0001234778-17-000007.txt : 20171101 0001234778-17-000007.hdr.sgml : 20171101 20171101192950 ACCESSION NUMBER: 0001234778-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARKIN C RAYMOND JR CENTRAL INDEX KEY: 0001034464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 171170325 MAIL ADDRESS: STREET 1: C/O MALLINCKRODT INC STREET 2: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-10-31 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001034464 LARKIN C RAYMOND JR C/O ALIGN TECHNOLOGY, INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2017-05-17 4 G 0 214 0 D 83348 D Common Stock 2017-07-06 4 G 0 40 0 D 83308 D Common Stock 2017-09-20 4 G 0 27 0 D 83281 D Common Stock 2017-09-25 4 G 0 27 0 D 83281 D Common Stock 2017-10-12 4 G 0 53 0 D 83201 D Common Stock 2017-10-31 2017-10-31 4 M 0 15000 20.79 A 98201 D Common Stock 2017-10-31 2017-10-31 4 S 0 15000 238.82 D 83201 D Right to Buy (Common Stock) 2.079 2017-10-31 2017-10-31 4 M 0 15000 0 D 2012-02-18 2018-02-18 Common Stock 15000 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.70 to $239.40, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Roger E. George Atty-in-Fact for Raymond Larkin 2017-11-01