0001209191-23-043916.txt : 20230801 0001209191-23-043916.hdr.sgml : 20230801 20230801130040 ACCESSION NUMBER: 0001209191-23-043916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230731 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS HOWARD S CENTRAL INDEX KEY: 0001034247 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38411 FILM NUMBER: 231130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rafael Holdings, Inc. CENTRAL INDEX KEY: 0001713863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 822296593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 BUSINESS PHONE: 212-658-1450 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-07-31 0 0001713863 Rafael Holdings, Inc. RFL 0001034247 JONAS HOWARD S C/O RAFAEL HOLDINGS, INC. 520 BROAD STREET NEWARK NJ 07102 1 1 0 0 Executive Chairman 0 Class A Common Stock, par value $.01 per share 2023-07-31 4 J 0 787163 0.00 A 787163 I Rafael A Partners, L.P. Class B Common Stock, par value $.01 per share 3225806 I By I9 Plus, LLC Class B Common Stock, par value $.01 per share 452130 D Class B Common Stock, par value $.01 per share 778 I Custodial for Daughter (Miriam) Class B Common Stock, par value $.01 per share 98820 I By The Jonas Foundation Class B Common Stock, par value $.01 per share 2111 I By IDT Corporation's 401(k) Plan Eight trusts, each for the benefit of a child of the Reporting Person, with independent trustees, transferred an aggregate of 787,163 shares of Class A common stock to a limited partnership. The Reporting Person is the sole manager of the sole general partner of the limited partnership, and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership. Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member. Consists of 292,555 fully vested restricted shares of stock and 159,575 unvested restricted shares of stock that vest on June 13, 2024. As of July 31, 2023. Joyce J. Mason by Power of Attorney 2023-08-01