0001104659-20-041956.txt : 20200401
0001104659-20-041956.hdr.sgml : 20200401
20200401172341
ACCESSION NUMBER: 0001104659-20-041956
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200330
FILED AS OF DATE: 20200401
DATE AS OF CHANGE: 20200401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA
CENTRAL INDEX KEY: 0001034196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766475
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 6179510555
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VIII-A Cayman Limited Partnership
CENTRAL INDEX KEY: 0001677055
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766476
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 100 NORTHERN AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 100 NORTHERN AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VIII Limited Partnership
CENTRAL INDEX KEY: 0001676941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766477
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 800 BOYLSON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 800 BOYLSON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent International GPE VIII-A Limited Partnership
CENTRAL INDEX KEY: 0001664594
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766478
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent International GPE VIII-E Limited Partnership
CENTRAL INDEX KEY: 0001664585
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766479
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent International GPE VIII-G Limited Partnership
CENTRAL INDEX KEY: 0001664583
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766480
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent International GPE VIII-K Limited Partnership
CENTRAL INDEX KEY: 0001665371
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766481
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent International GPE VIII-L Limited Partnership
CENTRAL INDEX KEY: 0001665977
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766482
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 6179519400
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET, SUITE 3300
CITY: BOSTON
STATE: MA
ZIP: 02199
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CULLIGAN INTERNATIONAL Co
CENTRAL INDEX KEY: 0001506911
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20766483
BUSINESS ADDRESS:
STREET 1: 9399 WEST HIGGINS ROAD
STREET 2: SUITE 1100
CITY: ROSEMONT
STATE: IL
ZIP: 60018
BUSINESS PHONE: 8474302800
MAIL ADDRESS:
STREET 1: 9399 WEST HIGGINS ROAD
STREET 2: SUITE 1100
CITY: ROSEMONT
STATE: IL
ZIP: 60018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
a4.xml
4
X0306
4
2020-03-30
1
0001422841
AquaVenture Holdings Ltd
WAAS
0001034196
ADVENT INTERNATIONAL CORP/MA
800 BOYLSTON STREET SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001677055
Advent Partners GPE VIII-A Cayman Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
100 NORTHERN AVENUE
BOSTON
MA
02199
0
0
1
0
0001676941
Advent Partners GPE VIII Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
800 BOYLSON STREET, SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001664594
Advent International GPE VIII-A Limited Partnership
800 BOYLSTON STREET SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001664585
Advent International GPE VIII-E Limited Partnership
800 BOYLSTON STREET, SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001664583
Advent International GPE VIII-G Limited Partnership
800 BOYLSTON STREET, SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001665371
Advent International GPE VIII-K Limited Partnership
800 BOYLSTON STREET, SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001665977
Advent International GPE VIII-L Limited Partnership
800 BOYLSTON STREET, SUITE 3300
BOSTON
MA
02199
0
0
1
0
0001506911
CULLIGAN INTERNATIONAL Co
9399 WEST HIGGINS ROAD
SUITE 1100
ROSEMONT
IL
60018
0
0
1
0
Ordinary Shares, no par value
2020-03-30
4
P
0
31971571
27.10
A
100
D
On March 30, 2020, Culligan International Company ("Culligan"), Amberjack Merger Sub Limited ("Merger Sub") and the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated December 23, 2019, by and among Culligan, Merger Sub and the Issuer (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving (the "Surviving Entity") the Merger as a subsidiary of Culligan. At the effective time of the Merger, each outstanding ordinary share, no par value of Issuer was cancelled and converted into the right to receive $27.10 in cash, without interest.
Prior to the Merger, Culligan, together with affiliates of Advent International Corporation, held 100 ordinary shares of Merger Sub, no par value per share, which shares represented all of the issued and outstanding capital stock of Merger Sub. As a result of the Merger, each of the 100 ordinary shares of Merger Sub issued and outstanding immediately prior to the effective time of the Merger was converted into and became one validly issued, fully paid and non-assessable ordinary share of the Surviving Entity.
This Form 4 is the third of three Forms 4 being filed relating to the same event. The Form 4 has been split into three filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons.
ADVENT INTERNATIONAL CORPORATION /s/ James Westra, General Counsel and Managing Partner
2020-04-01
CULLIGAN INTERNATIONAL COMPANY /s/ Frank John Griffith, Vice President and General Counsel
2020-04-01
ADVENT PARTNERS GPE VIII-A CAYMAN LIMITED PARTNERSHIP By: AP GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT PARTNERS GPE VIII LIMITED PARTNERSHIP By: AP GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT INTERNATIONAL GPE VIII-A LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT INTERNATIONAL GPE VIII-E LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT INTERNATIONAL GPE VIII-G LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT INTERNATIONAL GPE VIII-K LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01
ADVENT INTERNATIONAL GPE VIII-L LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner
2020-04-01