-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qtx4tV9U6l5mlp0iYCUt2xVToLEhc87bLiMsre/fKau6LO+utrn/R5z8r4yq9V+z cbMS5/NFHal90R4Hs0qleQ== 0000950135-99-002521.txt : 19990512 0000950135-99-002521.hdr.sgml : 19990512 ACCESSION NUMBER: 0000950135-99-002521 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06258 FILM NUMBER: 99616563 BUSINESS ADDRESS: STREET 1: 10 EAST CHEAP CITY: LONDON STATE: X0 ZIP: 00000 BUSINESS PHONE: 4417171107 13F-HR 1 CITY OF LONDON 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended 31st March, 1999. - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [X] - -------------------------------------------------------------------------------- Name of Institutional Investment Manager: CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 10 EASTCHEAP LONDON UNITED KINGDOM EC3M 1LX
- -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorised to Submit This Report DOUGLAS F. ALLISON +44 171 711 0771 COMPANY SECRETARY ATTENTION - -------------------------------------------------------------------------------- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned investment manager has caused this report to be signed on its behalf in the City of London in the United Kingdom on the 7th day of May, 1999 . CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED (Name of Institutional Investment Manager) /S/ D.F. ALLISON ------------------------------------------- (Manual Signature of Person Duly Authorised to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Managers after they file their first report.
Name 13F File No. 3 Name 13F File No. 3 - ------- ----------------------- --------------------- ------ --------------------------- --------------------------- 1. 6. - ------- ----------------------- --------------------- ------ --------------------------- --------------------------- 2. 7. - ------- ----------------------- --------------------- ------ --------------------------- --------------------------- 3. 8. - ------- ----------------------- --------------------- ------ --------------------------- --------------------------- 4. 9. - ------- ----------------------- --------------------- ------ --------------------------- --------------------------- 5. 10. - ------- ----------------------- --------------------- ------ --------------------------- ---------------------------
2 FORM 13F (SEC USE ONLY) Name of Reporting Manager City of London Investment Management Company Limited
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Fair Market Shares of Value Principle Amount US$'000s - ------------------------------------------------------------------------------------------------------------------------------------ AIM Eastern Europe Fund, Inc. Common 00141J108 4,877 800,350 Asia Pacific Fund, Inc. Common 44901106 2,410 342,700 Asia Tigers Fund, Inc. Common 0456T105 5,110 726,790 Brazil Fund, Inc. Common 105759104 6,449 504,600 Central European Equity Fund, Inc. Common 153436100 5,875 487,050 Central European Value Fund, Inc. Common 232845107 1,257 136,800 Chile Fund, Inc. Common 168834109 5,049 483,700 Emerging Markets Infrastructure, Inc. Common 290921105 9,777 1,212,700 Emerging Mexico Fund, Inc. Common 290891100 136 18,800 Fidelity Advisor Emerging Asia Fund, Inc. Common 315803106 4,190 420,300 Fidelity Advisor Korea Fund, Inc. Common 315804104 1,931 288,192 First Israel Fund, Inc. Common 32063L100 6,784 519,360 First Philipine Fund, Inc. Common 336100102 1,022 162,700 Foreign & Colonial Emerging Middle East Fund, Inc. Common 345451108 5,074 359,246 Global High Income Dollar Fund, Inc. Common 37933G108 1,625 144,400 Greater China Fund, Inc. Common 39167B102 295 48,700 India Fund, Inc. Common 454089102 27,277 2,909,596 India Growth Fund, Inc. Common 454090101 8,481 819,880 Jardine Fleming China Region Fund, Inc. Common 471110106 34 6,000 Jardine Fleming India Fund, Inc. Common 471112102 3,229 459,200 Korean Investment Fund, Inc. Common 500637103 2,388 506,100 Latin America Investment Fund, Inc. Common 518279104 2,647 560,900 Latin American Equity Fund, Inc. Common 51827T100 5,191 591,200 Mexico Equity and Income Fund, Inc. Common 592834105 12,407 1,804,629 Mexico Fund, Inc. Common 592835102 62,464 4,129,856 Morgan Stanley Africa Investment Fund, Inc. Common 617444104 30,234 3,193,024 Morgan Stanley India Investment, Inc. Common 61745C105 21,771 2,385,833 MS Global Opportunity Bond Fund, Inc. Common 61744R103 463 51,400 MS Russia & New Europe Common 616911103 276 24,700 Pakistan Investment Fund, Inc. Common 695844100 1,301 650,600 Southern Africa Fund, Inc. Common 842157109 7,196 659,809 Strategic Global Income Fund, Inc. Common 862719101 2,615 231,800 Taiwan Equity Fund, Inc. Common 874031107 5,300 547,068 Templeton Global Government Income Fund, Inc. Common 879929107 628 95,200 Templeton Global Income Fund, Inc. Common 880198106 8,023 1,199,700 Templeton Vietnam & South East Asia Fund, Inc. Common 88022J107 212 30,400 Column Totals 263,998
Item 1: Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Share (c) None Defined in Other See Instr. V Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ AIM Eastern Europe Fund, Inc. X X Asia Pacific Fund, Inc. X X Asia Tigers Fund, Inc. X X Brazil Fund, Inc. X X Central European Equity Fund, Inc. X X Central European Value Fund, Inc. X X Chile Fund, Inc. X X Emerging Markets Infrastructure, Inc. X X Emerging Mexico Fund, Inc. X X Fidelity Advisor Emerging Asia Fund, Inc. X X Fidelity Advisor Korea Fund, Inc. X X First Israel Fund, Inc. X X First Philipine Fund, Inc. X X Foreign & Colonial Emerging Middle East Fund, Inc. X X Global High Income Dollar Fund, Inc. X X Greater China Fund, Inc. X X India Fund, Inc. X X India Growth Fund, Inc. X X Jardine Fleming China Region Fund, Inc. X X Jardine Fleming India Fund, Inc. X X Korean Investment Fund, Inc. X X Latin America Investment Fund, Inc. X X Latin American Equity Fund, Inc. X X Mexico Equity and Income Fund, Inc. X X Mexico Fund, Inc. X X Morgan Stanley Africa Investment Fund, Inc. X X Morgan Stanley India Investment, Inc. X X MS Global Opportunity Bond Fund, Inc. X X MS Russia & New Europe X X Pakistan Investment Fund, Inc. X X Southern Africa Fund, Inc. X X Strategic Global Income Fund, Inc. X X Taiwan Equity Fund, Inc. X X Templeton Global Government Income Fund, Inc. X X Templeton Global Income Fund, Inc. X X Templeton Vietnam & South East Asia Fund, Inc. X X Column Totals SEC 1685 (5/91)
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