-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AMGK4cSo7hgWWHl93nDSSDhcwW0MDrzeI4Sx7nfgdhuSuX8cQyAA1u3xY+Wa5snb Q7GYm0LQIZJ4CcnZC8PSaQ== 0000950135-03-005677.txt : 20031114 0000950135-03-005677.hdr.sgml : 20031114 20031114133333 ACCESSION NUMBER: 0000950135-03-005677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 IRS NUMBER: 042840139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06054 FILM NUMBER: 031002658 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 b48496aie13fvhr.txt ADVENT INTERNATIONAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ------------------------------ Check here if Amendment [ ]; Amendment Number: --------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advent International Corporation ------------------------------------------------------- Address: 75 State Street ------------------------------------------------------- Boston, MA 02109 ------------------------------------------------------- ------------------------------------------------------- 13F File Number: 28- 6054 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Janet L. Hennessy ------------------------------------------------------- Title: Vice President and Treasurer ------------------------------------------------------- Phone: (617) 951-9447 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Janet L. Hennessy Boston, MA 11-14-03 - ------------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------- Form 13F Information Table Entry Total: 10 ------------- Form 13F Information Table Value Total: $ 131,468 ------------- (thousands)
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BIOMET, INC. COMMON 090613-10-0 3,156 94,219 SOLE 94,219 - ------------------------------------------------------------------------------------------------------------------------------------ CRUCELL NV SPONSORED ADRs 228769-10-5 2,859 700,651 SOLE 700,651 - ------------------------------------------------------------------------------------------------------------------------------------ CONCERTO SOFTWARE COMMON 20602T-10-6 282 32,285 SOLE 32,285 - ------------------------------------------------------------------------------------------------------------------------------------ EXELIXIS COMMON 30161Q-10-4 7,186 1,006,470 SOLE 1,006,470 - ------------------------------------------------------------------------------------------------------------------------------------ ILEX ONCOLOGY, INC. COMMON 451923-10-6 7,579 451,940 SOLE 451,940 - ------------------------------------------------------------------------------------------------------------------------------------ INTERWAVE COMMUNICATIONS COMMON G4911N-10-2 3 1,579 SOLE 1,579 - ------------------------------------------------------------------------------------------------------------------------------------ KIRKLAND'S INC. COMMON 497498-10-5 101,218 6,306,407 SOLE 6,306,407 - ------------------------------------------------------------------------------------------------------------------------------------ LIGHTBRIDGE, INC. COMMON 532226-10-7 3,543 376,079 SOLE 376,079 - ------------------------------------------------------------------------------------------------------------------------------------ TRITON NETWORK SYSTEMS INC. COMMON 896775-10-3 1,271 2,136,342 SOLE 2,136,342 - ------------------------------------------------------------------------------------------------------------------------------------ ZINDART LIMITED SPONSORED ADRs 989597-10-9 4,371 646,607 SOLE 646,607 - ------------------------------------------------------------------------------------------------------------------------------------ 131,468
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