0001033905-20-000086.txt : 20200707 0001033905-20-000086.hdr.sgml : 20200707 20200707104638 ACCESSION NUMBER: 0001033905-20-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200706 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fairchild Nancy CENTRAL INDEX KEY: 0001633130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30109 FILM NUMBER: 201015500 MAIL ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD. CITY: AUSTIN STATE: TX ZIP: 78727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUMINEX CORP CENTRAL INDEX KEY: 0001033905 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 742747608 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD STREET 2: 512-219-8020 CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122494741 MAIL ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD CITY: AUSTIN STATE: TX ZIP: 78727 4 1 wf-form4_159413318478707.xml FORM 4 X0306 4 2020-07-06 0 0001033905 LUMINEX CORP LMNX 0001633130 Fairchild Nancy 12212 TECHNOLOGY BLVD AUSTIN TX 78727 0 1 0 0 SVP, Human Resources Common Stock 2020-07-06 4 M 0 3475 19.25 A 60899 D Common Stock 2020-07-06 4 S 0 3475 33 D 57424 D Common Stock 2020-07-06 4 M 0 20000 15.93 A 77424 D Common Stock 2020-07-06 4 S 0 20000 33 D 58111 D Stock Option (Right To Buy) 19.25 2020-07-06 4 M 0 3475 0 D 2013-08-14 2022-10-01 Common Stock 3475.0 0 D Stock Option (Right To Buy) 15.93 2020-07-06 4 M 0 20000 0 D 2017-03-11 2022-03-11 Common Stock 20000.0 32153 D This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on May 20, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. This balance includes a total of 687 shares obtained under the Luminex Corporation Employee Stock Purchase Plan on May 29, 2020. /S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR NANCY FAIRCHILD 2020-07-07