0001376474-17-000030.txt : 20170131 0001376474-17-000030.hdr.sgml : 20170131 20170131103234 ACCESSION NUMBER: 0001376474-17-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 EFFECTIVENESS DATE: 20170131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0001034369 IRS NUMBER: 541829881 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17182 FILM NUMBER: 17559737 BUSINESS ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 202 CITY: HENRICO STATE: VA ZIP: 23226 BUSINESS PHONE: 804-648-3333 MAIL ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 202 CITY: HENRICO STATE: VA ZIP: 23226 FORMER COMPANY: FORMER CONFORMED NAME: CAPRIN INVESTMENT ADVISORS LC /ADV DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 19970221 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034369 XXXXXXXX 12-31-2016 12-31-2016 CAPRIN ASSET MANAGEMENT LLC /ADV

1802 BAYBERRY COURT SUITE 202 HENRICO VA 23226

13F HOLDINGS REPORT 028-17182 N Adam S. Plotkin 804-648-3333 x309 /s/ Adam S. Plotkin Richmond VA 01-30-2017 0 19 126801 false INFORMATION TABLE 2 aci_13f.xml AGG - iShares Barclays Aggregate Bond Fund COM 464287226 9878 91417 SH SOLE 91417 0 0 BAB - PowerShares Build America Bond Portf COM 73937B407 290 9956 SH SOLE 9956 0 0 CIU - iShares Intermediate Credit ETF COM 464288638 311 2873 SH SOLE 2873 0 0 CMF - iShares S&P California AMT-Free Bond COM 464288356 593 5136 SH SOLE 5136 0 0 CRED - iShares Core US Credit Bond ETF COM 464288620 190 1742 SH SOLE 1742 0 0 CSJ - iShares 1-3 Yr Credit Bond ETF COM 464288646 354 3374 SH SOLE 3374 0 0 FLOT - iShares Floating Rate Bond ETF COM 46429B655 11168 220085 SH SOLE 220085 0 0 IEF - iShares Barclays 7-10 Year Treasury COM 464287440 408 3892 SH SOLE 3892 0 0 IEI - iShares Barclays 3-7 Year Treasury B COM 464288661 353 2880 SH SOLE 2880 0 0 ITM - Vaneck Vectors AMT Free Int Muni COM 92189F544 27452 1182773 SH SOLE 1182773 0 0 LQD - iShares iBoxx $ Investment Grade Cor COM 464287242 1108 9452 SH SOLE 9452 0 0 MUB - iShares S&P National AMT-Free Bond F COM 464288414 25805 238203 SH SOLE 238203 0 0 NUV - Nuveen Municipal Value Fund COM 670928100 12 1234 SH SOLE 1234 0 0 NYF - iShares S&P New York AMT-Free Bond F COM 464288323 776 7119 SH SOLE 7119 0 0 PST - ProShares Inverse 2X 7-10 Yr Tsy COM 74347R313 9766 433445 SH SOLE 433445 0 0 SHM - SPDR Nuveen Barclays ST Muni ETF COM 78468R739 33004 688402 SH SOLE 688402 0 0 SUB - iShares S&P Short Term National AMT- COM 464288158 234 2223 SH SOLE 2223 0 0 TFI - SPDR Nuveen Barclays Capital Municip COM 78468R721 4045 85327 SH SOLE 85327 0 0 TOTL - SPDR Doubleline Tr Tactical ETF COM 78467V848 1054 21775 SH SOLE 21775 0 0