-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTqHYKW+kcEFl3ozUF0XLLK12MRx33vTVya7sTXXzUaiJ9FTUSzXMJj9z7ME4+ip lVZAqBIE5jbtrv8jklKPhw== 0000950135-03-003969.txt : 20030724 0000950135-03-003969.hdr.sgml : 20030724 20030724121147 ACCESSION NUMBER: 0000950135-03-003969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030724 EFFECTIVENESS DATE: 20030724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 IRS NUMBER: 042840139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06054 FILM NUMBER: 03800180 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 b47225aie13fvhr.txt ADVENT INTERNATIONAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ------------------------------ Check here if Amendment [ ]; Amendment Number: --------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advent International Corporation ------------------------------------------------------- Address: 75 State Street ------------------------------------------------------- Boston, MA 02109 ------------------------------------------------------- ------------------------------------------------------- 13F File Number: 28- 6054 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Janet L. Hennessy ------------------------------------------------------- Title: Vice President and Treasurer ------------------------------------------------------- Phone: (617) 951-9447 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Janet L. Hennessy Boston, MA 7/22/03 - ------------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None --------------------------------------- Form 13F Information Table Entry Total: 14 --------------------------------------- Form 13F Information Table Value Total: $146,814 -------------------------------------- (thousands) FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- -------- VALUE SHRS OR SH/ PUT NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL -------------- -------------- ----- -------- ------- -------- BIOMET, INC. COMMON 090613-10-0 2,703 94,219 CRUCELL NV SPONSORED ADRs 228769-10-5 6,439 700,651 CONCERTO SOFTWARE COMMON 20602T-10-6 197 64,579 EPIX MEDICAL, INC. COMMON 26881Q-10-1 2,081 148,119 EXELIXIS COMMON 30161Q-10-4 7,112 1,032,168 ILEX ONCOLOGY, INC. COMMON 451923-10-6 9,723 501,940 INTERWAVE COMMUNICATIONS COMMON G4911N-10-2 4 1,579 INVERNESS MEDICAL INNOVATIONS COMMON 46126P-10-6 9 484 JOHNSON & JOHNSON COMMON 478160-10-4 74 1,434 KIRKLAND'S INC. COMMON 497498-10-5 104,056 6,306,407 LECROY CORPORATION COMMON 52324W-10-9 4,795 500,000 LIGHTBRIDGE, INC. COMMON 532226-10-7 4,039 469,694 TRITON NETWORK SYSTEMS INC. COMMON 896775-10-3 1,282 2,136,342 ZINDART LIMITED SPONSORED ADRs 989597-10-9 4,300 708,444 146,814
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- -------- ---- ------ ---- BIOMET, INC. SOLE 94,219 CRUCELL NV SOLE 700,651 CONCERTO SOFTWARE SOLE 64,579 EPIX MEDICAL, INC. SOLE 148,119 EXELIXIS SOLE 1,032,168 ILEX ONCOLOGY, INC. SOLE 501,940 INTERWAVE COMMUNICATIONS SOLE 1,579 INVERNESS MEDICAL INNOVATIONS SOLE 484 JOHNSON & JOHNSON SOLE 1,434 KIRKLAND'S INC. SOLE 6,306,407 LECROY CORPORATION SOLE 500,000 LIGHTBRIDGE, INC. SOLE 469,694 TRITON NETWORK SYSTEMS INC. SOLE 2,136,342 ZINDART LIMITED SOLE 708,444
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