0000950170-24-074317.txt : 20240617 0000950170-24-074317.hdr.sgml : 20240617 20240617164957 ACCESSION NUMBER: 0000950170-24-074317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240613 FILED AS OF DATE: 20240617 DATE AS OF CHANGE: 20240617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS HOWARD S CENTRAL INDEX KEY: 0001034247 ORGANIZATION NAME: STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38411 FILM NUMBER: 241048963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rafael Holdings, Inc. CENTRAL INDEX KEY: 0001713863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 822296593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 BUSINESS PHONE: 212-658-1450 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 4 1 ownership.xml 4 X0508 4 2024-06-13 0001713863 Rafael Holdings, Inc. RFL 0001034247 JONAS HOWARD S C/O RAFAEL HOLDINGS, INC. 520 BROAD ST NEWARK NJ 07102 true true false false Executive Chairman false Class B Common Stock, par value $.01 per share 2024-06-13 4 A false 159016 0 A 722554 D Class B Common Stock, par value $.01 per share 2024-06-14 4 J false 376111 0 D 346443 D Class B Common Stock, par value $.01 per share 2024-06-14 4 J false 376111 0 A 376111 I By Wife Class B Common Stock, par value $.01 per share 2024-06-17 4 J false 187427 0 D 159016 D Class B Common Stock, par value $.01 per share 2024-06-17 4 J false 187427 0 A 563538 I By Wife Class B Common Stock, $.01 par value per share 3225806 I By I9 Plus, LLC Class B Common Stock, $.01 par value per share 98820 I By The Jonas Foundation Class A Common Stock, $.01 par value per share 787163 I Rafael A Partners, L.P. Represents a grant of restricted shares of stock, 39,754 shares of which shall vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. Consists of 348,259 shares of stock held directly, 215,279 vested restricted shares of stock, and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. Transfer from the Reporting Person to his wife. Consists of 187,427 vested restricted shares of stock and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025. Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member. The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership. Joyce J. Mason, by Power of Attorney 2024-06-17