-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lecg6JbkHkmXGg+sHOyf9CR9vXRZShEdP8mhj0gvOMLsKJHpWKbjHHaS1KCEGgVQ YVLBIQOilqm+r3IRT1qeag== 0001034106-08-000003.txt : 20080828 0001034106-08-000003.hdr.sgml : 20080828 20080828095756 ACCESSION NUMBER: 0001034106-08-000003 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080828 DATE AS OF CHANGE: 20080828 EFFECTIVENESS DATE: 20080828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED CORE TRUST/PA CENTRAL INDEX KEY: 0001034106 IRS NUMBER: 232934777 STATE OF INCORPORATION: MA FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08519 FILM NUMBER: 081043724 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 0001034106 S000009126 Federated Inflation-Protected Securities Core Fund C000024827 Federated Inflation-Protected Securities Core Fund 0001034106 S000009127 Federated Mortgage Core Portfolio C000024828 Federated Mortgage Core Portfolio 0001034106 S000009129 High Yield Bond Portfolio C000024830 High Yield Bond Portfolio NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2008 000 C000000 0001034106 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FEDERATED CORE TRUST 001 B000000 811-008519 001 C000000 4122886653 002 A000000 5800 CORPORATE DRIVE 002 B000000 PITTSBURGH 002 C000000 PA 002 D010000 15237 002 D020000 7000 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 HIGH YIELD BOND PORTFOLIO 007 C030100 N 007 C010200 2 007 C020200 FEDERATED MORTGAGE CORE PORTFOLIO 007 C030200 N 007 C010300 3 007 C020300 FEDERATED INFLATION-PROTECTED SEC CORE FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 FEDERATED INVESTMENT MANAGEMENT COMPANY 008 B00AA01 A 008 C00AA01 801-34612 008 D01AA01 PITTSBURGH 008 D02AA01 PA 008 D03AA01 15222 008 D04AA01 3779 010 A00AA01 FEDERATED ADMINISTRATIVE SERVICES 010 C01AA01 PITTSBURGH 010 C02AA01 PA 010 C03AA01 15222 010 C04AA01 3779 PAGE 2 011 A00AA01 FEDERATED SECURITES CORP. 011 B00AA01 8-15561 011 C01AA01 PITTSBURGH 011 C02AA01 PA 011 C03AA01 15222 011 C04AA01 3779 012 A00AA01 STATE STREET BANK AND TRUST COMPANY 012 B00AA01 84-1869 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8600 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02116 013 B04AA01 5072 014 A00AA01 FEDERATED SECURITIES CORP. 014 B00AA01 8-15561 014 A00AA02 EDGEWOOD SERVICES 014 B00AA02 8-46985 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02266 015 C04AA01 8600 015 E01AA01 X 015 A00AA02 BANK OF NEW YORK 015 B00AA02 S 015 C01AA02 NEW YORK 015 C02AA02 NY 015 C03AA02 10006 015 E01AA02 X 015 A00AA03 J.P. 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D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 N 054 N000100 N 054 O000100 N 055 A000100 N 055 B000100 N 056 000100 N 057 000100 N 058 A000100 N 059 000100 Y PAGE 7 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 97.2 062 Q000100 0.0 062 R000100 1.2 063 A000100 0 063 B000100 7.0 064 A000100 N 064 B000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N PAGE 8 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 236116 071 B000100 70465 071 C000100 872723 071 D000100 8 072 A000100 6 072 B000100 40560 072 C000100 407 072 D000100 0 072 E000100 0 072 F000100 0 072 G000100 354 072 H000100 0 072 I000100 8 072 J000100 19 072 K000100 0 072 L000100 0 072 M000100 6 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 68 072 R000100 13 072 S000100 8 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 5 072 X000100 481 072 Y000100 354 072 Z000100 40840 072AA000100 668 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PAGE 10 028 E030200 0 028 E040200 7544 028 F010200 118575 028 F020200 9691 028 F030200 0 028 F040200 18682 028 G010200 328460 028 G020200 51254 028 G030200 0 028 G040200 155027 028 H000200 0 029 000200 N 030 A000200 0 030 B000200 0.00 030 C000200 0.00 031 A000200 0 031 B000200 0 032 000200 0 033 000200 0 034 000200 N 035 000200 0 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 N 041 000200 N 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 0 044 000200 0 045 000200 Y 046 000200 N 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 PAGE 11 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 J000200 N 054 K000200 N 054 L000200 N 054 M000200 N 054 N000200 N 054 O000200 N 055 A000200 Y 055 B000200 N 056 000200 N 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 0 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.9 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 PAGE 12 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 96.4 062 O000200 0.0 062 P000200 0.0 062 Q000200 7.9 062 R000200 9.6 063 A000200 0 063 B000200 4.1 064 A000200 N 064 B000200 N 070 A010200 Y 070 A020200 Y 070 B010200 N 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 N 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 547545 PAGE 13 071 B000200 370883 071 C000200 2062799 071 D000200 18 072 A000200 6 072 B000200 49614 072 C000200 1284 072 D000200 0 072 E000200 0 072 F000200 0 072 G000200 752 072 H000200 0 072 I000200 9 072 J000200 41 072 K000200 0 072 L000200 0 072 M000200 10 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 88 072 R000200 12 072 S000200 8 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 9 072 X000200 929 072 Y000200 929 072 Z000200 50898 072AA000200 4927 072BB000200 0 072CC010200 0 072CC020200 25378 072DD010200 53424 072DD020200 0 072EE000200 0 073 A010200 0.2746 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 18807 074 C000200 0 074 D000200 2370433 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 208107 074 K000200 0 PAGE 14 074 L000200 9232 074 M000200 114 074 N000200 2606693 074 O000200 523845 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 1378 074 S000200 0 074 T000200 2081470 074 U010200 212043 074 U020200 0 074 V010200 9.82 074 V020200 0.00 074 W000200 0.0000 074 X000200 32 074 Y000200 0 075 A000200 0 075 B000200 1934790 076 000200 0.00 028 A010300 4100 028 A020300 0 028 A030300 0 028 A040300 0 028 B010300 1400 028 B020300 0 028 B030300 0 028 B040300 3200 028 C010300 1050 028 C020300 19 028 C030300 0 028 C040300 0 028 D010300 800 028 D020300 0 028 D030300 0 028 D040300 50 028 E010300 2250 028 E020300 0 028 E030300 0 028 E040300 800 028 F010300 650 028 F020300 0 028 F030300 0 028 F040300 1100 028 G010300 10250 028 G020300 19 028 G030300 0 028 G040300 5150 028 H000300 0 PAGE 15 029 000300 N 030 A000300 0 030 B000300 0.00 030 C000300 0.00 031 A000300 0 031 B000300 0 032 000300 0 033 000300 0 034 000300 N 035 000300 0 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 N 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 0 044 000300 0 045 000300 Y 046 000300 N 047 000300 N 048 000300 0.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 PAGE 16 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 N 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 0 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 99.3 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.7 063 A000300 0 063 B000300 6.6 064 A000300 N 064 B000300 N 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 Y 070 E020300 Y 070 F010300 N 070 F020300 N 070 G010300 Y PAGE 17 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 N 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 10040 071 B000300 5076 071 C000300 9691 071 D000300 52 072 A000300 6 072 B000300 327 072 C000300 2 072 D000300 0 072 E000300 0 072 F000300 0 072 G000300 75 072 H000300 0 072 I000300 7 072 J000300 13 072 K000300 0 072 L000300 0 072 M000300 1 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 23 072 R000300 11 072 S000300 8 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 2 072 X000300 140 PAGE 18 072 Y000300 137 072 Z000300 326 072AA000300 88 072BB000300 0 072CC010300 0 072CC020300 63 072DD010300 326 072DD020300 0 072EE000300 19 073 A010300 0.3496 073 A020300 0.0000 073 B000300 0.0233 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 11552 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 79 074 J000300 0 074 K000300 0 074 L000300 100 074 M000300 0 074 N000300 11731 074 O000300 0 074 P000300 0 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 98 074 S000300 0 074 T000300 11633 074 U010300 1082 074 U020300 0 074 V010300 10.75 074 V020300 0.00 074 W000300 0.0000 074 X000300 1 074 Y000300 0 075 A000300 0 075 B000300 10010 076 000300 0.00 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99.77E LEGAL 2 legal.txt ITEM 77E. LEGAL PROCEEDINGS Since October 2003, Federated and related entities (collectively, "Federated"), and various Federated funds ("Funds"), have been named as defendants in several class action lawsuits now pending in the United States District Court for the District of Maryland. The lawsuits were purportedly filed on behalf of people who purchased, owned and/or redeemed shares of Federated-sponsored mutual funds during specified periods beginning November 1, 1998. The suits are generally similar in alleging that Federated engaged in illegal and improper trading practices including market timing and late trading in concert with certain institutional traders, which allegedly caused financial injury to the mutual fund shareholders. These lawsuits began to be filed shortly after Federated's first public announcement that it had received requests for information on shareholder trading activities in the Funds from the SEC, the Office of the New York State Attorney General ("NYAG"), and other authorities. In that regard, on November 28, 2005, Federated announced that it had reached final settlements with the SEC and the NYAG with respect to those matters. Specifically, the SEC and NYAG settled proceedings against three Federated subsidiaries involving undisclosed market timing arrangements and late trading. The SEC made findings: that Federated Investment Management Company ("FIMC"), an SEC-registered investment adviser to various Funds, and Federated Securities Corp., an SEC-registered broker-dealer and distributor for the Funds, violated provisions of the Investment Advisers Act and Investment Company Act by approving, but not disclosing, three market timing arrangements, or the associated conflict of interest between FIMC and the funds involved in the arrangements, either to other fund shareholders or to the funds' board; and that Federated Shareholder Services Company, formerly an SEC-registered transfer agent, failed to prevent a customer and a Federated employee from late trading in violation of provisions of the Investment Company Act. The NYAG found that such conduct violated provisions of New York State law. Federated entered into the settlements without admitting or denying the regulators' findings. As Federated previously reported in 2004, it has already paid approximately $8.0 million to certain funds as determined by an independent consultant. As part of these settlements, Federated agreed to pay disgorgement and a civil money penalty in the aggregate amount of an additional $72 million and, among other things, agreed that it would not serve as investment adviser to any registered investment company unless (i) at least 75% of the fund's directors are independent of Federated, (ii) the chairman of each such fund is independent of Federated, (iii) no action may be taken by the fund's board or any committee thereof unless approved by a majority of the independent trustees of the fund or committee, respectively, and (iv) the fund appoints a "senior officer" who reports to the independent trustees and is responsible for monitoring compliance by the fund with applicable laws and fiduciary duties and for managing the process by which management fees charged to a fund are approved. The settlements are described in Federated's announcement which, along with previous press releases and related communications on those matters, is available in the "About Us" section of Federated's website at FederatedInvestors.com. Federated entities have also been named as defendants in several additional lawsuits that are now pending in the United States District Court for the Western District of Pennsylvania, alleging, among other things, excessive advisory and Rule 12b-1 fees. The Board of the Funds retained the law firm of Dickstein Shapiro LLP to represent the Funds in each of the lawsuits described in the preceding two paragraphs. Federated and the Funds, and their respective counsel, have been defending this litigation, and none of the Funds remains a defendant in any of the lawsuits (though some could potentially receive any recoveries as nominal defendants). Additional lawsuits based upon similar allegations may be filed in the future. The potential impact of these lawsuits, all of which seek unquantified damages, attorneys' fees, and expenses, and future potential similar suits is uncertain. Although we do not believe that these lawsuits will have a material adverse effect on the Funds, there can be no assurance that these suits, ongoing adverse publicity and/or other developments resulting from the regulatory investigations will not result in increased Fund redemptions, reduced sales of Fund shares, or other adverse consequences for the Funds. EX-99.77Q1 OTHR EXHB 3 amend6.txt ITEM 77Q1. EXHIBITS Federated Core Trust Amendment No. 6 to the Declaration of Trust dated August 21, 1996 This Declaration of Trust is amended as follows: Strike Section 5 of Article III and replace it with the following: Section 5. Establishment and Designation of Series. Without limiting the authority of the Trustees set forth in Article XIII, Section 7, inter alia, to establish and designate any additional Series or to modify the rights and preferences of any existing Series, the Series shall be, and are established and designated as, High-Yield Bond Portfolio Federated Mortgage Core Portfolio Federated Inflation-Protected Securities Core Fund Federated Enhanced Duration Active Cash Core Fund The undersigned hereby certify that the above Amendment is a true and correct Amendment to the Declaration of Trust, as adopted by the Board of Trustees at a meeting on the 16th day of May, 2008. WITNESS the due execution hereof this 16th day of May, 2008. /s/ John F. Donahue /s/ J. Christopher Donahue John F. Donahue J. Christopher Donahue /s/ Thomas G. Bigley /s/ John E. Murray, Jr. Thomas G. Bigley John E. Murray, Jr. /s/ John T. Conroy, Jr. /s/ R. James Nicholson John T. Conroy, Jr. R. James Nicholson /s/ Nicholas P. Constantakis /s/ Thomas M. O'Neill Nicholas P. Constantakis Thomas M. O'Neill /s/ John F. Cunningham /s/ Marjorie P. Smuts John F. Cunningham Marjorie P. Smuts /s/ Peter E. Madden /s/ John S. Walsh Peter E. Madden John S. Walsh /s/ Charles F. Mansfield, Jr. /s/ James F. Will Charles F. Mansfield, Jr. James F. Will - 5 - PGHLIB-2356265.1-TLKERR 8/28/08 9:30 AM -----END PRIVACY-ENHANCED MESSAGE-----