-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RW6XJaqsXtqpCB7zq8S9yX5DZjIqFai9qudMIGU3Y9PNi4T35bL8BV3X2Edeuzof 2IK5T1cvLdcWklc3DQE02A== 0001209191-05-004782.txt : 20050126 0001209191-05-004782.hdr.sgml : 20050126 20050126105811 ACCESSION NUMBER: 0001209191-05-004782 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050125 FILED AS OF DATE: 20050126 DATE AS OF CHANGE: 20050126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51103 FILM NUMBER: 05548801 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0202 3/A 2005-01-25 2005-01-25 0 0001292426 GFI Group Inc. GFIG 0001034196 ADVENT INTERNATIONAL CORP/MA 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 0 1 Member of group > 10% Series C Convertible Preferred Stock Common Stock 3016074 I see footnotes Each share of Series C Convertible Preferred Stock is currently convertible and shall automatically be converted into one share of Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. These securities are indirectly beneifically owned in the following capacities: as a General Partner of Advent Partners Limited Partnership, Advent Partners GPE IV Limited Partnership and Advent International Limited Partnership, which in turn is the General Partner of Global Private Equity IV Limited Partnership. The Reporting Person disclaims beneficial ownership of such shares because the reporting person's indirect pecuniary interest is subject to indeterminable future events. Amendment filed to correct ticker symbol used in initial filing. /s/ Janet L. Hennessy, Vice President 2005-01-26 -----END PRIVACY-ENHANCED MESSAGE-----