0001104659-20-041956.txt : 20200401 0001104659-20-041956.hdr.sgml : 20200401 20200401172341 ACCESSION NUMBER: 0001104659-20-041956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200330 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766475 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6179510555 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VIII-A Cayman Limited Partnership CENTRAL INDEX KEY: 0001677055 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766476 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 100 NORTHERN AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 100 NORTHERN AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VIII Limited Partnership CENTRAL INDEX KEY: 0001676941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766477 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 800 BOYLSON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 800 BOYLSON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-A Limited Partnership CENTRAL INDEX KEY: 0001664594 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766478 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-E Limited Partnership CENTRAL INDEX KEY: 0001664585 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766479 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-G Limited Partnership CENTRAL INDEX KEY: 0001664583 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766480 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-K Limited Partnership CENTRAL INDEX KEY: 0001665371 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766481 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-L Limited Partnership CENTRAL INDEX KEY: 0001665977 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766482 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CULLIGAN INTERNATIONAL Co CENTRAL INDEX KEY: 0001506911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766483 BUSINESS ADDRESS: STREET 1: 9399 WEST HIGGINS ROAD STREET 2: SUITE 1100 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8474302800 MAIL ADDRESS: STREET 1: 9399 WEST HIGGINS ROAD STREET 2: SUITE 1100 CITY: ROSEMONT STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 a4.xml 4 X0306 4 2020-03-30 1 0001422841 AquaVenture Holdings Ltd WAAS 0001034196 ADVENT INTERNATIONAL CORP/MA 800 BOYLSTON STREET SUITE 3300 BOSTON MA 02199 0 0 1 0 0001677055 Advent Partners GPE VIII-A Cayman Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 100 NORTHERN AVENUE BOSTON MA 02199 0 0 1 0 0001676941 Advent Partners GPE VIII Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 800 BOYLSON STREET, SUITE 3300 BOSTON MA 02199 0 0 1 0 0001664594 Advent International GPE VIII-A Limited Partnership 800 BOYLSTON STREET SUITE 3300 BOSTON MA 02199 0 0 1 0 0001664585 Advent International GPE VIII-E Limited Partnership 800 BOYLSTON STREET, SUITE 3300 BOSTON MA 02199 0 0 1 0 0001664583 Advent International GPE VIII-G Limited Partnership 800 BOYLSTON STREET, SUITE 3300 BOSTON MA 02199 0 0 1 0 0001665371 Advent International GPE VIII-K Limited Partnership 800 BOYLSTON STREET, SUITE 3300 BOSTON MA 02199 0 0 1 0 0001665977 Advent International GPE VIII-L Limited Partnership 800 BOYLSTON STREET, SUITE 3300 BOSTON MA 02199 0 0 1 0 0001506911 CULLIGAN INTERNATIONAL Co 9399 WEST HIGGINS ROAD SUITE 1100 ROSEMONT IL 60018 0 0 1 0 Ordinary Shares, no par value 2020-03-30 4 P 0 31971571 27.10 A 100 D On March 30, 2020, Culligan International Company ("Culligan"), Amberjack Merger Sub Limited ("Merger Sub") and the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated December 23, 2019, by and among Culligan, Merger Sub and the Issuer (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving (the "Surviving Entity") the Merger as a subsidiary of Culligan. At the effective time of the Merger, each outstanding ordinary share, no par value of Issuer was cancelled and converted into the right to receive $27.10 in cash, without interest. Prior to the Merger, Culligan, together with affiliates of Advent International Corporation, held 100 ordinary shares of Merger Sub, no par value per share, which shares represented all of the issued and outstanding capital stock of Merger Sub. As a result of the Merger, each of the 100 ordinary shares of Merger Sub issued and outstanding immediately prior to the effective time of the Merger was converted into and became one validly issued, fully paid and non-assessable ordinary share of the Surviving Entity. This Form 4 is the third of three Forms 4 being filed relating to the same event. The Form 4 has been split into three filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. ADVENT INTERNATIONAL CORPORATION /s/ James Westra, General Counsel and Managing Partner 2020-04-01 CULLIGAN INTERNATIONAL COMPANY /s/ Frank John Griffith, Vice President and General Counsel 2020-04-01 ADVENT PARTNERS GPE VIII-A CAYMAN LIMITED PARTNERSHIP By: AP GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT PARTNERS GPE VIII LIMITED PARTNERSHIP By: AP GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-A LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-E LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-G LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-K LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-L LIMITED PARTNERSHIP By: GPE VIII GP LIMITED PARTNERSHIP, GP By: ADVENT INTERNATIONAL GPE VIII, LLC, GP By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01