0001072613-17-000294.txt : 20170512 0001072613-17-000294.hdr.sgml : 20170512 20170512161035 ACCESSION NUMBER: 0001072613-17-000294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 17838716 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 03-31-2017 03-31-2017 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS

13F HOLDINGS REPORT 028-06258 N Barry Olliff 610-380-2110 /s/ Barry Olliff Coatesville PA 05-12-2017 0 84 1327954 INFORMATION TABLE 2 infotable.xml ABERDEEN CHILE FUND INC COM 00301W105 1143 164382 SH SOLE 164382 0 0 ABERDEEN EMERGING MARKETS SMALLER CO OPP COM 00301T102 52209 3980886 SH SOLE 3980886 0 0 ABERDEEN GREATER CHINA FUND INC COM 003031101 35584 3390540 SH SOLE 3390540 0 0 ABERDEEN INDONESIA FUND INC COM 00305P106 25504 3530034 SH SOLE 3530034 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 2953 371439 SH SOLE 371439 0 0 ABERDEEN LATIN AMERICA EQUITY COM 00306K106 73206 3104563 SH SOLE 3104563 0 0 ABERDEEN SINGAPORE FUND INC COM 003244100 1720 160000 SH SOLE 160000 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 2978 216810 SH SOLE 216810 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 236 12158 SH SOLE 12158 0 0 ALLIANZGI NFJ DIVIDEND INTEREST COM 01883A107 189 14704 SH SOLE 14704 0 0 ALPINE TOTAL DYNAMIC DIVIDEND FUND COM SH BEN INT N 021060207 5857 705275 SH SOLE 705275 0 0 ARES DYNAMIC CREDIT ALLOCATION FUND COM 04014F102 4891 305666 SH SOLE 305666 0 0 ASIA PACIFIC FUND COM 044901106 56791 4649247 SH SOLE 4649247 0 0 ASIA TIGERS FUND INC. COM 04516T105 12717 1121406 SH SOLE 1121406 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 157 18381 SH SOLE 18381 0 0 BLACKROCK INTERNATIONAL GROWTH COM BENE INTER 092524107 3738 646078 SH SOLE 646078 0 0 BLACKROCK MULTI-SECTOR INCOME TRUST COM 09258A107 1818 104968 SH SOLE 104968 0 0 BLACKROCK RESOURCES AND COMMODITIES SHS 09257A108 116 13506 SH SOLE 13506 0 0 BLACKSTON/GSO STRATEGIC CREDIT FUND COM SHS BEN IN 09257R101 621 39211 SH SOLE 39211 0 0 BLACKSTONE GSO LONG SHORT CREDIT INCOME COM SHS BN INT 09257D102 558 34706 SH SOLE 34706 0 0 BROOKFIELD REAL ASSETS INCOME SHS BEN INT 112830104 366 16071 SH SOLE 16071 0 0 CENTRAL FUND OF CANADA CL A 153501101 3054 237236 SH SOLE 237236 0 0 CHINA FUND INC. COM 169373107 63041 3788511 SH SOLE 3788511 0 0 CLEARBRIDGE AMERICAN ENERGY MLP FUND COM 184691103 3189 321831 SH SOLE 321831 0 0 COHEN & STEERS MLP INCOME & ENG OPP COM SHS 19249B106 2584 230574 SH SOLE 230574 0 0 DWS HIGH INCOME OPPORTUNITIES FUND INC COM 25158Y102 369 25256 SH SOLE 25256 0 0 EATON VANCE FLOATING RATE INCOME PLUS COM 278284104 384 22764 SH SOLE 22764 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 3070 244901 SH SOLE 244901 0 0 EATON VANCE RISK MANAGED DIV COM 27829G106 151 16634 SH SOLE 16634 0 0 FIRSTHAND TECHNOLOGY VALUE FUND INC COM 33766Y100 680 85341 SH SOLE 85341 0 0 GABELLI EQUITY TRUST COM 362397101 162 27133 SH SOLE 27133 0 0 GENERAL AMERICAN INVESTORS COM 368802104 3919 116920 SH SOLE 116920 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 8188 290000 SH SOLE 290000 0 0 GLOBAL X MSCI PAKISTAN ETF MSCI PAKISTAN 37950E689 1807 106347 SH SOLE 106347 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37954Y665 1298 81461 SH SOLE 81461 0 0 GOLDMAN SACHS MLP INCOME OPP COM SHS 38147W103 3800 355325 SH SOLE 355325 0 0 GUGGENHEIM ENHANCED EQUITY INCOME FUND COM 40167B100 173 21440 SH SOLE 21440 0 0 GUGGENHEIM FRONTIER MARKETS ETF GUGG FRNTR MKT 18383Q838 2853 222393 SH SOLE 222393 0 0 HERZFELD CARIBBEAN BASIN FUND COM 42804T106 573 80850 SH SOLE 80850 0 0 INDIA FUND INC COM 454089103 64448 2538820 SH SOLE 2538820 0 0 INVESCO ADVANTAGE MUNICIPAL INCOME SH BEN INT 46132E103 2890 258810 SH SOLE 258810 0 0 ISHARES MSCI BRAZIL- US MSCI BRZ CAP ETF 464286400 834 22258 SH SOLE 22258 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 7497 270000 SH SOLE 270000 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 1145 18500 SH SOLE 18500 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 3915 361190 SH SOLE 361190 0 0 JPMORGAN CHINA REGION FUND INC COM 48126T104 28305 1545882 SH SOLE 1545882 0 0 KOREA EQUITY COM 50063B104 12156 1386908 SH SOLE 1386908 0 0 KOREA FUND COM NEW 500634209 90445 2452757 SH SOLE 2452757 0 0 LATIN AMERICAN DISCOVERY COM 51828C106 24010 2275828 SH SOLE 2275828 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 3166 579372 SH SOLE 579372 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 32703 2996193 SH SOLE 2996193 0 0 MEXICO FUND COM 592835102 22422 1364688 SH SOLE 1364688 0 0 MS ASIA PACIFIC COM 61744U106 36321 2363117 SH SOLE 2363117 0 0 MS CHINA A SHARE COM 617468103 7046 366888 SH SOLE 366888 0 0 MS EMERGING MARKETS COM 61744G107 51413 3484435 SH SOLE 3484435 0 0 MS INDIA INVESTMENT COM 61745C105 139145 4419414 SH SOLE 4419414 0 0 MVC CAPITAL INC COM 553829102 719 80000 SH SOLE 80000 0 0 NEUBERGER BERMAN REAL ESTATE SECURITIES COM 64190A103 2825 533463 SH SOLE 533463 0 0 NEXPOINT CREDIT STRATEGIES FUND COM 65340G205 1110 48467 SH SOLE 48467 0 0 NUVEEN CORE EQUITY ALPHA FUND INC COM 67090X107 186 13371 SH SOLE 13371 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 1131 130087 SH SOLE 130087 0 0 NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT COM 67071L106 650 44500 SH SOLE 44500 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 1417 86095 SH SOLE 86095 0 0 NUVEEN MORTGAGE OPPORTUNITY TERM FUND COM 670735109 1452 58635 SH SOLE 58635 0 0 NUVEEN MUNICIPAL VALUE FUND COM 670928100 1730 177210 SH SOLE 177210 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 112 11749 SH SOLE 11749 0 0 PAMPA ENERGIA SA-SPON ADR SPONS ADR LVL I 697660207 1464 27000 SH SOLE 27000 0 0 PIMCO DYNAMIC CREDIT INCOME COM SHS 72202D106 3603 167772 SH SOLE 167772 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 3745 322470 SH SOLE 322470 0 0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 723762100 2749 250395 SH SOLE 250395 0 0 SPROTT FOCUS TRUST COM 85208J109 5478 739276 SH SOLE 739276 0 0 TAIWAN FUND COM 874036106 63497 3481208 SH SOLE 3481208 0 0 TEMPLETON DRAGON FUND COM 88018T101 197638 10529472 SH SOLE 10529472 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 37262 2656802 SH SOLE 2656802 0 0 THAI FUND INC. COM 882904105 33338 3890085 SH SOLE 3890085 0 0 THE CENTRAL EUROPE RUSSIA AND TURKEY FUN COM 153436100 32556 1556199 SH SOLE 1556199 0 0 THE EUROPEAN EQUITY FUND INC COM 298768102 236 28396 SH SOLE 28396 0 0 VANECK VECTORS EGYPT INDEX ETF EGYPT INDX ETF 92189F775 3052 107482 SH SOLE 107482 0 0 VOYA ASIA PACIFIC HIGH DIV FUND COM 92912J102 5040 497295 SH SOLE 497295 0 0 VOYA EMERGING MARKETS HIGH INC COM 92912P108 10840 1257583 SH SOLE 1257583 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 367 32909 SH SOLE 32909 0 0 WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM COM SHS 94987D101 2239 167854 SH SOLE 167854 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 2211 144086 SH SOLE 144086 0 0 WESTERN ASSET PREMIER BOND FUND SHS BEN INT 957664105 796 59546 SH SOLE 59546 0 0