE STRATEGIC VALUE FUND COM 21924B302 5596 499658 SH SOLE 499658 0 0 CORNERSTONE TOTAL RETURN FUND COM 21924U300 5016 452135 SH SOLE 452135 0 0 CRESUD ADR SPONSORED ADR 226406106 13562 1117106 SH SOLE 1117106 0 0 DREYFUS MUNICIPAL BOND INFRASTRUCTURE FU SHS 26203D101 681 57298 SH SOLE 57298 0 0 DREYFUS MUNICIPAL INCOME INC COM 26201R102 494 64645 SH SOLE 64645 0 0 DREYFUS STRATEGIC MUNI BO COM 26202F107 644 92101 SH SOLE 92101 0 0 DREYFUS STRATEGIC MUNICIPALS INC COM 261932107 651 90669 SH SOLE 90669 0 0 EATON VANCE FLOATING RATE INCOME PLUS COM 278284104 504 35464 SH SOLE 35464 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 978 82159 SH SOLE 82159 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 665 59044 SH SOLE 59044 0 0 EATON VANCE RISK MANAGED DIV COM 27829G106 343 42240 SH SOLE 42240 0 0 EATON VANCE SENIOR FLOATING-RATE FUND COM 27828Q105 1130 90130 SH SOLE 90130 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 1804 133154 SH SOLE 133154 0 0 FIRST TRUST DYNAMIC EUROPEAN EQUITY INC COM SHS 33740D107 5076 400751 SH SOLE 400751 0 0 FIRST TRUST SENIOR FLOATING RATE INCOME COM 33733U108 666 59482 SH SOLE 59482 0 0 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETUR COM 338479108 415 24159 SH SOLE 24159 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 420 45456 SH SOLE 45456 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 2062 126209 SH SOLE 126209 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 2173 445223 SH SOLE 445223 0 0 HIGHLAND FLOATING RATE OPP SHS BEN INT 43010E404 9003 704191 SH SOLE 704191 0 0 INDIA FUND INC COM 454089103 43167 2133811 SH SOLE 2133811 0 0 ING INFRASTRUCTURE INDUSTRIALS AND MATER COM 92912X101 1097 99290 SH SOLE 99290 0 0 INVESCO ADVANTAGE MUNICIPAL INCOME SHS BEN INT 46132E103 647 65510 SH SOLE 65510 0 0 INVESCO CALIFORNIA VALUE MUNICIPAL INCOM COM 46132H106 631 55851 SH SOLE 55851 0 0 INVESCO MUNICIPAL OPPORTUNITY TRUST COM 46132C107 660 59044 SH SOLE 59044 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 517 46389 SH SOLE 46389 0 0 INVESCO QUALITY MUNICIPAL INCOME TRUST COM 46133G107 1009 90048 SH SOLE 90048 0 0 INVESCO SENIOR INCOME TRUST COM 46131H107 571 145956 SH SOLE 145956 0 0 INVESCO TRUST FOR INVESTMENT G COM 46131M106 1490 130280 SH SOLE 130280 0 0 INVESCO VAN KAMPEN DYNAMIC CREDIT OPP COM 46132R104 4436 431725 SH SOLE 431725 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 12474 948979 SH SOLE 948979 0 0 IRSA PROPIEDADES COMERCIALES ADR SPONSORED ADR 463588103 480 25967 SH SOLE 25967 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 73726 1930251 SH SOLE 1930251 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 8783 166900 SH SOLE 166900 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 1731 66000 SH SOLE 66000 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 34077 578904 SH SOLE 578904 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN ETF 46434G772 8119 256900 SH SOLE 256900 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 14117 1695681 SH SOLE 1695681 0 0 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUN SH BEN INT NEW 409735206 512 18347 SH SOLE 18347 0 0 KKR INCOME OPPORTUNITIES FUND COM 48249T106 683 47983 SH SOLE 47983 0 0 KOREA FUND COM NEW 500634209 54340 1941061 SH SOLE 1941061 0 0 KRANESHARES CSI CHINA INTERNET CSI CHI INTERNET 500767306 3075 82000 SH SOLE 82000 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 493 91613 SH SOLE 91613 0 0 LIBERTY ALL-STAR GROWTH FUND COM 529900102 931 211855 SH SOLE 211855 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 26196 2601349 SH SOLE 2601349 0 0 MEXICO FUND COM 592835102 47556 3589124 SH SOLE 3589124 0 0 MFS HIGH INCOME MUNICIPAL TRUST SH BEN INT 59318D104 249 53994 SH SOLE 53994 0 0 MS ASIA PACIFIC COM 61744U106 43330 2634072 SH SOLE 2634072 0 0 MS CHINA A SHARE COM 617468103 43120 2362095 SH SOLE 2362095 0 0 MS EMERGING MARKETS COM 61744G107 43855 2715504 SH SOLE 2715504 0 0 MS INDIA INVESTMENT COM 61745C105 60488 3022888 SH SOLE 3022888 0 0 NEUBERGER BERMAN MLP INCOME COM 64129H104 13513 2022880 SH SOLE 2022880 0 0 NEW GERMANY COM 644465106 8005 677510 SH SOLE 677510 0 0 NEW IRELAND FUND COM 645673104 420 50900 SH SOLE 50900 0 0 NEXPOINT STRATEGIC OPPORTUNITI COM 65340G205 2868 143954 SH SOLE 143954 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 7092 575904 SH SOLE 575904 0 0 NUVEEN CALIFORNIA AMT FREE QUA COM 670651108 988 77890 SH SOLE 77890 0 0 NUVEEN CALIFORNIA QUALITY MUNI COM 67066Y105 1346 105585 SH SOLE 105585 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 1926 260084 SH SOLE 260084 0 0 NUVEEN DIVERSIFIED DIVIDEND AND INCOME F COM 6706EP105 958 103984 SH SOLE 103984 0 0 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND COM SH BEN INT 67070X101 1360 101362 SH SOLE 101362 0 0 NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT COM 67071L106 1816 130017 SH SOLE 130017 0 0 NUVEEN INTERMEDIATE DURATION MUNICIPAL T COM 670671106 2848 229657 SH SOLE 229657 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 5927 508931 SH SOLE 508931 0 0 NUVEEN PENNSYLVANIA QUALITY MUNI COM 670972108 334 27418 SH SOLE 27418 0 0 NUVEEN PREFERRED AND INCOME OPP COM 67073B106 769 92100 SH SOLE 92100 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 6102 736508 SH SOLE 736508 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 7639 609412 SH SOLE 609412 0 0 PAMPA ENERGIA SA-SPON ADR SPONS ADR LVL I 697660207 12293 386500 SH SOLE 386500 0 0 PIMCO DYNAMIC CREDIT INCOME COM SHS 72202D106 703 33394 SH SOLE 33394 0 0 PIONEER DIVERSIFIED HIGH INCOME COM 723653101 131 10000 SH SOLE 10000 0 0 PIONEER FLOATING RATE TRUST COM 72369J102 1758 178279 SH SOLE 178279 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 3694 337509 SH SOLE 337509 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 2125 208549 SH SOLE 208549 0 0 PRUDENTIAL GLOBAL SHORT 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922042858 6616 173500 SH SOLE 173500 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 8003 937690 SH SOLE 937690 0 0 VOYA EMERGING MARKETS HIGH INC COM 92912P108 2181 298542 SH SOLE 298542 0 0 VOYA PRIME RATE TRUST SH BEN INT 92913A100 4799 1062806 SH SOLE 1062806 0 0 WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM COM SHS 94987D101 124 11189 SH SOLE 11189 0 0 WESTERN ASSET HIGH INCOME OPPORTUNITY COM 95766K109 162 36995 SH SOLE 36995 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 1463 111138 SH SOLE 111138 0 0 WESTERN ASSET INVESTMENT GRADE DEFINED O COM 95790A101 239 12944 SH SOLE 12944 0 0