0001072613-18-000438.txt : 20180810 0001072613-18-000438.hdr.sgml : 20180810 20180810160815 ACCESSION NUMBER: 0001072613-18-000438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 181008928 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 06-30-2018 06-30-2018 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 GRACECHURCH STREET LONDON X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 N Barry M. Olliff 610-380-2110 /s/ Barry M. Olliff Coatesville PA 08-10-2018 0 97 1244803 INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MARKETS EQUI COM 00301W105 96988 13885137 SH SOLE 13885137 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 4007 453491 SH SOLE 453491 0 0 ABERDEEN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 3627 414312 SH SOLE 414312 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 2109 136721 SH SOLE 136721 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 3177 158118 SH SOLE 158118 0 0 ALLIANZGI NFJ DIVIDEND INTEREST COM 01883A107 606 48021 SH SOLE 48021 0 0 APOLLO SENIOR FLOATING RATE FUND INC COM 037636107 302 18512 SH SOLE 18512 0 0 ARES DYNAMIC CREDIT ALLOCATION FUND COM 04014F102 3227 200608 SH SOLE 200608 0 0 ASIA PACIFIC FUND COM 044901106 64111 4584268 SH SOLE 4584268 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 279 30426 SH SOLE 30426 0 0 BLACKROCK FLOATING RATE INCOME STRATEGY COM 09255X100 371 26658 SH SOLE 26658 0 0 BLACKROCK MULTI-SECTOR INCOME TRUST COM 09258A107 481 28151 SH SOLE 28151 0 0 BLACKROCK MUNIYIELD CALIFORNIA COM 09254N103 1003 75171 SH SOLE 75171 0 0 BLACKSTON/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 620 39211 SH SOLE 39211 0 0 BROOKFIELD GLOBAL LISTED INFRASTRUCTURE COM SHS 11273Q109 5039 416074 SH SOLE 416074 0 0 CALAMOS STRAT TOT RETURN FD COM SH BEN INT 128125101 371 29300 SH SOLE 29300 0 0 CENTRAL AND EASTERN EUROPE FUND COM 153436100 28733 1233422 SH SOLE 1233422 0 0 CHINA FUND INC. COM 169373107 90356 4335711 SH SOLE 4335711 0 0 CLEARBRIDGE AMERICAN ENERGY MLP FUND COM 184691103 3026 402166 SH SOLE 402166 0 0 COHEN & STEERS MLP INCOME & ENG OPP COM SHS 19249B106 7937 792499 SH SOLE 792499 0 0 CRESUD ADR SPONSORED ADR 226406106 918 61968 SH SOLE 61968 0 0 EATON VANCE FLOATING RATE INCOME PLUS COM 278284104 378 22764 SH SOLE 22764 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 540 42808 SH SOLE 42808 0 0 EATON VANCE RISK MANAGED DIV COM 27829G106 157 16634 SH SOLE 16634 0 0 EATON VANCE SENIOR FLOATING-RATE FUND COM 27828Q105 685 47664 SH SOLE 47664 0 0 EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE COM 27828S101 358 21039 SH SOLE 21039 0 0 FIRST TRUST SENIOR FLOATING RATE INCOME COM 33733U108 194 15125 SH SOLE 15125 0 0 FLAHERTY & CRUMRINE PREFERRED INCOME OPP COM 33848E106 606 56400 SH SOLE 56400 0 0 FLAHERTY & CRUMRINE/CLAYMORE PREFERRED S COM 338478100 648 34337 SH SOLE 34337 0 0 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETUR COM 338479108 468 24159 SH SOLE 24159 0 0 GABELLI EQUITY TRUST COM 362397101 661 105680 SH SOLE 105680 0 0 GABELLI HEALTHCARE AND WELLNESSRX TRUST SHS 36246K103 456 45456 SH SOLE 45456 0 0 GENERAL AMERICAN INVESTORS COM 368802104 1170 34085 SH SOLE 34085 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 10382 385000 SH SOLE 385000 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 4936 227800 SH SOLE 227800 0 0 GOLDMAN SACHS MLP INCOME OPP COM SHS 38147W103 724 80380 SH SOLE 80380 0 0 GUGGENHEIM ENHANCED EQUITY INCOME FUND COM 40167B100 259 30540 SH SOLE 30540 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 3226 488000 SH SOLE 488000 0 0 HIGHLAND FLOATING RATE OPP SHS BEN INT 43010E404 3852 247312 SH SOLE 247312 0 0 INDIA FUND INC COM 454089103 47194 1942536 SH SOLE 1942536 0 0 INVESCO FRONTIER MARKETS ETF FRONTIER MKTS 46138E776 2072 150000 SH SOLE 150000 0 0 INVESCO SENIOR INCOME TRUST COM 46131H107 310 72456 SH SOLE 72456 0 0 INVESCO VAN KAMPEN DYNAMIC CREDIT OPP COM 46132R104 5075 436577 SH SOLE 436577 0 0 IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 450047204 1391 80235 SH SOLE 80235 0 0 ISHARES MSCI ARGENTINA AND GLO MSCI ARGENTINA 46435G276 3447 151000 SH SOLE 151000 0 0 ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 464286400 561 17500 SH SOLE 17500 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 1408 21800 SH SOLE 21800 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 15710 546914 SH SOLE 546914 0 0 ISHARES MSCI JAPAN INDEX FUND MSCI JPN ETF NEW 46434G822 515 8900 SH SOLE 8900 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 24146 357004 SH SOLE 357004 0 0 ISHARES MSCI MALAYSIA MSCI MLY ETF NEW 46434G814 1232 39537 SH SOLE 39537 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 17952 1540942 SH SOLE 1540942 0 0 JOHN HANCOCK PREFERRED INCOME FUND III COM 41021P103 399 21400 SH SOLE 21400 0 0 JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INC COM 41013V100 5866 251105 SH SOLE 251105 0 0 KKR INCOME OPPORTUNITIES FUND COM 48249T106 795 47983 SH SOLE 47983 0 0 KOREA FUND COM NEW 500634209 76224 1996164 SH SOLE 1996164 0 0 LATIN AMERICAN DISCOVERY COM 51828C106 21059 2202831 SH SOLE 2202831 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 30249 2921206 SH SOLE 2921206 0 0 MEXICO FUND COM 592835102 41911 2767315 SH SOLE 2767315 0 0 MS ASIA PACIFIC COM 61744U106 49459 2894015 SH SOLE 2894015 0 0 MS CHINA A SHARE COM 617468103 2637 114317 SH SOLE 114317 0 0 MS EMERGING MARKETS COM 61744G107 55184 3389706 SH SOLE 3389706 0 0 MS INDIA INVESTMENT COM 61745C105 83425 3216702 SH SOLE 3216702 0 0 MVC CAPITAL INC COM 553829102 2483 261259 SH SOLE 261259 0 0 NEUBERGER BERMAN MLP INCOME COM 64129H104 12103 1383236 SH SOLE 1383236 0 0 NEW GERMANY COM 644465106 8814 483064 SH SOLE 483064 0 0 NEW IRELAND FUND COM 645673104 338 28978 SH SOLE 28978 0 0 NEXPOINT STRATEGIC OPPORTUNITI COM 65340G205 9012 410378 SH SOLE 410378 0 0 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 7263 558021 SH SOLE 558021 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 1987 250084 SH SOLE 250084 0 0 NUVEEN INTERMEDIATE DURATION MUNICIPAL T COM 670671106 1820 146516 SH SOLE 146516 0 0 NUVEEN NEW YORK AMT FREE QUALI COM 670656107 4476 366314 SH SOLE 366314 0 0 NUVEEN PREFERRED AND INCOME OPP COM 67073B106 860 92100 SH SOLE 92100 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 7837 888094 SH SOLE 888094 0 0 NUVEEN QUALITY MUNICIPAL INCOME COM 67066V101 7113 534605 SH SOLE 534605 0 0 PIMCO DYNAMIC CREDIT INCOME COM SHS 72202D106 950 40312 SH SOLE 40312 0 0 PIONEER DIVERSIFIED HIGH INCOME COM 723653101 146 10000 SH SOLE 10000 0 0 PIONEER FLOATING RATE TRUST COM 72369J102 1223 109447 SH SOLE 109447 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 3955 345238 SH SOLE 345238 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 2733 249698 SH SOLE 249698 0 0 REAVES UTILITY INCOME FUND COM SH BEN INT 756158101 6775 234372 SH SOLE 234372 0 0 SPDR EURO STOXX 50 ETF EURO STOXX 50 78463X202 1054 27500 SH SOLE 27500 0 0 SPROTT FOCUS TRUST COM 85208J109 5017 642353 SH SOLE 642353 0 0 SWISS HELVETIA FUND INC COM 870875101 7013 568281 SH SOLE 568281 0 0 TAIWAN FUND COM 874036106 66665 3310081 SH SOLE 3310081 0 0 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 14090 655666 SH SOLE 655666 0 0 TEMPLETON DRAGON FUND COM 88018T101 207412 9735348 SH SOLE 9735348 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 8351 567688 SH SOLE 567688 0 0 THE EUROPEAN EQUITY FUND INC COM 298768102 1663 178390 SH SOLE 178390 0 0 VANECK VECTORS EGYPT INDEX ETF EGYPT INDX ETF 92189F775 1702 47199 SH SOLE 47199 0 0 VANECK VECTORS RUSSIA ETF RUSSIA ETF 92189F403 786 37000 SH SOLE 37000 0 0 VANGUARD FTSE ALL WORLD EX-US ALLWRLD EX US 922042775 1245 24000 SH SOLE 24000 0 0 VOYA PRIME RATE TRUST SH BEN INT 92913A100 4405 876706 SH SOLE 876706 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 6681 599474 SH SOLE 599474 0 0 WA/CLAY US INFL-LKD SEC&INC COM SH BEN INT 95766Q106 1579 138447 SH SOLE 138447 0 0 WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM COM SHS 94987D101 140 11189 SH SOLE 11189 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 1906 130833 SH SOLE 130833 0 0