0001376474-16-000879.txt : 20161031
0001376474-16-000879.hdr.sgml : 20161031
20161031164948
ACCESSION NUMBER: 0001376474-16-000879
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
EFFECTIVENESS DATE: 20161031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV
CENTRAL INDEX KEY: 0001034369
IRS NUMBER: 541829881
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17182
FILM NUMBER: 161962196
BUSINESS ADDRESS:
STREET 1: 1802 BAYBERRY COURT
STREET 2: SUITE 202
CITY: HENRICO
STATE: VA
ZIP: 23226
BUSINESS PHONE: 804-648-3333
MAIL ADDRESS:
STREET 1: 1802 BAYBERRY COURT
STREET 2: SUITE 202
CITY: HENRICO
STATE: VA
ZIP: 23226
FORMER COMPANY:
FORMER CONFORMED NAME: CAPRIN INVESTMENT ADVISORS LC /ADV
DATE OF NAME CHANGE: 19990211
FORMER COMPANY:
FORMER CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV
DATE OF NAME CHANGE: 19970221
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001034369
XXXXXXXX
09-30-2016
09-30-2016
CAPRIN ASSET MANAGEMENT LLC /ADV
1802 BAYBERRY COURT
SUITE 202
HENRICO
VA
23226
13F HOLDINGS REPORT
028-17182
N
Adam S. Plotkin
Chief Compliance Officer
804-648-3333 x309
/s/ Adam S. Plotkin
Richmond
VA
10-31-2016
0
26
129086
false
INFORMATION TABLE
2
aci_13f.xml
AGG - iShares Barclays Aggregate Bond Fund
COM
464287226
10767
95777
SH
SOLE
95777
0
0
BAB - PowerShares Build America Bond Portf
COM
73937B407
335
10666
SH
SOLE
10666
0
0
CIU - iShares Intermediate Credit ETF
COM
464288638
342
3072
SH
SOLE
3072
0
0
CMF - iShares S&P California AMT-Free Bond
COM
464288356
724
6001
SH
SOLE
6001
0
0
CSJ - iShares 1-3 Yr Credit Bond ETF
COM
464288646
382
3609
SH
SOLE
3609
0
0
DBP - PowerShares DB Precious Metals
COM
73936B200
4
87
SH
SOLE
87
0
0
DBS - PowerShares DB Silver Fund
COM
73936B309
5
179
SH
SOLE
179
0
0
FLOT - iShares Floating Rate Bond ETF
COM
46429B655
12494
246195
SH
SOLE
246195
0
0
IAU - IShares Gold Trust
COM
464285105
14
1065
SH
SOLE
1065
0
0
IDU - IShares Us Utilities
COM
464287697
13
106
SH
SOLE
106
0
0
IEF - iShares Barclays 7-10 Year Treasury
COM
464287440
677
6051
SH
SOLE
6051
0
0
IEI - iShares Barclays 3-7 Year Treasury B
COM
464288661
272
2151
SH
SOLE
2151
0
0
IGV - IShars North American Tech
COM
464287515
14
124
SH
SOLE
124
0
0
IHI - IShares US Medical Devices
COM
464288810
13
89
SH
SOLE
89
0
0
IJR - IShares Core S&P Small Cap
COM
464287804
14
114
SH
SOLE
114
0
0
ITA - IShares US Aerospace & Defense
COM
464288760
12
93
SH
SOLE
93
0
0
ITM - Vaneck Vectors AMT Free Int Muni
COM
92189F544
39730
1615713
SH
SOLE
1615713
0
0
IYC - IShares US Consumer Service
COM
464287580
13
90
SH
SOLE
90
0
0
MUB - iShares S&P National AMT-Free Bond F
COM
464288414
24665
218760
SH
SOLE
218760
0
0
NUV - Nuveen Municipal Value Fund
COM
670928100
13
1234
SH
SOLE
1234
0
0
NYF - iShares S&P New York AMT-Free Bond F
COM
464288323
1148
10068
SH
SOLE
10068
0
0
SHM - SPDR Nuveen Barclays ST Muni ETF
COM
78468R739
32778
670991
SH
SOLE
670991
0
0
SLV - IShares Silver Trust
COM
46428Q109
12
638
SH
SOLE
638
0
0
TFI - SPDR Nuveen Barclays Capital Municip
COM
78468R721
4631
92471
SH
SOLE
92471
0
0
TLH - iShares Barclays 10-20 Year Treasury
COM
464288653
9
64
SH
SOLE
64
0
0
VCSH - Vanguard Short-Term Corp Bond ETF
COM
92206C409
5
64
SH
SOLE
64
0
0