0000899243-16-030989.txt : 20161004
0000899243-16-030989.hdr.sgml : 20161004
20161004190337
ACCESSION NUMBER: 0000899243-16-030989
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Invuity, Inc.
CENTRAL INDEX KEY: 0001393020
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 444 DE HARO STREET
CITY: San Francisco
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-655-2100
MAIL ADDRESS:
STREET 1: 444 DE HARO STREET
CITY: San Francisco
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: Spotlight Surgical Inc
DATE OF NAME CHANGE: 20070313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAWYER PHILIP M
CENTRAL INDEX KEY: 0001034251
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37417
FILM NUMBER: 161920835
MAIL ADDRESS:
STREET 1: C/O INVUITY, INC.
STREET 2: 444 DE HARO STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-03
0
0001393020
Invuity, Inc.
IVTY
0001034251
SAWYER PHILIP M
C/O INVUITY, INC.
444 DE HARO STREET
SAN FRANCISCO
CA
94107
1
1
0
0
President and CEO
Common Stock
2016-10-03
4
M
0
5100
1.295
A
5100
D
Common Stock
2016-10-03
4
S
0
5100
13.16
D
0
D
Common Stock
216600
I
See footnote
Employee Stock Option (right to buy)
1.295
2016-10-03
4
M
0
5100
0.00
D
2020-11-17
Common Stock
5100
78484
D
The option shares were exercised pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on November 30, 2015 (the "Trading Plan").
The shares were sold pursuant to the Trading Plan.
This transaction was executed in multiple trades at prices ranging from $13.00 to $13.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held by Helix Founders Fund, L.P. ("HFF"). HFF GP, LLC is the General Partner of HFF, and Helix Ventures, LLC ("Helix Ventures") is the management company of HFF. The Reporting Person is a General Partner of Helix Ventures and disclaims beneficial ownership of shares held by HFF, except to the extent of his pecuniary interest therein.
The Reporting Person exercised 5,100 shares of the option originally for 114,360 shares and which option vested as to one-fourth of the shares on February 22, 2011 and as to one forty-eighth of the shares each month thereafter.
/s/ Nancy Hargreaves, by power of attorney
2016-10-04