-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsWjU9TNLdTtBL6OrdLKSg/4LFhMoxX2mod1sSGTEPmCcy2+xTkq4k69B5ObCsyI D1+bbacEX8xiE3JeT1FYSg== 0000950135-02-000856.txt : 20020414 0000950135-02-000856.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950135-02-000856 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 IRS NUMBER: 042840139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06054 FILM NUMBER: 02546670 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 b41961ace13f-hr.txt ADVENT INTERNATIONAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advent International Corporation ------------------------------------------------------- Address: 75 State Street ------------------------------------------------------- Boston, MA 02109 ------------------------------------------------------- ------------------------------------------------------- 13F File Number: 28- 6054 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Janet L. Hennessy ------------------------------------------------------- Title: Vice President and Treasurer ------------------------------------------------------- Phone: (617) 951-9447 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Janet L. Hennessy Boston, MA 2/12/02 - ---------------------------- ---------------------- ----------------- (Signature) (City, State) (Date) Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None --------------- Form 13F Information Table Entry Total: 18 --------------- Form 13F Information Table Value Total: $ 92,132 --------------- (thousands)
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ BIOMET, INC. COMMON 090613-10-0 2,911 94,219 SOLE 94,219 - ------------------------------------------------------------------------------------------------------------------------------------ CRUCELL NV SPONSORED ADRs 228769-10-5 6,127 1,096,101 SOLE 1,096,101 - ------------------------------------------------------------------------------------------------------------------------------------ CYBEAR GROUP TRACKING STOCK 23243C-10-2 33 100,258 SOLE 100,258 - ------------------------------------------------------------------------------------------------------------------------------------ DECODE GENETICS INC COMMON 243586-10-4 1,256 128,200 SOLE 128,200 - ------------------------------------------------------------------------------------------------------------------------------------ EPIX MEDICAL, INC. COMMON 26881Q-10-1 6,145 430,019 SOLE 430,019 - ------------------------------------------------------------------------------------------------------------------------------------ EXELIXIS COMMON 30161Q-10-4 26,522 1,595,768 SOLE 1,595,768 - ------------------------------------------------------------------------------------------------------------------------------------ ILEX ONCOLOGY, INC. COMMON 451923-10-6 21,587 798,337 SOLE 798,337 - ------------------------------------------------------------------------------------------------------------------------------------ INTERWAVE COMMUNICATIONS COMMON G4911N-10-2 118 157,989 SOLE 157,989 - ------------------------------------------------------------------------------------------------------------------------------------ INVERNESS MEDICAL INNOVATIONS COMMON 46126-10-6 17 969 SOLE 969 - ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON COMMON 478160-10-4 170 2,876 SOLE 2,876 - ------------------------------------------------------------------------------------------------------------------------------------ LEARNINGSTAR CORPORATION COMMON 52201M-10-9 90 59,816 SOLE 59,816 - ------------------------------------------------------------------------------------------------------------------------------------ LECROY CORPORATION COMMON 52324W-10-9 9,100 500,000 SOLE 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ LIGHTBRIDGE, INC. COMMON 532226-10-7 5,707 469,694 SOLE 469,694 - ------------------------------------------------------------------------------------------------------------------------------------ LIONBRIDGE TECHNOLOGIES, INC. COMMON 536252-10-9 7,639 4,364,004 SOLE 4,364,004 - ------------------------------------------------------------------------------------------------------------------------------------ TELIK INC. COMMON 87959M-10-9 2,019 149,556 SOLE 149,556 - ------------------------------------------------------------------------------------------------------------------------------------ TRITON NETWORK SYSTEMS INC. COMMON 896775-10-3 1,450 2,132,342 SOLE 2,132,342 - ------------------------------------------------------------------------------------------------------------------------------------ WORLD ACCESS INC. COMMON 98141A-10-1 0 314,603 SOLE 314,603 - ------------------------------------------------------------------------------------------------------------------------------------ ZINDART LIMITED SPONSORED ADRs 989597-10-9 1,240 708,444 SOLE 708,444 - ------------------------------------------------------------------------------------------------------------------------------------ 92,132
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