-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JI+0DF0mrgKSa78i+nCxlfUYZfQaqUwLeUZnB06WDee1B6zTI2DM0wV5cL3o1ADg 5X9JL90kAYeV8X75AtWjEw== 0001209191-05-004730.txt : 20050125 0001209191-05-004730.hdr.sgml : 20050125 20050125193409 ACCESSION NUMBER: 0001209191-05-004730 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050125 FILED AS OF DATE: 20050125 DATE AS OF CHANGE: 20050125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51103 FILM NUMBER: 05548208 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2005-01-25 0 0001292426 GFI Group Inc. GFIC 0001034196 ADVENT INTERNATIONAL CORP/MA 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 0 1 Member of group > 10% Series C Convertible Preferred Stock Common Stock 3016074 I see footnotes Each share of Series C Convertible Preferred Stock is currently convertible and shall automatically be converted into one share of Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. These securities are indirectly beneifically owned in the following capacities: as a General Partner of Advent Partners Limited Partnership, Advent Partners GPE IV Limited Partnership and Advent International Limited Partnership, which in turn is the General Partner of Global Private Equity IV Limited Partnership. The Reporting Person disclaims beneficial ownership of such shares because the reporting person's indirect pecuniary interest is subject to indeterminable future events. /s/ Janet L. Hennessy, Vice President 2005-01-25 -----END PRIVACY-ENHANCED MESSAGE-----