0001288257-19-000011.txt : 20190517 0001288257-19-000011.hdr.sgml : 20190517 20190517214846 ACCESSION NUMBER: 0001288257-19-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARKIN C RAYMOND JR CENTRAL INDEX KEY: 0001034464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 19837476 MAIL ADDRESS: STREET 1: C/O MALLINCKRODT INC STREET 2: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001034464 LARKIN C RAYMOND JR C/O ALIGN TECHNOLOGY INC. 2820 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2019-04-29 4 G 0 146 0 D 58601 D Common Stock 2019-05-15 4 M 0 1390 0 A 59991 D Restricted Stock Unit 0.0001 2019-05-15 4 M 0 1390 0 D Common Stock 1390 0 D Restricted Stock Unit 0.0001 2019-05-15 4 A 0 1228 0 A Common Stock 1228 1228 D Represents par value of ALGN common stock 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date. 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Roger E George Atty-in-Fact for C. Raymond Larkin 2019-05-17